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SEC-registered adviser

T••••••• I•••••••••

Independent wealth managerEmeryville, CaliforniaCRD 300353SEC 801-132408websiteIAPD
Legal name T••••••• I••••••••• L••
Latest filing Apr 17, 2026
First filing on the tape Mar 13, 2025 · 3 filings
SEC status approved since Apr 14, 2025
RAUM
$123M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$123M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$61.3M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$123M as of Apr 17, 2026
Mar 13, 2025$114M then
HNW client RAUM$110M as of Apr 17, 2026
Mar 13, 2025$110M then
State-registered IARs (5.B.3)1 as of Apr 17, 2026
Mar 13, 20251 then
Employees (5.A)2 as of Apr 17, 2026
Mar 13, 20252 then
Private funds: no history
RAUM +7.4% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Apr 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$61.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
29derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$490,261derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+7.4%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.6%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Custody
$32.1M, 28 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$110M90%
  • Individuals$12.3M10%
Individual clients
11reported
HNW clients
47reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
250reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$32.1M for 28 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A••••• K••••••••• B•••••••Emeryville, CaJan 1, 202623 y1
N••••• B•••••••Emeryville, CaJan 1, 202620 y1
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Emeryville, Ca · principal220
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 225 to 250
      Mar 13, 2025 to Mar 27, 2026
    • Charity clients · 1.0 to unset
      Mar 13, 2025 to Mar 27, 2026
    • HNW clients · 40 to 47
      Mar 13, 2025 to Mar 27, 2026
    • Individual clients · 16 to 11
      Mar 13, 2025 to Mar 27, 2026
    • Assets in custody · $1.2M to $32.1M
      Mar 13, 2025 to Mar 27, 2026
    • Discretionary RAUM · $114M to $123M
      Mar 13, 2025 to Mar 27, 2026
    • HNW RAUM · $110M to $110M
      Mar 13, 2025 to Mar 27, 2026
    • Individual RAUM · $3.7M to $12.3M
      Mar 13, 2025 to Mar 27, 2026
    • RAUM · $114M to $123M
      Mar 13, 2025 to Mar 27, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    510-601-8800reportedpublished by the firm, firm site, Sep 17, 2026
    Website
    t•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
    Principal office phone
    510-601-8800reportedpublic record, Form ADV, Apr 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $61.3Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026