DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Jan 20, 2026
First filing on the tape Apr 18, 2019 · 16 filings
SEC status approved since May 17, 2019
RAUM
$318M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.9%
$6.0M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$318M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$318M as of Jan 20, 2026
Jan 9, 2020$128M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jan 20, 2026
Jan 9, 20201 then
Employees (5.A)1 as of Jan 20, 2026
Jan 9, 20201 then
Private funds: no history
RAUM +10% over the last fiscal year+17% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jan 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $318MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $79.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 98%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$312M98%
- Individuals$6.0M1.9%
- Individual clients
- 2reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.02 fund_share=0.0 institutional_share=0.98 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• T•••••• H•••••• | Pittsburgh, Pa | May 17, 2019 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• P••••••• T•••••• · Presdient And Chief Compliance Officercontrolsince 04/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $288M to $318MJan 15, 2025 to Jan 20, 2026
- Individual RAUM · $5.2M to $6.0MJan 15, 2025 to Jan 20, 2026
- RAUM · $288M to $318MJan 15, 2025 to Jan 20, 2026
- Related adviser · false to trueJan 15, 2025 to Jan 20, 2026
- Accounts · 3 to 4Jan 13, 2024 to Jan 15, 2025
- Individual clients · 1 to 2Jan 13, 2024 to Jan 15, 2025
- Financial planning clients · unset to Jan 13, 2024 to Jan 15, 2025
- HQ city · unset to Jan 13, 2024 to Jan 15, 2025
- HQ state · unset to Jan 13, 2024 to Jan 15, 2025
- Discretionary RAUM · $223M to $288MJan 13, 2024 to Jan 15, 2025
- Individual RAUM · $3.0M to $5.2MJan 13, 2024 to Jan 15, 2025
- RAUM · $223M to $288MJan 13, 2024 to Jan 15, 2025
- Accounts · 2 to 3Jan 10, 2023 to Jan 9, 2024
- Individual clients · unset to 1.0Jan 10, 2023 to Jan 9, 2024
- Discretionary RAUM · $198M to $223MJan 10, 2023 to Jan 9, 2024
- Individual RAUM · unset to 3011636.0Jan 10, 2023 to Jan 9, 2024
- RAUM · $198M to $223MJan 10, 2023 to Jan 9, 2024
- Accounts · 1 to 2Feb 2, 2022 to Jan 9, 2023
- Charity clients · 1 to 2Feb 2, 2022 to Jan 9, 2023
- Discretionary RAUM · $132M to $198MFeb 2, 2022 to Jan 9, 2023
- RAUM · $132M to $198MFeb 2, 2022 to Jan 9, 2023
- Discretionary RAUM · $116M to $132MJan 12, 2021 to Jan 12, 2022
- RAUM · $116M to $132MJan 12, 2021 to Jan 12, 2022
- Accounts · 8 to 1Jan 11, 2021 to Jan 12, 2021
- Advisory activities · 3 to 1Jan 11, 2021 to Jan 12, 2021
- Charity clients · unset to 1.0Jan 11, 2021 to Jan 12, 2021
- Discretionary RAUM · $128M to $116MJan 11, 2021 to Jan 12, 2021
- Individual RAUM · 22195682.0 to unsetJan 11, 2021 to Jan 12, 2021
- RAUM · $128M to $116MJan 11, 2021 to Jan 12, 2021
- Discretionary RAUM · $120M to $128MSep 9, 2019 to Jan 8, 2020
- Individual RAUM · $20.4M to $22.2MSep 9, 2019 to Jan 8, 2020
- RAUM · $120M to $128MSep 9, 2019 to Jan 8, 2020
- Accounts · 0 to 8Apr 18, 2019 to Jul 16, 2019
- Discretionary RAUM · $0 to $120MApr 18, 2019 to Jul 16, 2019
- Individual RAUM · unset to 20365953.0Apr 18, 2019 to Jul 16, 2019
- RAUM · $0 to $120MApr 18, 2019 to Jul 16, 2019
Signals
1 dated events
- G•••••• P••••••• I••• filed its initial SEC registration (Form ADV)Apr 18, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 412-302-8641reportedpublic record, Form ADV, Jan 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $318Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026