RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B••• C•••••• independent RIA currentsince Nov 18, 2019 · Omaha, Ne
- C•••••• S•••••• P••••••• formerFeb 12, 2014 to Nov 12, 2019 · Lincoln, Ne
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 18, 2011 to Feb 12, 2014 · Lincoln, Ne
- F•••••••• W••• G•••• formerJan 16, 2004 to Feb 9, 2011 · Lincoln, Ne
- C•••••• S•••••• P••••••• to B••• C••••••left Nov 12, 2019, registered Nov 18, 2019 (6 days) · RIA to RIA · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••• S•••••• P•••••••left Feb 12, 2014, registered Feb 12, 2014 (0 days) · Other
- F•••••••• W••• G•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 9, 2011, registered Feb 18, 2011 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address