DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Veraz Advisors

Independent wealth managerSan Ramon, CaliforniaCRD 304619SEC 801-136155websiteIAPD
Legal name Veraz Advisors, LLC
Latest filing Jun 2, 2026
First filing on the tape Jun 2, 2026 · 1 filings
SEC status approved since Jun 4, 2026
RAUM
$110M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$109M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$36.5M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $110M
HNW client RAUM: $78.0M
State-registered IARs (5.B.3): 3
Employees (5.A): 8
Private funds: no history
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$36.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
50derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$255,990derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.7derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$78.0M71%
  • Individuals$31.3M29%
  • Corporations and businesses$199,6330.2%
  • Pension and profit-sharing plans$61,7230.1%
Individual clients
88reported
HNW clients
62reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
428reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jay MehtaSan Ramon, CaMar 5, 202021 y1
Victor M. ValleSan Ramon, CaOct 16, 202323 y9
Sergio Rivera VazquezSan Ramon, CaJan 25, 202613 y3
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
      Entity owners
      • Quest Management Holdings II, LLC · Member
        direct · owns 75% or more
      • Quest Management Holdings, LLC · Member
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      San Ramon, Ca · principal310
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      833-838-3729reportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      844-848-3729reportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      855-372-3422reportedpublished by the firm, firm site, Sep 16, 2026
      Firm profile
      linkedin.com/company/veraz-advisorsreportedpublic record, Form ADV, Sep 17, 2026
      Website
      verazadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      844-848-3729reportedpublic record, Form ADV, Jun 2, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $36.5Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026