DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•••••• W••••• M••••••••• I••
Latest filing Jan 29, 2026
First filing on the tape Jul 11, 2019 · 16 filings
SEC status approved since Aug 12, 2019
RAUM
$160M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$160M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$53.2M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$160M as of Jan 29, 2026
Feb 5, 2020$154M then
HNW client RAUM$76.9M as of Jan 29, 2026
Feb 5, 2020$73.9M then
State-registered IARs (5.B.3)3 as of Jan 29, 2026
Feb 5, 20203 then
Employees (5.A)5 as of Jan 29, 2026
Feb 5, 20203 then
Private funds: no history
RAUM +11% over the last fiscal year+7.3% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jan 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $53.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 159derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $279,604derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +53%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Wrap fee program
- $160MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$82.7M52%
- High-net-worth individuals$76.9M48%
- Individual clients
- 425reported
- HNW clients
- 52reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 571reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• J••••• M••••••Certified Financial Planner | Spokane Valley, Wa | Aug 12, 2019 | 25 y | 4 |
| R••• R••••• M••••••Certified Financial Planner, Personal Financial Specialist | Spokane Valley, Wa | Aug 12, 2019 | 35 y | 4 |
| P••••• Y••••• D••••• | Spokane Valley, Wa | Sep 16, 2019 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P••••• Y••••• D••••• from C••••• A••••••• L••Sep 16, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- R••• R••••• M•••••• from C••••• A••••••• L••Aug 12, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- D••••• J••••• M•••••• from C••••• A••••••• L••Aug 12, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C••••• A••••••• L••May 18, 2020 · Kennewick, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• D•••••• J••••• · President/Investment Advisor Representativecontrolsince 06/2019 · owns 50% to 75%
- M••••••• R•••• R••••• · Investment Advisor Representative/Chief Compliance Officer/Secretary/Treasurercontrolsince 06/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
- R••• I••••• T•• P••••••••• I•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Spokane Valley, Wa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Jan 29, 2026individual and HNW clients (Item 5.D) moved from 312.0 to 477.0 (+53.0%) between the annual amendments of 2025-02-16 and 2026-01-29; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 566 to 571Jul 17, 2025 to Jan 29, 2026
- HNW clients · 53 to 52Jul 17, 2025 to Jan 29, 2026
- Individual clients · 259 to 425Jul 17, 2025 to Jan 29, 2026
- Discretionary RAUM · $144M to $160MJul 17, 2025 to Jan 29, 2026
- HNW RAUM · $73.5M to $76.9MJul 17, 2025 to Jan 29, 2026
- Individual RAUM · $70.5M to $82.7MJul 17, 2025 to Jan 29, 2026
- RAUM · $144M to $160MJul 17, 2025 to Jan 29, 2026
- Financial planning clients · 1-10 to 1-10Feb 16, 2025 to Jul 17, 2025
- Accounts · 577 to 566Jun 25, 2024 to Feb 16, 2025
- HNW clients · 67 to 53Jun 25, 2024 to Feb 16, 2025
- Individual clients · 283 to 259Jun 25, 2024 to Feb 16, 2025
- Discretionary RAUM · $140M to $144MJun 25, 2024 to Feb 16, 2025
- HNW RAUM · $66.2M to $73.5MJun 25, 2024 to Feb 16, 2025
- Individual RAUM · $74.1M to $70.5MJun 25, 2024 to Feb 16, 2025
- RAUM · $140M to $144MJun 25, 2024 to Feb 16, 2025
- Accounts · 565 to 577Jan 25, 2024 to Jun 25, 2024
- HNW clients · 66 to 67Jan 25, 2024 to Jun 25, 2024
- Individual clients · 277 to 283Jan 25, 2024 to Jun 25, 2024
- Discretionary RAUM · $137M to $140MJan 25, 2024 to Jun 25, 2024
- HNW RAUM · $64.8M to $66.2MJan 25, 2024 to Jun 25, 2024
- Individual RAUM · $72.5M to $74.1MJan 25, 2024 to Jun 25, 2024
- RAUM · $137M to $140MJan 25, 2024 to Jun 25, 2024
- Accounts · 574 to 565Apr 7, 2023 to Jan 25, 2024
- HNW clients · 67 to 66Apr 7, 2023 to Jan 25, 2024
- Individual clients · 271 to 277Apr 7, 2023 to Jan 25, 2024
- Discretionary RAUM · $129M to $137MApr 7, 2023 to Jan 25, 2024
- HNW RAUM · $64.4M to $64.8MApr 7, 2023 to Jan 25, 2024
- Individual RAUM · $64.9M to $72.5MApr 7, 2023 to Jan 25, 2024
- RAUM · $129M to $137MApr 7, 2023 to Jan 25, 2024
- Accounts · 565 to 574Feb 2, 2022 to Jan 13, 2023
- HNW clients · 70 to 67Feb 2, 2022 to Jan 13, 2023
- Individual clients · 263 to 271Feb 2, 2022 to Jan 13, 2023
- Discretionary RAUM · $147M to $129MFeb 2, 2022 to Jan 13, 2023
- HNW RAUM · $77.2M to $64.4MFeb 2, 2022 to Jan 13, 2023
- Individual RAUM · $69.9M to $64.9MFeb 2, 2022 to Jan 13, 2023
- RAUM · $147M to $129MFeb 2, 2022 to Jan 13, 2023
- Accounts · 585 to 565Feb 2, 2021 to Feb 2, 2022
- HNW clients · 63 to 70Feb 2, 2021 to Feb 2, 2022
- Individual clients · 282 to 263Feb 2, 2021 to Feb 2, 2022
- Employees · 3 to 5Feb 2, 2021 to Feb 2, 2022
Signals
1 dated events
- M•••••• W••••• M••••••••• I•• filed its initial SEC registration (Form ADV)Jul 11, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 509-922-3110reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 509-922-3110reportedpublic record, Form ADV, Jan 29, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026