DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• W••••• A•••••••
Legal name P••••••• L••
Latest filing Jun 17, 2026
First filing on the tape Mar 7, 2025 · 3 filings
SEC status approved since Apr 7, 2025
RAUM
$176M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$157M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$44.1M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$176M as of Jun 17, 2026
Mar 7, 2025$141M then
HNW client RAUM$143M as of Jun 17, 2026
Mar 7, 2025$114M then
State-registered IARs (5.B.3)4 as of Jun 17, 2026
Mar 7, 20254 then
Employees (5.A)5 as of Jun 17, 2026
Mar 7, 20255 then
Private funds: no history
RAUM +25% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $44.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $650,653derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +40%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $63.5M, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$143M81%
- Corporations and businesses$16.5M9.3%
- Individuals$14.0M7.9%
- Charitable organizations$2.9M1.6%
- Individual clients
- 43reported
- HNW clients
- 45reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 271reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $63.5M for 27 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• J•••• H•••••••Chartered Financial Analyst | St Augustine, Fl | Aug 30, 2019 | 18 y | 3 |
| J••• R•••••• G••• | St Augustine, Fl | Mar 10, 2020 | 11 y | 1 |
| S•••••• D•••• K•••Certified Financial Planner | St Augustine, Fl | Feb 6, 2024 | 11 y | 1 |
| J••••••• P• H••••• | St Augustine, Fl | Dec 16, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••••• D•••• K••• from R•••• C•••••• A•••••••• L•Feb 6, 2024 · RIA to RIA
- J••• R•••••• G••• from C••••••••• F••••••••• L••Mar 10, 2020 · RIA to RIA
- T••••• J•••• H••••••• from W••••• E••••••••• A••••••• S•••••••• L••Aug 30, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••• J•••• R•••••• · Membercontrolsince 06/2019 · owns 25% to 50%
- H•••••••• T•••••• J•••• · Membercontrolsince 06/2019 · owns 25% to 50%
- K•••• S••••••• D•••• · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- P•••••• S••••• M•••••• · Membercontrolsince 06/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Augustine, Fl · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 208 to 271Mar 7, 2025 to Mar 27, 2026
- Corporate clients · unset to 6.0Mar 7, 2025 to Mar 27, 2026
- HNW clients · 30 to 45Mar 7, 2025 to Mar 27, 2026
- Individual clients · 33 to 43Mar 7, 2025 to Mar 27, 2026
- Assets in custody · $36.6M to $63.5MMar 7, 2025 to Mar 27, 2026
- Discretionary RAUM · $141M to $176MMar 7, 2025 to Mar 27, 2026
- HNW RAUM · $114M to $143MMar 7, 2025 to Mar 27, 2026
- Individual RAUM · $11.3M to $14.0MMar 7, 2025 to Mar 27, 2026
- Pension RAUM · 108657.0 to unsetMar 7, 2025 to Mar 27, 2026
- RAUM · $141M to $176MMar 7, 2025 to Mar 27, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 904-420-0008reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/94411973reportedpublic record, Form ADV, Sep 18, 2026
- Website
- parableadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (904) 420-0008reportedpublic record, Form ADV, Jun 17, 2026
- Contact form
- parableadvisors.com/about-us/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026