DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
K2 Financial Inc.
Latest filing Mar 21, 2026
First filing on the tape Mar 25, 2021 · 12 filings
SEC status approved since Apr 23, 2021
RAUM
$192M
reported, Item 5.F
Discretionary
60%
of RAUM
Private clients
100%
$191M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$24.0M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$192M as of Mar 21, 2026
Mar 31, 2022$148M then
HNW client RAUM$67.3M as of Mar 21, 2026
Mar 31, 2022$57.1M then
State-registered IARs (5.B.3)8 as of Mar 21, 2026
Mar 31, 20227 then
Employees (5.A)10 as of Mar 21, 2026
Mar 31, 202211 then
Private funds: no history
RAUM +18% over the last fiscal year+9.7% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $24.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $151,261derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 60%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$124M65%
- High-net-worth individuals$67.3M35%
- Charitable organizations$267,7610.1%
- Corporations and businesses$8,9950.0%
- Individual clients
- 360reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,267reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=9.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin Takumi KurimotoCertified Financial Planner, Chartered Financial Analyst | Glendora, Ca | Sep 18, 2017 | 23 y | 1 |
| Matthew Stuart PhillipsCertified Financial Planner | Glendora, Ca | Sep 25, 2017 | 11 y | 2 |
| Allison Ranae Kapadia | Glendora, Ca | Apr 24, 2018 | 10 y | 1 |
| Rene Nmn Rodriguez | Glendora, Ca | May 7, 2018 | 14 y | 1 |
| Travis John Bettfreund | Glendora, Ca | Jan 18, 2022 | 10 y | 1 |
| Omar Velasco | Glendora, Ca | Aug 30, 2022 | 19 y | 0 |
| Kyle Sterling Douthit | Glendora, Ca | Apr 11, 2023 | 16 y | 0 |
| Jacob T GormanCertified Financial Planner | Fort Washington, Pa | Nov 16, 2023 | 13 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Nicholas Michael Colletta to Bridge Advisory LLCSep 28, 2023 · RIA to RIA
- Nicholas Anthony Covyeau to Swell FinancialNov 19, 2021 · RIA to a state-registered adviser
Joined, latest
- Nicholas Anthony Covyeau from Lincoln InvestmentMay 30, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Travis Bettfreund · Chief Compliance Officer/Secretarycontrolsince 09/2023 · owns 25% to 50%
- Ranae Allison Kapadia · Presidentcontrolsince 09/2023 · owns 25% to 50%
- Takumi Kevin Kurimoto · Vice Presidentcontrolsince 09/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Glendora, Ca · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,191 to 1,267Feb 16, 2025 to Mar 21, 2026
- HNW clients · 35 to 33Feb 16, 2025 to Mar 21, 2026
- Individual clients · 331 to 360Feb 16, 2025 to Mar 21, 2026
- Discretionary RAUM · $109M to $115MFeb 16, 2025 to Mar 21, 2026
- HNW RAUM · $61.4M to $67.3MFeb 16, 2025 to Mar 21, 2026
- Individual RAUM · $100.0M to $124MFeb 16, 2025 to Mar 21, 2026
- Non-discretionary RAUM · $52.5M to $77.1MFeb 16, 2025 to Mar 21, 2026
- RAUM · $162M to $192MFeb 16, 2025 to Mar 21, 2026
- Accounts · 1,083 to 1,191Feb 13, 2024 to Feb 16, 2025
- BD registered reps · 8 to 9Feb 13, 2024 to Feb 16, 2025
- HNW clients · 36 to 35Feb 13, 2024 to Feb 16, 2025
- Individual clients · 326 to 331Feb 13, 2024 to Feb 16, 2025
- Employees · 9 to 10Feb 13, 2024 to Feb 16, 2025
- Financial planning clients · 11-25 to 11-25Feb 13, 2024 to Feb 16, 2025
