DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• F••••• O•••••• L••
Latest filing Jul 21, 2026
First filing on the tape Feb 1, 2023 · 15 filings
SEC status approved since Mar 3, 2023
RAUM
$735M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$723M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$735M as of Jul 21, 2026
Mar 22, 2024$271M then
HNW client RAUM$608M as of Jul 21, 2026
Mar 22, 2024$201M then
State-registered IARs (5.B.3)8 as of Jul 21, 2026
Mar 22, 20245 then
Employees (5.A)10 as of Jul 21, 2026
Mar 22, 20249 then
Private funds: no history
RAUM +70% over the last fiscal yearIARs 5 to 8offices 2 to 3
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 126derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $321,355derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +58%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +52%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$608M83%
- Individuals$115M16%
- Pension and profit-sharing plans$11.7M1.6%
- Individual clients
- 578reported
- HNW clients
- 307reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 2,287reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••••• D•••• S•••••• | Spring, Tx | Mar 16, 2023 | 13 y | 1 |
| J•••• P••••••• F•••• | Naperville, Il | Jun 23, 2023 | 10 y | 1 |
| A••••• E•••• F•••••••••Certified Financial Planner | Ann Arbor, Mi | Nov 6, 2023 | 10 y | 1 |
| J••• A•••• R••••••• | Naperville, Il | May 9, 2025 | 11 y | 0 |
| L••••• M•••• S•••••• | Naperville, Il | Jun 4, 2025 | 12 y | 0 |
| E•••• M•••••• W•••••• | Naperville, Il | Feb 20, 2026 | 10 y | 0 |
| J•••• A•••• B••••• | Naperville, Il | Jul 12, 2026 | 39 y | 0 |
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 43% of current headcount5 left over 36 months
Left, latest
- O••• W•••••• H•••• to B••• L••• C••••••Apr 29, 2026 · RIA to RIA
- S••••• J•••• H•••• to C•••••• C••••••• L••Feb 4, 2026 · RIA to a newly registered adviser
- D•••• B••• R••• to C•••••• C••••••• L••Feb 4, 2026 · RIA to a newly registered adviser
- C••• A•••• W•••••••• to E••••••• A•••••••• L••May 6, 2025 · RIA to RIA
- W•••••• B• B••••• to A•••••• E•••Sep 9, 2024 · Other
Joined, latest
- A••••• E•••• F••••••••• from T•••••• F•••••••• C••••••• I•••Nov 6, 2023 · Other
- W•••••• B• B••••• from M••••• S••••••Jun 26, 2023 · Wirehouse to independent RIA
- J•••• P••••••• F•••• from M••••• S••••••Jun 23, 2023 · Wirehouse to independent RIA
- N••••••• D•••• S•••••• from M••••• S••••••Mar 16, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- D•••• B••• R••• from M••••• S••••••Mar 16, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from M••••• S••••••Mar 30, 2023 · Oak Brook, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••• D••••• B••• · Managing Member And Chief Compliance Officercontrolsince 03/2023 · owns 10% to 25%
- S••••••• N•••••••• D•••• · Managing Membercontrolsince 03/2023 · owns 75% or more
Related persons
Schedule D 7.A
- S•••••• T•• A••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Naperville, Il · principal | 7 | 2 | 2 | ||
| Spring, Tx | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Spring, TX2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 28, 2026RAUM (Item 5.F) moved from $433,364,828 to $686,190,847 (+58.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +16.0% (1385 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 95% percentile
- client count surgeChange between filings · filing Apr 28, 2026individual and HNW clients (Item 5.D) moved from 589.0 to 897.0 (+52.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +5.0% (1216 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 2,330 to 2,287Apr 28, 2026 to Jul 21, 2026
- Advisory employees · 6 to 7Apr 28, 2026 to Jul 21, 2026
- HNW clients · 311 to 307Apr 28, 2026 to Jul 21, 2026
- Individual clients · 586 to 578Apr 28, 2026 to Jul 21, 2026
- Employees · 9 to 10Apr 28, 2026 to Jul 21, 2026
- State-registered IARs · 6 to 8Apr 28, 2026 to Jul 21, 2026
- Discretionary RAUM · $673M to $721MApr 28, 2026 to Jul 21, 2026
