DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Winans Investments
Legal name Winans International
Latest filing Feb 26, 2026
First filing on the tape Feb 24, 2012 · 34 filings
SEC status approved since Feb 17, 1993
RAUM
$306M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$284M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$61.1M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$306M as of Feb 26, 2026
Feb 24, 2012$124M then
HNW client RAUM$187M as of Feb 26, 2026
Mar 29, 2018$112M then
State-registered IARs (5.B.3)4 as of Feb 26, 2026
Mar 8, 20135 then
Employees (5.A)4 as of Feb 26, 2026
Mar 8, 20136 then
Private funds: no history
RAUM -7.4% over the last fiscal year+3.3% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $61.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $596,875derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$187M61%
- Individuals$96.6M32%
- Pension and profit-sharing plans$13.0M4.3%
- Charitable organizations$9.0M2.9%
- Individual clients
- 197reported
- HNW clients
- 67reported
- Pension plan clients
- 6reported
- Charitable clients
- 6reported
- Accounts
- 512reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kenneth Grant Winans | Las Vegas, Nv | Mar 29, 1993 | 36 y | 1 |
| Stephanie Irene Larson | Novato, Ca | Jun 24, 2020 | 20 y | 2 |
| Alana Terese Mendiola Calairo | Las Vegas, Nv | Jan 2, 2025 | 10 y | 0 |
| Brittany Jerez | Las Vegas, Nv | Feb 26, 2025 | 11 y | 0 |
| Charis Joylynn Mclemore | Las Vegas, Nv | Aug 10, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Victor M. Valle to Veraz AdvisorsJan 26, 2023 · RIA to RIA
- Marc Giles Edwards to Gencap Portfolio ManagementApr 21, 2020 · RIA to RIA
- Michael G. Anderson to Threadline WealthJan 31, 2020 · RIA to RIA
- Kathleen Ann Nilsson to Global Retirement Partners LLCOct 30, 2018 · Other
- Elisabeth Lynn Boaz to Three Bell Capital LLCMar 23, 2015 · Other
- Eric Cameron Patterson to Three Bell Capital LLCJan 17, 2012 · Other
Joined, latest
- Stephanie Irene Larson from Bay Willow Advisers, LLCJun 24, 2020 · Other
- Victor M. Valle from Comerica SecuritiesJun 12, 2020 · Other
- Eric Cameron Patterson from Lehrer Management Co IncAug 26, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Irene Stephanie Larson · Managing Directorcontrolsince 09/2021 · owns less than 5%
- Grant Kenneth Winans · President/Chief Investment Officercontrolsince 09/1992 · owns 50% to 75%
- Franklin James Wilson · Shareholdersince 03/1996 · owns 10% to 25%
Entity owners
- The Estate Of Lilian Wreyford · Shareholderdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Las Vegas, Nv · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Novato, CA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 500 to 512Feb 26, 2025 to Feb 26, 2026
- Charity clients · 7 to 6Feb 26, 2025 to Feb 26, 2026
- HNW clients · 72 to 67Feb 26, 2025 to Feb 26, 2026
- Individual clients · 180 to 197Feb 26, 2025 to Feb 26, 2026
- Pension plan clients · 8 to 6Feb 26, 2025 to Feb 26, 2026
- Employees · 6 to 4Feb 26, 2025 to Feb 26, 2026
- Discretionary RAUM · $330M to $306MFeb 26, 2025 to Feb 26, 2026
- HNW RAUM · $184M to $187MFeb 26, 2025 to Feb 26, 2026
- Individual RAUM · $129M to $96.6MFeb 26, 2025 to Feb 26, 2026
- Pension RAUM · $10.9M to $13.0MFeb 26, 2025 to Feb 26, 2026
- RAUM · $330M to $306MFeb 26, 2025 to Feb 26, 2026
- Accounts · 503 to 500Dec 4, 2024 to Feb 26, 2025
- Advisory employees · 2 to 4Dec 4, 2024 to Feb 26, 2025
- Charity clients · 4 to 7Dec 4, 2024 to Feb 26, 2025
- HNW clients · 65 to 72Dec 4, 2024 to Feb 26, 2025
- Individual clients · 191 to 180Dec 4, 2024 to Feb 26, 2025
- Pension plan clients · 18 to 8Dec 4, 2024 to Feb 26, 2025
- Employees · 5 to 6Dec 4, 2024 to Feb 26, 2025
- Financial planning clients · unset to Dec 4, 2024 to Feb 26, 2025
- State-registered IARs · 2 to 4Dec 4, 2024 to Feb 26, 2025
- Other offices · 2 to 1Dec 4, 2024 to Feb 26, 2025
- Discretionary RAUM · $258M to $330MDec 4, 2024 to Feb 26, 2025
- HNW RAUM · $173M to $184MDec 4, 2024 to Feb 26, 2025
- Individual RAUM · $59.2M to $129MDec 4, 2024 to Feb 26, 2025
- Pension RAUM · $20.2M to $10.9MDec 4, 2024 to Feb 26, 2025
- RAUM · $258M to $330MDec 4, 2024 to Feb 26, 2025
- Other offices · 1 to 2Jun 12, 2024 to Dec 4, 2024
- HQ city · NOVATO to LAS VEGASFeb 12, 2024 to Jun 12, 2024
- HQ state · CA to NVFeb 12, 2024 to Jun 12, 2024
- Accounts · 500 to 503Jul 31, 2023 to Feb 12, 2024
- Charity clients · 7 to 4Jul 31, 2023 to Feb 12, 2024
- HNW clients · 74 to 65Jul 31, 2023 to Feb 12, 2024
- Individual clients · 216 to 191Jul 31, 2023 to Feb 12, 2024
- Pension plan clients · 21 to 18Jul 31, 2023 to Feb 12, 2024
- Discretionary RAUM · $245M to $258MJul 31, 2023 to Feb 12, 2024
- HNW RAUM · $146M to $173MJul 31, 2023 to Feb 12, 2024
- Individual RAUM · $74.9M to $59.2MJul 31, 2023 to Feb 12, 2024
- Pension RAUM · $17.9M to $20.2MJul 31, 2023 to Feb 12, 2024
- RAUM · $245M to $258MJul 31, 2023 to Feb 12, 2024
- Discretionary RAUM · $277M to $245MFeb 28, 2023 to May 31, 2023
Signals
3 dated events
- Victor M. Valle left Winans Investments for Veraz Advisors (registered 2023-10-16)Jan 26, 2023 · Advisor changed firm · fact
- Irene Stephanie Larson (Managing Director) appeared on Schedule A of Winans InvestmentsFeb 28, 2022 · Control person joined · fact
- Giles Marc Edwards (Managing Director) no longer on Schedule A of Winans Investments (listed 2020-03-30, absent 2020-04-21)Apr 21, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/winans-investmentsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WINANSINVESTMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-494-6267reportedpublic record, Form ADV, Feb 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026