DFX Intelligence

RIA Intelligence

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SEC-registered adviser

C•••• C•••••• A•••••••• L••

Independent wealth managerSouthlake, TexasCRD 304643SEC 801-116949website IAPD

Latest filing Mar 17, 2026

First filing on the tape Jun 12, 2019 · 17 filings

SEC status approved since Jul 10, 2019

RAUM

$270M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$270M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$90.1M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM$270M as of Mar 17, 2026

Mar 26, 2020$120M then

HNW client RAUM$270M as of Mar 17, 2026

Mar 26, 2020$113M then

State-registered IARs (5.B.3)3 as of Mar 17, 2026

Mar 26, 20200 then

Employees (5.A)9 as of Mar 17, 2026

Mar 26, 20205 then

Private funds2 as of Mar 17, 2026

Mar 26, 20201 then

RAUM +83% over the last fiscal year+16% a year over threeIARs 2 to 3

Practice profile

derived from the filing of Mar 17, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
uhnw p•••••• wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: $90.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $14.2MderivedHNW RAUM over HNW clients
Average account: $1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.0derivedItem 5.A over advisors
Advisors per office: 3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +83%derivedbetween the last two annual amendments
Advisor growth, one year: +50%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$270M100%

Individual clients: n/areported
HNW clients: 19reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 184reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
T••••• •• M••••• N•••• M•••••	Dallas, Tx	Oct 31, 2019	33 y	1
C••••••••• G••••• M•••••••	Southlake, Tx	Nov 4, 2019	23 y	3
J••••• M••••	Southlake, Tx	Sep 9, 2025	12 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

M••••••• M••••••• H••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
May 15, 2020 · RIA to wirehouse

Joined, latest

M••••••• M••••••• H••••• from M••••• S••••••
Nov 21, 2019 · Wirehouse to independent RIA
C••••••••• G••••• M••••••• from M••••• S••••••
Nov 4, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
T••••• •• M••••• N•••• M••••• from M••••• S••••••
Oct 31, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C•••• C•••••• D••••••••• I••••• F••• L••	Private Equity Fund	$17.6M	14	Mar 21, 2024
C•••• C•••••• I••••• F••• I• L••	Real Estate Fund	$10.6M	16	Feb 13, 2020

Owners and control persons

Schedule A and B, latest filing

M•••••••• C••••••••• G••••• · Partner And Managing Membercontrol
since 07/2019 · owns less than 5%
M•••••• T•••••• •• M••••• N•••• · Managing Member And Chief Compliance Officercontrol
since 07/2019 · owns less than 5%
M•••••• T•••••• •• M••••• N•••• · Managing Membercontrol
since 07/2019 · owns 75% or more of M•••• P•••••• I••••••••• L••

Entity owners

C•••• C•••••• P••••••• · Owner
direct · owns 75% or more
M•••• P•••••• I••••••••• L•• · Managing Member
direct · owns 75% or more
M•••• P•••••• I••••••••• L•• · Owner
indirect · owns 75% or more of C•••• C•••••• P•••••••

Related persons

Schedule D 7.A

C•••• C•••••• B••• L••
pooled vehicle sponsorn
C•••• C•••••• F••• M••••••••• I• L••
pooled vehicle sponsorn

