DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• A••••••• G••••• L••
Latest filing Feb 12, 2026
First filing on the tape Jul 23, 2019 · 16 filings
SEC status approved since Aug 20, 2019
RAUM
$806M
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
95%
$763M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$202M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$806M as of Feb 12, 2026
Feb 18, 2020$182M then
HNW client RAUM$675M as of Feb 12, 2026
Feb 18, 2020$112M then
State-registered IARs (5.B.3)4 as of Feb 12, 2026
Feb 18, 20203 then
Employees (5.A)4 as of Feb 12, 2026
Feb 18, 20204 then
Private funds: no history
RAUM +12% over the last fiscal year+42% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $202MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $650,341derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 5.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$675M84%
- Individuals$87.6M11%
- Charitable organizations$43.8M5.4%
- Individual clients
- 235reported
- HNW clients
- 154reported
- Pension plan clients
- 0reported
- Charitable clients
- 6reported
- Accounts
- 1,240reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• M•••••• K••••••••• | Birmingham, Al | Sep 5, 2019 | 26 y | 3 |
| C•••••• M••••••• S•••• | Birmingham, Al | Sep 5, 2019 | 23 y | 4 |
| J••••• C••••••••• M•••• | Birmingham, Al | Sep 6, 2019 | 27 y | 3 |
| J•••• T••••• B••••• I•• | Birmingham, Al | Jul 28, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• T••••• B••••• I•• from B•• W••••• S•••••••••Jul 28, 2025 · RIA to RIA
- J••••• C••••••••• M•••• from B•• I••••••••• A•••••••Sep 6, 2019 · RIA to a newly registered adviser
- S••••• M•••••• K••••••••• from B•• S••••••••• L••Sep 5, 2019 · RIA to a newly registered adviser
- C•••••• M••••••• S•••• from B•• I••••••••• A•••••••Sep 5, 2019 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from B•• I••••••••• A•••••••Sep 6, 2019 · Birmingham, Al
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••••• S•••••• M•••••• · Chief Executive Officer, Chief Financial Officer, And Chief Compliance Officercontrolsince 09/2019 · owns 25% to 50%
- M••••• J•••••• C••••••••• · Co-Chief Investment Officercontrolsince 09/2019 · owns 25% to 50%
- S••••• C••••••• M••••••• · Co-Chief Investment Officercontrolsince 09/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Birmingham, Al · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Feb 12, 2026accounts (Item 5.F.2.f) moved from 386.0 to 1,240.0 (+221.0%) between the annual amendments of 2025-04-29 and 2026-02-12; the peer median change was +6.0% (1256 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 386 to 1,240Apr 29, 2025 to Feb 12, 2026
- Advisory employees · 3 to 4Apr 29, 2025 to Feb 12, 2026
- HNW clients · 136 to 154Apr 29, 2025 to Feb 12, 2026
- Individual clients · 244 to 235Apr 29, 2025 to Feb 12, 2026
- State-registered IARs · 3 to 4Apr 29, 2025 to Feb 12, 2026
- Discretionary RAUM · $561M to $649MApr 29, 2025 to Feb 12, 2026
- HNW RAUM · $589M to $675MApr 29, 2025 to Feb 12, 2026
- Individual RAUM · $90.8M to $87.6MApr 29, 2025 to Feb 12, 2026
- Non-discretionary RAUM · $157M to $158MApr 29, 2025 to Feb 12, 2026
- RAUM · $718M to $806MApr 29, 2025 to Feb 12, 2026
- Financial planning clients · 0 to 0Mar 4, 2025 to Apr 29, 2025
- Accounts · 421 to 386Sep 25, 2024 to Mar 4, 2025
- HNW clients · 121 to 136Sep 25, 2024 to Mar 4, 2025
- Individual clients · 268 to 244Sep 25, 2024 to Mar 4, 2025
- Discretionary RAUM · $457M to $561MSep 25, 2024 to Mar 4, 2025
- HNW RAUM · $478M to $589MSep 25, 2024 to Mar 4, 2025
- Individual RAUM · $91.5M to $90.8MSep 25, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $147M to $157MSep 25, 2024 to Mar 4, 2025
- RAUM · $604M to $718MSep 25, 2024 to Mar 4, 2025
- Accounts · 938 to 421Feb 14, 2023 to Feb 26, 2024
- HNW clients · 71 to 121Feb 14, 2023 to Feb 26, 2024
- Individual clients · 237 to 268Feb 14, 2023 to Feb 26, 2024
- Pension plan clients · unset to 0.0Feb 14, 2023 to Feb 26, 2024
- Discretionary RAUM · $280M to $457MFeb 14, 2023 to Feb 26, 2024
- HNW RAUM · $190M to $478MFeb 14, 2023 to Feb 26, 2024
- Individual RAUM · $56.9M to $91.5MFeb 14, 2023 to Feb 26, 2024
- Non-discretionary RAUM · $792,000 to $147MFeb 14, 2023 to Feb 26, 2024
- Pension RAUM · $2.8M to $0Feb 14, 2023 to Feb 26, 2024
- RAUM · $280M to $604MFeb 14, 2023 to Feb 26, 2024
- Accounts · 853 to 938Feb 23, 2022 to Feb 14, 2023
- HNW clients · 78 to 71Feb 23, 2022 to Feb 14, 2023
- Individual clients · 118 to 237Feb 23, 2022 to Feb 14, 2023
- Discretionary RAUM · $296M to $280MFeb 23, 2022 to Feb 14, 2023
- HNW RAUM · $187M to $190MFeb 23, 2022 to Feb 14, 2023
- Individual RAUM · $75.7M to $56.9MFeb 23, 2022 to Feb 14, 2023
- Non-discretionary RAUM · $880,000 to $792,000Feb 23, 2022 to Feb 14, 2023
- Pension RAUM · $1.7M to $2.8MFeb 23, 2022 to Feb 14, 2023
- RAUM · $297M to $280MFeb 23, 2022 to Feb 14, 2023
- Accounts · 760 to 853Oct 18, 2021 to Feb 23, 2022
- Charity clients · unset to 6.0Oct 18, 2021 to Feb 23, 2022
Signals
6 dated events
- M•••••• A••••••• G••••• L•• reported RAUM $604.4M, up 115% from $280.5M (2023-02-14 to 2024-02-26)Feb 26, 2024 · RAUM change · derived
- Mccurdy Samuel Kirkpatrick (Chief Executive Officer, Chief Financial Officer, And Chief Compliance Officer) appeared on Schedule A of M•••••• A••••••• G••••• L••Sep 5, 2019 · Control person joined · fact
- Mitchell Charles Smith (Co-Chief Investment Officer) appeared on Schedule A of M•••••• A••••••• G••••• L••Sep 5, 2019 · Control person joined · fact
- Christopher Joseph Mason (Co-Chief Investment Officer) appeared on Schedule A of M•••••• A••••••• G••••• L••Sep 5, 2019 · Control person joined · fact
- Glen Bryan Hale (Chief Compliance Officer And Member) no longer on Schedule A of M•••••• A••••••• G••••• L•• (listed 2019-07-23, absent 2019-09-05)Sep 5, 2019 · Control person left · inference
- B•••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jul 23, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mayfair-advisory-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- M••••••AG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (205) 395-6970reportedpublic record, Form ADV, Feb 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $202Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026