DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealth Creation Management Group LLC
Latest filing Feb 4, 2026
First filing on the tape Feb 4, 2019 · 16 filings
SEC status approved since Mar 6, 2019
RAUM
$106M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$101M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$53.1M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$106M as of Feb 4, 2026
Jan 16, 2020$52.0M then
HNW client RAUM$64.9M as of Feb 4, 2026
Jan 16, 2020$23.0M then
State-registered IARs (5.B.3)2 as of Feb 4, 2026
Jan 16, 20202 then
Employees (5.A)2 as of Feb 4, 2026
Jan 16, 20202 then
Private funds: no history
RAUM +11% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $53.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $397,439derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$64.9M61%
- Individuals$36.5M34%
- Corporations and businesses$4.8M4.5%
- Individual clients
- 136reported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 267reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joseph Charles Barreiro | Monroe, Ny | Mar 14, 2019 | 32 y | 2 |
| Marilyn Louise Vander Plaat | Monroe, Ny | Mar 15, 2019 | 41 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Marilyn Louise Vander Plaat from United Planners' Financial Services Of America A Limited PartnerMar 15, 2019 · Other
- Joseph Charles Barreiro from United Planners' Financial Services Of America A Limited PartnerMar 14, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from United Planners' Financial Services Of America A Limited PartnerAug 5, 2020 · Monroe, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charles Joseph Barreiro · Managing Member/Chief Compliance Officer/Investment Advisor Representativecontrolsince 01/2019 · owns 50% to 75%
- Louise Marilyn Vander Plaat · Member/Investment Advisor Representative/Cfocontrolsince 02/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Monroe, Ny | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 270 to 267Feb 5, 2025 to Feb 4, 2026
- HNW clients · 20 to 21Feb 5, 2025 to Feb 4, 2026
- Individual clients · 132 to 136Feb 5, 2025 to Feb 4, 2026
- Discretionary RAUM · $95.8M to $106MFeb 5, 2025 to Feb 4, 2026
- HNW RAUM · $52.6M to $64.9MFeb 5, 2025 to Feb 4, 2026
- Individual RAUM · $38.8M to $36.5MFeb 5, 2025 to Feb 4, 2026
- RAUM · $95.8M to $106MFeb 5, 2025 to Feb 4, 2026
- Accounts · 262 to 270Jan 25, 2024 to Feb 5, 2025
- HNW clients · 21 to 20Jan 25, 2024 to Feb 5, 2025
- Individual clients · 135 to 132Jan 25, 2024 to Feb 5, 2025
- Financial planning clients · 11-25 to 11-25Jan 25, 2024 to Feb 5, 2025
- HQ city · unset to Jan 25, 2024 to Feb 5, 2025
- HQ state · unset to Jan 25, 2024 to Feb 5, 2025
- Discretionary RAUM · $78.5M to $95.8MJan 25, 2024 to Feb 5, 2025
- HNW RAUM · $46.8M to $52.6MJan 25, 2024 to Feb 5, 2025
- Individual RAUM · $28.1M to $38.8MJan 25, 2024 to Feb 5, 2025
- RAUM · $78.5M to $95.8MJan 25, 2024 to Feb 5, 2025
- Accounts · 284 to 262Feb 3, 2023 to Jan 25, 2024
- HNW clients · 11 to 21Feb 3, 2023 to Jan 25, 2024
- Individual clients · 129 to 135Feb 3, 2023 to Jan 25, 2024
- Financial planning clients · 1-10 to 11-25Feb 3, 2023 to Jan 25, 2024
- Discretionary RAUM · $65.0M to $78.5MFeb 3, 2023 to Jan 25, 2024
- HNW RAUM · $29.2M to $46.8MFeb 3, 2023 to Jan 25, 2024
- Individual RAUM · $32.9M to $28.1MFeb 3, 2023 to Jan 25, 2024
- RAUM · $65.0M to $78.5MFeb 3, 2023 to Jan 25, 2024
- Accounts · 276 to 284Oct 25, 2022 to Feb 3, 2023
- Individual clients · 128 to 129Oct 25, 2022 to Feb 3, 2023
- Financial planning clients · 0 to 1-10Oct 25, 2022 to Feb 3, 2023
- Accounts · 229 to 276Jan 21, 2022 to Oct 25, 2022
- Corporate clients · unset to 1.0Jan 21, 2022 to Oct 25, 2022
- HNW clients · 10 to 11Jan 21, 2022 to Oct 25, 2022
- Individual clients · 131 to 128Jan 21, 2022 to Oct 25, 2022
- Discretionary RAUM · $74.0M to $65.0MJan 21, 2022 to Oct 25, 2022
- HNW RAUM · $32.5M to $29.2MJan 21, 2022 to Oct 25, 2022
- Individual RAUM · $41.5M to $32.9MJan 21, 2022 to Oct 25, 2022
- RAUM · $74.0M to $65.0MJan 21, 2022 to Oct 25, 2022
- Accounts · 224 to 229Oct 7, 2021 to Jan 21, 2022
- HNW clients · 3 to 10Oct 7, 2021 to Jan 21, 2022
- Individual clients · 124 to 131Oct 7, 2021 to Jan 21, 2022
- Discretionary RAUM · $71.0M to $74.0MOct 7, 2021 to Jan 21, 2022
Signals
1 dated events
- Wealth Creation Management Group Llc filed its initial SEC registration (Form ADV)Feb 4, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- rreinhardt@wealthcmg.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 845-248-6240reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 845-774-1144reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 845-825-4116reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- wealthcmg.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 845-774-1144reportedpublic record, Form ADV, Feb 4, 2026
- Contact form
- wealthcmg.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- wealthcmg.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026