DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Parable Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen David KyleRiver Capital Advisors, Lc independent RIAParable Wealth Advisors independent RIARIA to RIAFeb 1, 2024Feb 6, 2024
John Richard GinnCapitalrock Financial, LLC independent RIAParable Wealth Advisors independent RIARIA to RIAMar 25, 2020Mar 10, 2020
Thomas James HaggertyWealth Enhancement Advisory Services, LLC BD affiliatedParable Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 5, 2019Aug 30, 2019 (86 d)
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3 moves match.