DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F••••• P•••••• W••••• A•••••••• L••
Latest filing Mar 20, 2026
First filing on the tape Jun 12, 2019 · 14 filings
SEC status approved since Jul 15, 2019
RAUM
$124M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$124M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$124M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$124M as of Mar 20, 2026
Mar 30, 2020$94.3M then
HNW client RAUM$124M as of Mar 20, 2026
Mar 30, 2020$1.4M then
State-registered IARs (5.B.3)1 as of Mar 20, 2026
Mar 30, 20202 then
Employees (5.A)3 as of Mar 20, 2026
Mar 30, 20203 then
Private funds: no history
RAUM +11% over the last fiscal year+5.3% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- uhnw p•••••• wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $124MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $17.7MderivedHNW RAUM over HNW clients
- Average account
- $8.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$124M100%
- Individuals$218,3360.2%
- Individual clients
- 2reported
- HNW clients
- 7reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L•••••• L•••• S••••••• | Miami, Fl | Oct 2, 2019 | 35 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••••• L•••• S••••••• from I••••••• A••••••• S•••••••• L••Oct 2, 2019 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••••• L••••••• L•••• · Chief Compliance Officer, Managing Directorcontrolsince 03/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 16 to 15Mar 28, 2025 to Mar 20, 2026
- Advisory employees · 2 to 1Mar 28, 2025 to Mar 20, 2026
- Individual clients · 1 to 2Mar 28, 2025 to Mar 20, 2026
- Employees · 4 to 3Mar 28, 2025 to Mar 20, 2026
- Discretionary RAUM · $113M to $124MMar 28, 2025 to Mar 20, 2026
- HNW RAUM · $112M to $124MMar 28, 2025 to Mar 20, 2026
- Individual RAUM · $171,209 to $218,336Mar 28, 2025 to Mar 20, 2026
- RAUM · $113M to $124MMar 28, 2025 to Mar 20, 2026
- Accounts · 11 to 16Jul 22, 2024 to Mar 28, 2025
- Advisory employees · 1 to 2Jul 22, 2024 to Mar 28, 2025
- HNW clients · 5 to 7Jul 22, 2024 to Mar 28, 2025
- Individual clients · 0 to 1Jul 22, 2024 to Mar 28, 2025
- Employees · 3 to 4Jul 22, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jul 22, 2024 to Mar 28, 2025
- Discretionary RAUM · $91.2M to $113MJul 22, 2024 to Mar 28, 2025
- HNW RAUM · $91.2M to $112MJul 22, 2024 to Mar 28, 2025
- Individual RAUM · $0 to $171,209Jul 22, 2024 to Mar 28, 2025
- RAUM · $91.2M to $113MJul 22, 2024 to Mar 28, 2025
- Advisory activities · 2 to 1Mar 29, 2024 to Jul 22, 2024
- Accounts · 14 to 11Oct 6, 2023 to Mar 29, 2024
- Charity clients · unset to 0.0Oct 6, 2023 to Mar 29, 2024
- Corporate clients · 1 to 0Oct 6, 2023 to Mar 29, 2024
- Individual clients · 3 to 0Oct 6, 2023 to Mar 29, 2024
- Pension plan clients · unset to 0.0Oct 6, 2023 to Mar 29, 2024
- Pooled vehicle clients · unset to 0.0Oct 6, 2023 to Mar 29, 2024
- Discretionary RAUM · $107M to $91.2MOct 6, 2023 to Mar 29, 2024
- HNW RAUM · $106M to $91.2MOct 6, 2023 to Mar 29, 2024
- Individual RAUM · $290,874 to $0Oct 6, 2023 to Mar 29, 2024
- Pension RAUM · unset to 0.0Oct 6, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · unset to 0.0Oct 6, 2023 to Mar 29, 2024
- RAUM · $107M to $91.2MOct 6, 2023 to Mar 29, 2024
- Employees · 4 to 3Mar 24, 2023 to Oct 6, 2023
- Accounts · 15 to 14Mar 31, 2022 to Mar 24, 2023
- Advisory employees · 2 to 1Mar 31, 2022 to Mar 24, 2023
- HNW clients · 4 to 5Mar 31, 2022 to Mar 24, 2023
- Individual clients · 4 to 3Mar 31, 2022 to Mar 24, 2023
- State-registered IARs · 2 to 1Mar 31, 2022 to Mar 24, 2023
- Discretionary RAUM · $106M to $107MMar 31, 2022 to Mar 24, 2023
- HNW RAUM · $105M to $106MMar 31, 2022 to Mar 24, 2023
- Individual RAUM · $741,175 to $290,874Mar 31, 2022 to Mar 24, 2023
Signals
1 dated events
- F••••• P•••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 12, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fortisprivatewealthadvisorsreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-416-9093reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $124Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026