DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••• C••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Feb 8, 2019 · 16 filings
SEC status approved since Mar 8, 2019
RAUM
$175M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$160M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$58.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$175M as of Mar 26, 2026
Mar 26, 2020$145M then
HNW client RAUM$120M as of Mar 26, 2026
Mar 26, 2020$109M then
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Mar 26, 20204 then
Employees (5.A)3 as of Mar 26, 2026
Mar 26, 20204 then
Private funds: no history
RAUM +13% over the last fiscal year+9.2% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $58.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $457,509derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -60%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Custody
- $10.1M, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$120M69%
- Individuals$39.2M22%
- Corporations and businesses$10.4M5.9%
- Pension and profit-sharing plans$3.2M1.8%
- Charitable organizations$2.2M1.2%
- Individual clients
- 94reported
- HNW clients
- 52reported
- Pension plan clients
- 2reported
- Charitable clients
- 3reported
- Accounts
- 383reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $10.1M for 17 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• M•••••• G•••• | Tacoma, Wa | Apr 16, 2019 | 20 y | 2 |
| J••••••• A••• E••••• C•••••• | Tacoma, Wa | Apr 16, 2019 | 25 y | 5 |
| J••• M••••• G•••• | Tacoma, Wa | Apr 16, 2019 | 30 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••••• A••• E••••• C•••••• from W•••• F•••• A•••••••Apr 16, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J••• M••••• G•••• from W•••• F•••• A•••••••Apr 16, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- G••• M•••••• G•••• from W•••• F•••• A•••••••Apr 16, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from W•••• F•••• A•••••••Apr 24, 2019 · Tacoma, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• C••••••• J•••••••• A••• · Ccocontrolsince 02/2019 · owns less than 5%
- G••••• C••••••• J••• · Membercontrolsince 01/2019 · owns 10% to 25%
- G••••• G•••• M•••••• · Membercontrolsince 01/2019 · owns 25% to 50%
- G••••• J•••• M••••• · Membercontrolsince 01/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tacoma, Wa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 26, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $155,289,599 to $175,225,864, advisors 3 to 3, private clients 366 to 146, offices 0 to 0 (2025-03-27 to 2026-03-26)peers: independent wealth managers, $100M to $500M (5,678)
- client count collapseChange between filings · filing Mar 26, 2026individual and HNW clients (Item 5.D) moved from 366.0 to 146.0 (-60.0%) between the annual amendments of 2025-03-27 and 2026-03-26; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 0.9% percentile
- compensation changedChange between filings · filing Mar 26, 2026hourly charges (Item 5.E.2): no on the filing of 2025-05-26, yes on the filing of 2026-03-26peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 378 to 383May 26, 2025 to Mar 26, 2026
- Corporate clients · 7 to 5May 26, 2025 to Mar 26, 2026
- HNW clients · 161 to 52May 26, 2025 to Mar 26, 2026
- Individual clients · 205 to 94May 26, 2025 to Mar 26, 2026
- Pooled vehicle clients · unset to 0.0May 26, 2025 to Mar 26, 2026
- Assets in custody · $5.2M to $10.1MMay 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $155M to $175MMay 26, 2025 to Mar 26, 2026
- HNW RAUM · $103M to $120MMay 26, 2025 to Mar 26, 2026
- Individual RAUM · $37.2M to $39.2MMay 26, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $155,160 to $482,194May 26, 2025 to Mar 26, 2026
- Pension RAUM · $2.7M to $3.2MMay 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · unset to 0.0May 26, 2025 to Mar 26, 2026
- RAUM · $155M to $175MMay 26, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to May 26, 2025
- Accounts · 367 to 378May 24, 2024 to Mar 27, 2025
- Advisory employees · 4 to 3May 24, 2024 to Mar 27, 2025
- Charity clients · 4 to 3May 24, 2024 to Mar 27, 2025
- Corporate clients · 4 to 7May 24, 2024 to Mar 27, 2025
- HNW clients · 49 to 161May 24, 2024 to Mar 27, 2025
- Individual clients · 104 to 205May 24, 2024 to Mar 27, 2025
- Assets in custody · $4.1M to $5.2MMay 24, 2024 to Mar 27, 2025
- Employees · 4 to 3May 24, 2024 to Mar 27, 2025
- State-registered IARs · 4 to 3May 24, 2024 to Mar 27, 2025
- Discretionary RAUM · $149M to $155MMay 24, 2024 to Mar 27, 2025
- HNW RAUM · $100.0M to $103MMay 24, 2024 to Mar 27, 2025
- Individual RAUM · $33.6M to $37.2MMay 24, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $133,587 to $155,160May 24, 2024 to Mar 27, 2025
- Pension RAUM · $3.6M to $2.7MMay 24, 2024 to Mar 27, 2025
- RAUM · $149M to $155MMay 24, 2024 to Mar 27, 2025
- Accounts · 374 to 367Mar 28, 2023 to Mar 26, 2024
- Advisory employees · 3 to 4Mar 28, 2023 to Mar 26, 2024
- HNW clients · 139 to 49Mar 28, 2023 to Mar 26, 2024
- Individual clients · 225 to 104Mar 28, 2023 to Mar 26, 2024
- Assets in custody · $2.1M to $4.1MMar 28, 2023 to Mar 26, 2024
- State-registered IARs · 3 to 4Mar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $135M to $149MMar 28, 2023 to Mar 26, 2024
- HNW RAUM · $85.9M to $100.0MMar 28, 2023 to Mar 26, 2024
- Individual RAUM · $33.6M to $33.6MMar 28, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $178,324 to $133,587Mar 28, 2023 to Mar 26, 2024
- Pension RAUM · $3.1M to $3.6MMar 28, 2023 to Mar 26, 2024
Signals
1 dated events
- G•••• C••••••• L•• filed its initial SEC registration (Form ADV)Feb 8, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@gouldcapital.netreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 253-272-9898reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 855-272-9900reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- gouldcapital.netreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 253-272-9898reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026