DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Abundo Wealth
Legal name Abundo Wealth Inc.
Latest filing Jul 8, 2026
First filing on the tape Aug 23, 2021 · 31 filings
SEC status approved since Sep 23, 2021
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
13 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$0 as of Jul 8, 2026
Feb 13, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)13 as of Jul 8, 2026
Mar 10, 20220 then
Employees (5.A)15 as of Jul 8, 2026
Mar 10, 20225 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 9 to 13offices 0 to 10
Practice profile
derived from the filing of Jul 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.2derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planningreportedItem 5.G
- Financial planning clients
- 695reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 695reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrew Joseph DresselCertified Financial Planner | Minnetonka, Mn | Jan 5, 2026 | 13 y | 2 |
| Eric Blake SimonsonCertified Financial Planner | Houston, Tx | Jan 5, 2026 | 19 y | 2 |
| Richard CookeCertified Financial Planner | Houston, Tx | Jan 5, 2026 | 12 y | 6 |
| Damondrick Maurion Jack | Las Vegas, Nv | Jan 5, 2026 | 10 y | 1 |
| Lori BodenhamerCertified Financial Planner | Houston, Tx | Jan 5, 2026 | 13 y | 1 |
| Lynn Anne AndersonCertified Financial Planner | Seattle, Wa | Jan 5, 2026 | 13 y | 2 |
| Margaret Jean KlokkengaCertified Financial Planner | Morton, Il | Jan 5, 2026 | 13 y | 5 |
| Jeremy Zuke | New York, Ny | Jan 5, 2026 | 13 y | 1 |
| Olivia Kathryn Aranda LimaCertified Financial Planner | Houston, Tx | Jan 6, 2026 | 18 y | 2 |
| Christopher MamulaCertified Financial Planner | Houston, Tx | Jan 6, 2026 | 23 y | 1 |
| Sarah Louise Elizabeth Dickenson | Houston, Tx | Feb 21, 2026 | 13 y | 0 |
| Skyler Jay Fleming | South Salt Lake, Ut | Jun 9, 2026 | 12 y | 1 |
| Michael Cattapan | Vernon Hills, Il | Jul 8, 2026 | 13 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Skyler Jay Fleming from ForefrontJun 9, 2026 · Other
- Lynn Anne Anderson from Brighton Jones LLCMar 31, 2025 · Other
- Richard Cooke from 2point0 FinancialApr 30, 2024 · Other
- Margaret Jean Klokkenga from Origin Investment Advisory LLCMar 15, 2024 · Other
- Olivia Kathryn Aranda Lima from Vanguard Advisers, Inc.Apr 13, 2023 · Other
- Andrew Joseph Dressel from Ameriprise Financial Services, LLCJan 14, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- Eric Blake Simonson from Ameriprise Financial Services, LLCAug 21, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Blake Eric Simonson · Owner And Ccocontrolsince 07/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 13 | 13 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 12 to 13Jun 30, 2026 to Jul 8, 2026
- Employees · 14 to 15Jun 30, 2026 to Jul 8, 2026
- State-registered IARs · 12 to 13Jun 30, 2026 to Jul 8, 2026
- Advisory employees · 11 to 12Apr 30, 2026 to Jun 30, 2026
- Employees · 13 to 14Apr 30, 2026 to Jun 30, 2026
- State-registered IARs · 11 to 12Apr 30, 2026 to Jun 30, 2026
- Advisory employees · 10 to 11Jan 7, 2026 to Mar 17, 2026
- State-registered IARs · 10 to 11Jan 7, 2026 to Mar 17, 2026
- Advisory employees · 9 to 10Dec 11, 2025 to Jan 7, 2026
- Employees · 9 to 13Dec 11, 2025 to Jan 7, 2026
- State-registered IARs · 9 to 10Dec 11, 2025 to Jan 7, 2026
- Other offices · 0 to 10Dec 11, 2025 to Jan 7, 2026
- Advisory employees · 8 to 9Feb 13, 2025 to Mar 31, 2025
- Employees · 8 to 9Feb 13, 2025 to Mar 31, 2025
- Financial planning clients · More than 500 to More than 500Feb 13, 2025 to Mar 31, 2025
- State-registered IARs · 8 to 9Feb 13, 2025 to Mar 31, 2025
- Accounts · unset to 0.0Mar 15, 2024 to Feb 13, 2025
- Discretionary RAUM · unset to 0.0Mar 15, 2024 to Feb 13, 2025
- Non-discretionary RAUM · unset to 0.0Mar 15, 2024 to Feb 13, 2025
- RAUM · unset to 0.0Mar 15, 2024 to Feb 13, 2025
- Advisory employees · 6 to 8Oct 17, 2023 to Mar 15, 2024
- Employees · 7 to 8Oct 17, 2023 to Mar 15, 2024
- State-registered IARs · 0 to 8Oct 17, 2023 to Mar 15, 2024
- Advisory employees · 5 to 6Jul 31, 2023 to Aug 29, 2023
- Employees · 6 to 7Jul 31, 2023 to Aug 29, 2023
- Organization form · Limited Liability Company to CorporationJun 13, 2023 to Jul 31, 2023
- Legal name · ABUNDO WEALTH LLC to ABUNDO WEALTH INC.May 16, 2023 to Jun 13, 2023
- Advisory employees · 3 to 5Sep 29, 2022 to Mar 10, 2023
- Advisory activities · 2 to 1Sep 29, 2022 to Mar 10, 2023
- Employees · 5 to 6Sep 29, 2022 to Mar 10, 2023
- Financial planning clients · 251-500 to More than 500Sep 29, 2022 to Mar 10, 2023
- HQ city · MINNEAPOLIS to HOUSTONSep 29, 2022 to Mar 10, 2023
- HQ state · MN to TXSep 29, 2022 to Mar 10, 2023
- Advisory employees · 2 to 3Mar 10, 2022 to Mar 28, 2022
- Advisory employees · 3 to 2Dec 7, 2021 to Mar 10, 2022
- Employees · 4 to 5Dec 7, 2021 to Mar 10, 2022
- Insurance-licensed employees · 1 to 0Dec 7, 2021 to Mar 10, 2022
- Financial planning clients · 101-250 to 251-500Dec 7, 2021 to Mar 10, 2022
- State-registered IARs · 2 to 0Dec 7, 2021 to Mar 10, 2022
Signals
2 dated events
- Abundo Wealth reported 10 offices beyond its principal office, up from 0 (2025-12-11 to 2026-01-07)Jan 7, 2026 · Office count change · derived
- Abundo Wealth filed its initial SEC registration (Form ADV)Aug 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/abundowealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- abundowealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 612-502-5806reportedpublic record, Form ADV, Jul 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026