- HNW RAUM · $568M to $608MApr 28, 2026 to Jul 21, 2026
- Individual RAUM · $108M to $115MApr 28, 2026 to Jul 21, 2026
- Non-discretionary RAUM · $13.1M to $14.4MApr 28, 2026 to Jul 21, 2026
- Pension RAUM · $10.5M to $11.7MApr 28, 2026 to Jul 21, 2026
- RAUM · $686M to $735MApr 28, 2026 to Jul 21, 2026
- Accounts · 2,163 to 2,330Feb 20, 2026 to Apr 28, 2026
- Advisory employees · 7 to 6Feb 20, 2026 to Apr 28, 2026
- HNW clients · 289 to 311Feb 20, 2026 to Apr 28, 2026
- Individual clients · 544 to 586Feb 20, 2026 to Apr 28, 2026
- Pension plan clients · 1 to 2Feb 20, 2026 to Apr 28, 2026
- Employees · 10 to 9Feb 20, 2026 to Apr 28, 2026
- State-registered IARs · 7 to 6Feb 20, 2026 to Apr 28, 2026
- Discretionary RAUM · $625M to $673MFeb 20, 2026 to Apr 28, 2026
- HNW RAUM · $527M to $568MFeb 20, 2026 to Apr 28, 2026
- Individual RAUM · $100.0M to $108MFeb 20, 2026 to Apr 28, 2026
- Non-discretionary RAUM · $3.1M to $13.1MFeb 20, 2026 to Apr 28, 2026
- Pension RAUM · $753,100 to $10.5MFeb 20, 2026 to Apr 28, 2026
- RAUM · $628M to $686MFeb 20, 2026 to Apr 28, 2026
- Accounts · 1,854 to 2,163Dec 8, 2025 to Feb 20, 2026
- Advisory employees · 8 to 7Dec 8, 2025 to Feb 20, 2026
- Advisory activities · 4 to 5Dec 8, 2025 to Feb 20, 2026
- HNW clients · 241 to 289Dec 8, 2025 to Feb 20, 2026
- Individual clients · 454 to 544Dec 8, 2025 to Feb 20, 2026
- Pension plan clients · 0 to 1Dec 8, 2025 to Feb 20, 2026
- Assets in custody · 60008810.0 to unsetDec 8, 2025 to Feb 20, 2026
- Custody of client assets · true to falseDec 8, 2025 to Feb 20, 2026
- Employees · 11 to 10Dec 8, 2025 to Feb 20, 2026
- Financial planning clients · 1-10 to More than 500Dec 8, 2025 to Feb 20, 2026
- State-registered IARs · 8 to 7Dec 8, 2025 to Feb 20, 2026
- Discretionary RAUM · $520M to $625MDec 8, 2025 to Feb 20, 2026
- HNW RAUM · $439M to $527MDec 8, 2025 to Feb 20, 2026
- Individual RAUM · $82.7M to $100.0MDec 8, 2025 to Feb 20, 2026
- Non-discretionary RAUM · $1.5M to $3.1MDec 8, 2025 to Feb 20, 2026
Signals
11 dated events
- O••• W•••••• H•••• left S•••••• F••••• O•••••• L•• for B••• L••• C•••••• (registered 2026-06-01)Apr 29, 2026 · Advisor changed firm · fact
- D•••• B••• R••• left S•••••• F••••• O•••••• L•• for C•••••• C••••••• L•• (registered 2026-04-07)Feb 4, 2026 · Advisor changed firm · fact
- S••••• J•••• H•••• left S•••••• F••••• O•••••• L•• for C•••••• C••••••• L•• (registered 2026-04-22)Feb 4, 2026 · Advisor changed firm · fact
- C••• A•••• W•••••••• left S•••••• F••••• O•••••• L•• for E••••••• A•••••••• L•• (registered 2025-08-13)May 6, 2025 · Advisor changed firm · fact
- S•••••• F••••• O•••••• L•• reported RAUM $433.4M, up 35% from $320.8M (2024-07-18 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- W•••••• B• B••••• left S•••••• F••••• O•••••• L•• for A•••••• E••• (registered 2026-08-07)Sep 9, 2024 · Advisor changed firm · fact
- 4 advisors left M••••• S•••••• (Oak Brook, IL) for S•••••• F••••• O•••••• L•• within 8 daysMar 30, 2023 · Team lift-out · derived
- D•••• N••••••• S•••••• (Managing Member) appeared on Schedule A of S•••••• F••••• O•••••• L••Mar 16, 2023 · Control person joined · fact
- Bond Darin Roth (Managing Member And Chief Compliance Officer) appeared on Schedule A of S•••••• F••••• O•••••• L••Mar 16, 2023 · Control person joined · fact
- Adam Daniel Bernstein (Chief Compliance Officer) no longer on Schedule A of S•••••• F••••• O•••••• L•• (listed 2023-02-01, absent 2023-03-16)Mar 16, 2023 · Control person left · inference
- P••• A•••••••• L•• filed its initial SEC registration (Form ADV)Feb 1, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••• F••••• O•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 630-912-8295reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/stenger-family-office/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- stengerfamilyoffice.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 630-912-8295reportedpublic record, Form ADV, Jul 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026