DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at B3 Wealth Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Heather M Carlson | LPL Financial LLC BD affiliated | B3 Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2019 | Jul 2, 2019 |
| Scott Alan Brueske | Financial Advocates Investment Management independent RIA | B3 Wealth Strategies no RAUM | RIA to a newly registered adviser | Oct 17, 2019 | Jul 2, 2019 |
| Alexander Scott Brueske | Financial Advocates Investment Management independent RIA | B3 Wealth Strategies no RAUM | RIA to a newly registered adviser | Oct 17, 2019 | Jul 2, 2019 |
| Spencer Alan Brueske | Financial Advocates Investment Management independent RIA | B3 Wealth Strategies no RAUM | RIA to a newly registered adviser | Oct 17, 2019 | Jul 2, 2019 |
| Tiffany Elise Cote | Financial Advocates Advisory Services no RAUM | B3 Wealth Strategies no RAUM | Other | Dec 23, 2013 | Jul 2, 2019 (2017 d) |
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5 moves match.