RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
- Title
- Wealth Strategistreportedverazadvisors.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Veraz Advisors independent RIA currentsince Oct 16, 2023 · San Ramon, Ca
- Winans Investments independent RIAJun 12, 2020 to Jan 26, 2023 · Las Vegas, Nv
- Comerica Securities formerAug 17, 2016 to Sep 23, 2019 · San Francisco, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 25, 2014 to Aug 9, 2016 · Walnut Creek, Ca
- Wells Fargo Advisors wirehouseOct 30, 2012 to Mar 20, 2014 · Oakland, Ca
- Sii Investments, Inc. formerJul 27, 2009 to Oct 22, 2012 · San Ramon, Ca
- Liberty Group, LLC unclassifiedMar 17, 2008 to May 30, 2008 · Oakland, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 8, 2005 to Mar 18, 2008 · Napa, Ca
- Wells Fargo Investments, LLC unclassifiedMay 26, 2004 to Jul 28, 2004 · Antioch, Ca
- Waddell & Reed formerJul 28, 2003 to Oct 22, 2003 · Fairfield, Ca
- Winans Investments to Veraz Advisorsleft Jan 26, 2023, registered Oct 16, 2023 (263 days) · RIA to RIA
- Comerica Securities to Winans Investmentsleft Sep 23, 2019, registered Jun 12, 2020 (263 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Comerica Securitiesleft Aug 9, 2016, registered Aug 17, 2016 (8 days) · Other
- Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 20, 2014, registered Mar 25, 2014 (5 days) · Wirehouse to wirehouse
- Sii Investments, Inc. to Wells Fargo Advisorsleft Oct 22, 2012, registered Oct 30, 2012 (8 days) · Other
- Liberty Group, LLC to Sii Investments, Inc.left May 30, 2008, registered Jul 27, 2009 (423 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Liberty Group, LLCleft Mar 18, 2008, registered Mar 17, 2008 (-1 days) · Other
- Wells Fargo Investments, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 28, 2004, registered Jul 8, 2005 (345 days) · Other
- Waddell & Reed to Wells Fargo Investments, LLCleft Oct 22, 2003, registered May 26, 2004 (217 days) · Other
- Victor M. Valle left Winans Investments for Veraz Advisors (registered 2023-10-16)Jan 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address