- Discretionary RAUM · $114M to $109MFeb 13, 2024 to Feb 16, 2025
- HNW RAUM · $59.5M to $61.4MFeb 13, 2024 to Feb 16, 2025
- Individual RAUM · $92.3M to $100.0MFeb 13, 2024 to Feb 16, 2025
- Non-discretionary RAUM · $39.7M to $52.5MFeb 13, 2024 to Feb 16, 2025
- RAUM · $154M to $162MFeb 13, 2024 to Feb 16, 2025
- Accounts · 791 to 1,083Dec 11, 2023 to Feb 12, 2024
- HNW clients · 30 to 36Dec 11, 2023 to Feb 12, 2024
- Individual clients · 306 to 326Dec 11, 2023 to Feb 12, 2024
- Employees · 12 to 9Dec 11, 2023 to Feb 12, 2024
- Insurance-licensed employees · 7 to 8Dec 11, 2023 to Feb 12, 2024
- Other offices · 3 to 2Dec 11, 2023 to Feb 12, 2024
- Discretionary RAUM · $139M to $114MDec 11, 2023 to Feb 12, 2024
- HNW RAUM · $54.7M to $59.5MDec 11, 2023 to Feb 12, 2024
- Individual RAUM · $87.3M to $92.3MDec 11, 2023 to Feb 12, 2024
- Non-discretionary RAUM · $6.8M to $39.7MDec 11, 2023 to Feb 12, 2024
- RAUM · $145M to $154MDec 11, 2023 to Feb 12, 2024
- HQ city · SAN DIMAS to GLENDORAMar 28, 2023 to Aug 23, 2023
- Accounts · 961 to 791Nov 2, 2022 to Mar 23, 2023
- Advisory employees · 7 to 8Nov 2, 2022 to Mar 23, 2023
- BD registered reps · 6 to 8Nov 2, 2022 to Mar 23, 2023
- HNW clients · 35 to 30Nov 2, 2022 to Mar 23, 2023
- Individual clients · 307 to 306Nov 2, 2022 to Mar 23, 2023
- Employees · 11 to 12Nov 2, 2022 to Mar 23, 2023
- Insurance-licensed employees · 6 to 7Nov 2, 2022 to Mar 23, 2023
- State-registered IARs · 7 to 8Nov 2, 2022 to Mar 23, 2023
- Other offices · 0 to 3Nov 2, 2022 to Mar 23, 2023
Signals
7 dated events
- Kyle Jonathan Krellwitz (Managing Partner) no longer on Schedule A of K2 Financial Inc. (listed 2023-08-23, absent 2023-10-19)Oct 19, 2023 · Control person left · inference
- Michael Nicholas Colletta (Chief Investment Officer) no longer on Schedule A of K2 Financial Inc. (listed 2023-08-23, absent 2023-10-19)Oct 19, 2023 · Control person left · inference
- Nicholas Michael Colletta left K2 Financial Inc. for Bridge Advisory Llc (registered 2023-10-04)Sep 28, 2023 · Advisor changed firm · fact
- Ranae Allison Kapadia (Managing Director) appeared on Schedule A of K2 Financial Inc.Mar 23, 2023 · Control person joined · fact
- Travis Bettfreund (Chief Compliance Officer) appeared on Schedule A of K2 Financial Inc.Mar 23, 2023 · Control person joined · fact
- Michael Nicholas Colletta (Chief Investment Officer) appeared on Schedule A of K2 Financial Inc.Mar 23, 2023 · Control person joined · fact
- K2 Financial Inc. filed its initial SEC registration (Form ADV)Mar 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@k2financialpartners.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jessica@k2financialpartners.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- mformes@k2financialpartners.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 626-389-4001reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 626-553-6113reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-394-7678reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/k2financialreportedpublic record, Form ADV, Sep 17, 2026
- Website
- k2financialpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 626-553-6113reportedpublic record, Form ADV, Mar 21, 2026
- Contact form
- k2financialpartners.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- k2financialpartners.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026