DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• A•••••••
Legal name S••••••• A•••••••• L••
Latest filing Mar 9, 2026
First filing on the tape Jun 18, 2020 · 14 filings
SEC status approved since Jul 23, 2020
RAUM
$222M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
79%
$176M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$74.0M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$222M as of Mar 9, 2026
Mar 5, 2021$60.4M then
HNW client RAUM$114M as of Mar 9, 2026
Mar 5, 2021$26.9M then
State-registered IARs (5.B.3)3 as of Mar 9, 2026
Mar 5, 20212 then
Employees (5.A)4 as of Mar 9, 2026
Mar 5, 20212 then
Private funds: no history
RAUM +23% over the last fiscal year+23% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $74.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $381,389derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $24.2M, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$114M52%
- Individuals$61.2M28%
- Corporations and businesses$23.9M11%
- Charitable organizations$20.4M9.2%
- Pension and profit-sharing plans$2.1M0.9%
- Individual clients
- 113reported
- HNW clients
- 45reported
- Pension plan clients
- 1reported
- Charitable clients
- 3reported
- Accounts
- 582reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $24.2M for 19 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.79 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• T••••• R•••Certified Financial Planner | New York, Ny | May 14, 2020 | 18 y | 1 |
| D•••• F••••• W•••••Certified Financial Planner, Chartered Financial Analyst | New York, Ny | May 15, 2020 | 23 y | 2 |
| V•••••• G•••• W•••••••Certified Financial Planner | Fayetteville, Ga | Mar 22, 2022 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- S••••••• S•••••• to W••••• E••••••••• A••••••• S•••••••• L••Dec 20, 2024 · RIA to affiliated broker-dealer or bank
- J••••••• C•••• D••••• to E••••• F•••••••• N••••••• I•••May 25, 2023 · RIA to RIA
Joined, latest
- S••••••• S•••••• from F••••••• C•••••• A•••••••• L••May 5, 2024 · RIA to RIA
- V•••••• G•••• W••••••• from C•••••• I••••••••• A••••••• S•••••••• L••Mar 22, 2022 · Affiliated broker-dealer or bank to independent RIA
- D•••• F••••• W••••• from W•••• C•••••• P••••••• L••May 15, 2020 · RIA to RIA
- D••••• T••••• R••• from B•••••••• R••••• • F•••••••• I•••May 14, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••• D•••••• T••••• · Managing Partner, Ccocontrolsince 01/2019 · owns 50% to 75%
- W•••••• D••••• F••••• · Managing Partnercontrolsince 05/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 562 to 582Nov 26, 2025 to Mar 9, 2026
- Corporate clients · 5 to 7Nov 26, 2025 to Mar 9, 2026
- Individual clients · 111 to 113Nov 26, 2025 to Mar 9, 2026
- Assets in custody · $24.4M to $24.2MNov 26, 2025 to Mar 9, 2026
- Employees · 3 to 4Nov 26, 2025 to Mar 9, 2026
- Financial planning clients · More than 500 to 1-10Nov 26, 2025 to Mar 9, 2026
- Discretionary RAUM · $164M to $204MNov 26, 2025 to Mar 9, 2026
- HNW RAUM · $97.5M to $114MNov 26, 2025 to Mar 9, 2026
- Individual RAUM · $50.7M to $61.2MNov 26, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $16.6M to $18.2MNov 26, 2025 to Mar 9, 2026
- Pension RAUM · $1.4M to $2.1MNov 26, 2025 to Mar 9, 2026
- RAUM · $180M to $222MNov 26, 2025 to Mar 9, 2026
- Assets in custody · $0 to $24.4MMay 29, 2025 to Nov 26, 2025
- Custody of client assets · false to trueMay 29, 2025 to Nov 26, 2025
- Financial planning clients · More than 500 to More than 500Mar 21, 2025 to May 29, 2025
- Accounts · 527 to 562Feb 29, 2024 to Mar 21, 2025
- Corporate clients · 11 to 5Feb 29, 2024 to Mar 21, 2025
- HNW clients · 49 to 45Feb 29, 2024 to Mar 21, 2025
- Individual clients · 110 to 111Feb 29, 2024 to Mar 21, 2025
- HQ city · unset to Feb 29, 2024 to Mar 21, 2025
- HQ state · unset to Feb 29, 2024 to Mar 21, 2025
- Discretionary RAUM · $140M to $164MFeb 29, 2024 to Mar 21, 2025
- HNW RAUM · $91.0M to $97.5MFeb 29, 2024 to Mar 21, 2025
- Individual RAUM · $37.6M to $50.7MFeb 29, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $15.1M to $16.6MFeb 29, 2024 to Mar 21, 2025
- Pension RAUM · $565,204 to $1.4MFeb 29, 2024 to Mar 21, 2025
- RAUM · $156M to $180MFeb 29, 2024 to Mar 21, 2025
- Accounts · 539 to 527Oct 9, 2023 to Feb 29, 2024
- Charity clients · 2 to 3Oct 9, 2023 to Feb 29, 2024
- HNW clients · 24 to 49Oct 9, 2023 to Feb 29, 2024
- Individual clients · 146 to 110Oct 9, 2023 to Feb 29, 2024
- Other offices · 0 to 4Oct 9, 2023 to Feb 29, 2024
- Discretionary RAUM · $108M to $140MOct 9, 2023 to Feb 29, 2024
- HNW RAUM · $38.7M to $91.0MOct 9, 2023 to Feb 29, 2024
- Individual RAUM · $59.0M to $37.6MOct 9, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $12.8M to $15.1MOct 9, 2023 to Feb 29, 2024
- Pension RAUM · $268,578 to $565,204Oct 9, 2023 to Feb 29, 2024
- RAUM · $121M to $156MOct 9, 2023 to Feb 29, 2024
- Advisory employees · 4 to 3Mar 16, 2023 to Oct 9, 2023
- Employees · 4 to 3Mar 16, 2023 to Oct 9, 2023
Signals
3 dated events
- S••••••• S•••••• left S••••••• A••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-06-23)Dec 20, 2024 · advisor firm c••••e · fact
- J••••••• C•••• D••••• left S••••••• A••••••• for E••••• F•••••••• N••••••• I••• (registered 2025-01-22)May 25, 2023 · advisor firm c••••e · fact
- S••••••• A••••••• filed its initial SEC registration (Form ADV)Jun 18, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@sincerusadv.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- dann@sincerusadv.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-203-7376reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/sincerus-advisoryreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sincerusadv.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 203-7376reportedpublic record, Form ADV, Mar 9, 2026
- Contact form
- sincerusadv.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- sincerusadv.com/people/dannryanreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026