DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Delos Capital Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Armando Vega | Fisher Investments independent RIA | Delos Capital Advisors independent RIA | RIA to RIA | Feb 4, 2026 | Mar 20, 2026 (44 d) |
| Cinthia E Saenz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Delos Capital Advisors independent RIA | Wirehouse to independent RIA | Jan 30, 2026 | Mar 20, 2026 (49 d) |
| Thomas P Keeling | Robert W. Baird & Co. Incorporated mixed wealth | Delos Capital Advisors independent RIA | RIA to RIA | Apr 15, 2019 | May 9, 2019 |
| Cody Lee Lummus | Lear Investment Management independent RIA | Delos Capital Advisors independent RIA | RIA to RIA | Mar 26, 2019 | Mar 22, 2019 |
| Andrew Hunter Smith | Lear Investment Management independent RIA | Delos Capital Advisors independent RIA | RIA to RIA | Mar 26, 2019 | Mar 26, 2019 |
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5 moves match.