DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Englebert Financial Advisers, LLC
Latest filing Jun 18, 2026
First filing on the tape May 17, 2024 · 5 filings
SEC status approved since Jun 18, 2024
RAUM
$157M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
73%
$115M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$52.2M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$157M as of Jun 18, 2026
Apr 4, 2025$149M then
HNW client RAUM$58.9M as of Jun 18, 2026
Apr 4, 2025$48.4M then
State-registered IARs (5.B.3)3 as of Jun 18, 2026
Apr 4, 20253 then
Employees (5.A)3 as of Jun 18, 2026
Apr 4, 20254 then
Private funds: no history
RAUM +5.2% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $52.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 88derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $254,664derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $49.7M, 105 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$58.9M38%
- Individuals$56.2M36%
- State and municipal entities$32.6M21%
- Corporations and businesses$8.2M5.2%
- Charitable organizations$717,8320.5%
- Individual clients
- 235reported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 615reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $49.7M for 105 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.73 fund_share=0.0 institutional_share=0.21 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Paul Englebert | Allentown, Pa | Sep 19, 2019 | 42 y | 2 |
| Jamie Lyn Englebert | Allentown, Pa | Sep 25, 2021 | 25 y | 0 |
| Andrew Gordon Gaines | Allentown, Pa | Sep 9, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Christopher Paul Englebert from Beirne.Sep 19, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Paul Christopher Englebert · Founding Partner & Chief Investment Officercontrolsince 01/2019 · owns 25% to 50%
- Lyn Jamie Englebert · President & Chief Compliance Officercontrolsince 01/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Allentown, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 606 to 615Apr 4, 2025 to Mar 18, 2026
- HNW clients · 24 to 29Apr 4, 2025 to Mar 18, 2026
- Individual clients · 233 to 235Apr 4, 2025 to Mar 18, 2026
- Assets in custody · $44.1M to $49.7MApr 4, 2025 to Mar 18, 2026
- Employees · 4 to 3Apr 4, 2025 to Mar 18, 2026
- Financial planning clients · 1-10 to 0Apr 4, 2025 to Mar 18, 2026
- Discretionary RAUM · $149M to $157MApr 4, 2025 to Mar 18, 2026
- HNW RAUM · $48.4M to $58.9MApr 4, 2025 to Mar 18, 2026
- Individual RAUM · $55.1M to $56.2MApr 4, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $107,922 to $113,501Apr 4, 2025 to Mar 18, 2026
- RAUM · $149M to $157MApr 4, 2025 to Mar 18, 2026
- Accounts · 577 to 606Jul 23, 2024 to Apr 4, 2025
- Advisory employees · 2 to 3Jul 23, 2024 to Apr 4, 2025
- Charity clients · 3 to 5Jul 23, 2024 to Apr 4, 2025
- HNW clients · 20 to 24Jul 23, 2024 to Apr 4, 2025
- Individual clients · 231 to 233Jul 23, 2024 to Apr 4, 2025
- Pension plan clients · 1.0 to unsetJul 23, 2024 to Apr 4, 2025
- Assets in custody · $30.8M to $44.1MJul 23, 2024 to Apr 4, 2025
- Employees · 3 to 4Jul 23, 2024 to Apr 4, 2025
- Financial planning clients · 1-10 to 1-10Jul 23, 2024 to Apr 4, 2025
- State-registered IARs · 2 to 3Jul 23, 2024 to Apr 4, 2025
- Discretionary RAUM · $125M to $149MJul 23, 2024 to Apr 4, 2025
- HNW RAUM · $42.0M to $48.4MJul 23, 2024 to Apr 4, 2025
- Individual RAUM · $50.9M to $55.1MJul 23, 2024 to Apr 4, 2025
- Non-discretionary RAUM · $53,318 to $107,922Jul 23, 2024 to Apr 4, 2025
- Pension RAUM · 7999.0 to unsetJul 23, 2024 to Apr 4, 2025
- RAUM · $125M to $149MJul 23, 2024 to Apr 4, 2025
Signals
1 dated events
- Englebert Financial Advisers, Llc filed its initial SEC registration (Form ADV)May 17, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- tyler@englebertfa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-350-3301reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 610-514-5786reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/englebert-financial-advisersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- englebertfa.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 484-350-3301reportedpublic record, Form ADV, Jun 18, 2026
- Team page
- englebertfinancialadvisers.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026