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Southlake, Tx · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 17, 2026
RAUM (Item 5.F) moved from $147,808,295 to $270,311,000 (+83.0%) between the annual amendments of 2025-03-19 and 2026-03-17; the peer median change was +15.0% (4548 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,548) · 98% percentile
discretionary share shiftChange between filings · filing Mar 17, 2026
discretionary share of RAUM moved from 71.0% to 100.0% between the annual amendments of 2025-03-19 and 2026-03-17
peers: independent wealth managers, $100M to $500M (5,678)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 31 to 184
Mar 19, 2025 to Mar 17, 2026
Advisory employees · 2 to 3
Mar 19, 2025 to Mar 17, 2026
HNW clients · 20 to 19
Mar 19, 2025 to Mar 17, 2026
Employees · 4 to 9
Mar 19, 2025 to Mar 17, 2026
State-registered IARs · 2 to 3
Mar 19, 2025 to Mar 17, 2026
Discretionary RAUM · $105M to $270M
Mar 19, 2025 to Mar 17, 2026
HNW RAUM · $148M to $270M
Mar 19, 2025 to Mar 17, 2026
Non-discretionary RAUM · $43.0M to $0
Mar 19, 2025 to Mar 17, 2026
RAUM · $148M to $270M
Mar 19, 2025 to Mar 17, 2026
Accounts · 27 to 31
Oct 31, 2024 to Mar 19, 2025
HNW clients · 19 to 20
Oct 31, 2024 to Mar 19, 2025
Employees · 5 to 4
Oct 31, 2024 to Mar 19, 2025
Financial planning clients · 0 to 0
Oct 31, 2024 to Mar 19, 2025
Discretionary RAUM · $135M to $105M
Oct 31, 2024 to Mar 19, 2025
HNW RAUM · $175M to $148M
Oct 31, 2024 to Mar 19, 2025
Non-discretionary RAUM · $39.7M to $43.0M
Oct 31, 2024 to Mar 19, 2025
RAUM · $175M to $148M
Oct 31, 2024 to Mar 19, 2025
Accounts · 33 to 27
Mar 30, 2023 to Mar 21, 2024
Advisory employees · 3 to 2
Mar 30, 2023 to Mar 21, 2024
HNW clients · 17 to 19
Mar 30, 2023 to Mar 21, 2024
Individual clients · 11.0 to unset
Mar 30, 2023 to Mar 21, 2024
Employees · 4 to 5
Mar 30, 2023 to Mar 21, 2024
State-registered IARs · 3 to 2
Mar 30, 2023 to Mar 21, 2024
Private funds · 1 to 2
Mar 30, 2023 to Mar 21, 2024
Discretionary RAUM · $131M to $135M
Mar 30, 2023 to Mar 21, 2024
HNW RAUM · $169M to $175M
Mar 30, 2023 to Mar 21, 2024
Individual RAUM · 2702709.0 to unset
Mar 30, 2023 to Mar 21, 2024
Non-discretionary RAUM · $41.0M to $39.7M
Mar 30, 2023 to Mar 21, 2024
RAUM · $172M to $175M
Mar 30, 2023 to Mar 21, 2024
Accounts · 29 to 33
Nov 30, 2022 to Mar 30, 2023
HNW clients · 8 to 17
Nov 30, 2022 to Mar 30, 2023
Individual clients · 21 to 11
Nov 30, 2022 to Mar 30, 2023
Pooled vehicle clients · 1.0 to unset
Nov 30, 2022 to Mar 30, 2023
Assets in custody · $2.5M to $0
Nov 30, 2022 to Mar 30, 2023
Custody of client assets · true to false
Nov 30, 2022 to Mar 30, 2023
Discretionary RAUM · $114M to $131M
Nov 30, 2022 to Mar 30, 2023
HNW RAUM · $127M to $169M
Nov 30, 2022 to Mar 30, 2023
Individual RAUM · $4.0M to $2.7M
Nov 30, 2022 to Mar 30, 2023
Non-discretionary RAUM · $28.2M to $41.0M
Nov 30, 2022 to Mar 30, 2023
Pooled vehicle RAUM · 10600000.0 to unset
Nov 30, 2022 to Mar 30, 2023

Signals

5 dated events

C•••• C•••••• A•••••••• L•• reported RAUM $270.3M, up 83% from $147.8M (2025-03-19 to 2026-03-17)
Mar 17, 2026 · RAUM change · derived
George Constantinos Maniatis (Partner And Managing Member) appeared on Schedule A of C•••• C•••••• A•••••••• L••
Oct 31, 2024 · Control person joined · fact
Thomas Morgan (Managing Member And Chief Compliance Officer) appeared on Schedule A of C•••• C•••••• A•••••••• L••
Jul 31, 2019 · Control person joined · fact
G Constantinos Maniatis (Managing Member, Cco) no longer on Schedule A of C•••• C•••••• A•••••••• L•• (listed 2019-06-12, absent 2019-07-31)
Jul 31, 2019 · Control person left · inference
C•••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Jun 12, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

C•••• C•••••• A•••••••• L•• · Independent Sponsors
shared crd · capital_provider
C•••• C•••••• A•••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Business phone: 214-452-2300reportedpublished by the firm, firm site, Sep 15, 2026
Website: c•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (214) 452-2300reportedpublic record, Form ADV, Mar 17, 2026
Contact form: c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Team page: c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $90.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

C•••• C•••••• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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