DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Green Ridge Wealth Planning LLC
Latest filing Feb 12, 2026
First filing on the tape May 4, 2021 · 16 filings
SEC status approved since Jun 2, 2021
RAUM
$390M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
95%
$370M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$77.9M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$390M as of Feb 12, 2026
Mar 24, 2022$152M then
HNW client RAUM$309M as of Feb 12, 2026
Mar 24, 2022$90.2M then
State-registered IARs (5.B.3)6 as of Feb 12, 2026
Mar 24, 20220 then
Employees (5.A)11 as of Feb 12, 2026
Mar 24, 20226 then
Private funds: no history
RAUM +29% over the last fiscal year+30% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $77.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $429,555derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +25%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$309M79%
- Individuals$61.3M16%
- Corporations and businesses$7.3M1.9%
- Charitable organizations$7.3M1.9%
- Pension and profit-sharing plans$4.6M1.2%
- Banks and thrifts$115,0000.0%
- Individual clients
- 180reported
- HNW clients
- 103reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 907reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert James Mascia | Montville, Nj | Jun 6, 2019 | 14 y | 3 |
| Jordan Charles KaufmanCertified Financial Planner, Chartered Financial Analyst | Montville, Nj | Nov 17, 2020 | 19 y | 2 |
| Sean Thomas Cole | Montville, Nj | Jul 25, 2023 | 10 y | 0 |
| Brandon Sisk | Montville, Nj | Mar 15, 2024 | 12 y | 0 |
| Luciano Michael Betman | Montville, Nj | Jun 27, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jordan Charles Kaufman from Advisory Services NetworkNov 17, 2020 · RIA to RIA
- Robert James Mascia from Gladstone Wealth PartnersJun 6, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charles Jordan Kaufman · Chief Investment Officercontrolsince 11/2020 · owns 50% to 75%
- James Robert Mascia · Chief Executive Officer/Chief Compliance Officercontrolsince 01/2016 · owns 50% to 75%
- Elizabeth Wendy Deer · Chief Operating Officersince 12/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Montville, Nj · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 806 to 907Sep 9, 2025 to Feb 12, 2026
- Corporate clients · 11 to 4Sep 9, 2025 to Feb 12, 2026
- HNW clients · 58 to 103Sep 9, 2025 to Feb 12, 2026
- Individual clients · 168 to 180Sep 9, 2025 to Feb 12, 2026
- Pension plan clients · 10 to 3Sep 9, 2025 to Feb 12, 2026
- Discretionary RAUM · $295M to $384MSep 9, 2025 to Feb 12, 2026
- HNW RAUM · $221M to $309MSep 9, 2025 to Feb 12, 2026
- Individual RAUM · $65.0M to $61.3MSep 9, 2025 to Feb 12, 2026
- Non-discretionary RAUM · $6.5M to $5.8MSep 9, 2025 to Feb 12, 2026
- Pension RAUM · $4.9M to $4.6MSep 9, 2025 to Feb 12, 2026
- RAUM · $302M to $390MSep 9, 2025 to Feb 12, 2026
- Advisory employees · 5 to 6Mar 16, 2025 to Sep 9, 2025
- Employees · 10 to 11Mar 16, 2025 to Sep 9, 2025
- State-registered IARs · 5 to 6Mar 16, 2025 to Sep 9, 2025
- Accounts · 699 to 806Apr 5, 2024 to Mar 16, 2025
- Corporate clients · 5 to 11Apr 5, 2024 to Mar 16, 2025
- HNW clients · 55 to 58Apr 5, 2024 to Mar 16, 2025
- Individual clients · 160 to 168Apr 5, 2024 to Mar 16, 2025
- Pension plan clients · 20 to 10Apr 5, 2024 to Mar 16, 2025
- Financial planning clients · 101-250 to 251-500Apr 5, 2024 to Mar 16, 2025
- Discretionary RAUM · $235M to $295MApr 5, 2024 to Mar 16, 2025
- HNW RAUM · $168M to $221MApr 5, 2024 to Mar 16, 2025
- Individual RAUM · $54.9M to $65.0MApr 5, 2024 to Mar 16, 2025
- Non-discretionary RAUM · $6.2M to $6.5MApr 5, 2024 to Mar 16, 2025
- Pension RAUM · $6.0M to $4.9MApr 5, 2024 to Mar 16, 2025
- RAUM · $241M to $302MApr 5, 2024 to Mar 16, 2025
- Advisory employees · 4 to 5Mar 25, 2024 to Apr 5, 2024
- Employees · 9 to 10Mar 25, 2024 to Apr 5, 2024
- State-registered IARs · 4 to 5Mar 25, 2024 to Apr 5, 2024
- Accounts · 569 to 699Dec 13, 2023 to Mar 25, 2024
- Corporate clients · 3 to 5Dec 13, 2023 to Mar 25, 2024
- HNW clients · 3 to 55Dec 13, 2023 to Mar 25, 2024
- Individual clients · 190 to 160Dec 13, 2023 to Mar 25, 2024
- Financial planning clients · 1-10 to 101-250Dec 13, 2023 to Mar 25, 2024
- Discretionary RAUM · $174M to $235MDec 13, 2023 to Mar 25, 2024
- HNW RAUM · $43.8M to $168MDec 13, 2023 to Mar 25, 2024
- Individual RAUM · $126M to $54.9MDec 13, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $4.6M to $6.2MDec 13, 2023 to Mar 25, 2024
- Pension RAUM · $4.8M to $6.0MDec 13, 2023 to Mar 25, 2024
- RAUM · $179M to $241MDec 13, 2023 to Mar 25, 2024
Signals
2 dated events
- Charles Jordan Kaufman (Chief Investment Officer) appeared on Schedule A of Green Ridge Wealth Planning LlcNov 17, 2021 · Control person joined · fact
- Green Ridge Wealth Planning Llc filed its initial SEC registration (Form ADV)May 4, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 973-554-1770reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/grwealthplanreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GRWEALTHPLAN.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 973-554-1770reportedpublic record, Form ADV, Feb 12, 2026
- Team page
- grwealthplan.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026