DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• P•••••••• L••
Latest filing Apr 23, 2024
First filing on the tape Mar 5, 2019 · 26 filings
SEC status approved since Apr 4, 2019
RAUM
$1.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.5M as of Mar 28, 2024
Mar 31, 2020$31.1M then
HNW client RAUM$0 as of Mar 28, 2024
Mar 31, 2020$30.5M then
State-registered IARs (5.B.3)1 as of Mar 28, 2024
Mar 31, 20204 then
Employees (5.A)3 as of Mar 28, 2024
Mar 31, 20206 then
Private funds: no history
RAUM -96% over the last fiscal year-51% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Apr 23, 2024; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 14derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $104,929derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -96%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -85%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.5M100%
- Individual clients
- 14reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 14reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- A••••• C••• Z••• to M••• C••••••Apr 23, 2024 · RIA to RIA
- B••••••• R••• W•••• to C••••••••• F•••••••• N••••••Dec 26, 2023 · RIA to affiliated broker-dealer or bank
- T•••••• R••••• S•••••• to I•••••••• C•••••• L••Apr 12, 2022 · RIA to RIA
Joined, latest
- B••••••• R••• W•••• from E•••••••• A•••••••• L••Mar 18, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• J•••••• J••• · Founder, Ceo, And Ccocontrolsince 04/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Conshohocken, PA1 employees
What changed
consecutive filings, newest first
- Employees · 3 to 2Mar 28, 2024 to Apr 23, 2024
- Accounts · 175 to 14Feb 22, 2024 to Mar 28, 2024
- HNW clients · 15 to 0Feb 22, 2024 to Mar 28, 2024
- Individual clients · 79 to 14Feb 22, 2024 to Mar 28, 2024
- Pension plan clients · 2 to 0Feb 22, 2024 to Mar 28, 2024
- Discretionary RAUM · $12.6M to $1.5MFeb 22, 2024 to Mar 28, 2024
- HNW RAUM · $32.6M to $0Feb 22, 2024 to Mar 28, 2024
- Individual RAUM · $8.3M to $1.5MFeb 22, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $28.4M to $0Feb 22, 2024 to Mar 28, 2024
- RAUM · $41.0M to $1.5MFeb 22, 2024 to Mar 28, 2024
- Advisory employees · 2 to 1Mar 31, 2023 to Feb 22, 2024
- Employees · 4 to 3Mar 31, 2023 to Feb 22, 2024
- Insurance-licensed employees · 0 to 1Mar 31, 2023 to Feb 22, 2024
- State-registered IARs · 2 to 1Mar 31, 2023 to Feb 22, 2024
- Accounts · 125 to 175Mar 8, 2023 to Mar 31, 2023
- HNW clients · 7 to 15Mar 8, 2023 to Mar 31, 2023
- Individual clients · 61 to 79Mar 8, 2023 to Mar 31, 2023
- Pension plan clients · 1 to 2Mar 8, 2023 to Mar 31, 2023
- Financial planning clients · 26-50 to 101-250Mar 8, 2023 to Mar 31, 2023
- Discretionary RAUM · $11.5M to $12.6MMar 8, 2023 to Mar 31, 2023
- HNW RAUM · $28.0M to $32.6MMar 8, 2023 to Mar 31, 2023
- Individual RAUM · $7.8M to $8.3MMar 8, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $33.6M to $28.4MMar 8, 2023 to Mar 31, 2023
- Pension RAUM · $9.4M to $0Mar 8, 2023 to Mar 31, 2023
- RAUM · $45.1M to $41.0MMar 8, 2023 to Mar 31, 2023
- Advisory employees · 4 to 2Apr 7, 2022 to Apr 12, 2022
- Employees · 6 to 4Apr 7, 2022 to Apr 12, 2022
- State-registered IARs · 4 to 2Apr 7, 2022 to Apr 12, 2022
- Accounts · 17 to 125Dec 14, 2021 to Apr 1, 2022
- HNW clients · 2 to 7Dec 14, 2021 to Apr 1, 2022
- Individual clients · 10 to 61Dec 14, 2021 to Apr 1, 2022
- Pension plan clients · 0 to 1Dec 14, 2021 to Apr 1, 2022
- Financial planning clients · 1-10 to 26-50Dec 14, 2021 to Apr 1, 2022
- Discretionary RAUM · $610,997 to $11.5MDec 14, 2021 to Apr 1, 2022
- HNW RAUM · $30.5M to $28.0MDec 14, 2021 to Apr 1, 2022
- Individual RAUM · $610,997 to $7.8MDec 14, 2021 to Apr 1, 2022
- Non-discretionary RAUM · $30.5M to $33.6MDec 14, 2021 to Apr 1, 2022
- Pension RAUM · $0 to $9.4MDec 14, 2021 to Apr 1, 2022
- RAUM · $31.1M to $45.1MDec 14, 2021 to Apr 1, 2022
- Advisory employees · 5 to 4Sep 14, 2021 to Dec 14, 2021
Signals
6 dated events
- A••••• C••• Z••• left P•••••••• P•••••••• L•• for M••• C•••••• (registered 2024-01-16)Apr 23, 2024 · Advisor changed firm · fact
- B••••••• R••• W•••• left P•••••••• P•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2023-12-06)Dec 26, 2023 · Advisor changed firm · fact
- T•••••• R••••• S•••••• left P•••••••• P•••••••• L•• for I•••••••• C•••••• L•• (registered 2021-05-20)Apr 12, 2022 · Advisor changed firm · fact
- Michael Justin Pedley (Chief Compliance Officer) no longer on Schedule A of P•••••••• P•••••••• L•• (listed 2020-06-16, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Justin Pedley (Chief Compliance Officer) appeared on Schedule A of P•••••••• P•••••••• L••May 21, 2019 · Control person joined · fact
- P•••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 5, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/procapita-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- procapita.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 364-5585reportedpublic record, Form ADV, Apr 23, 2024
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026