DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

J• E•••••• C•••••• P••••••• L••

Wealth manager with institutional or fund businessMontreal, Quebec, CRD 305102SEC 801-117563IAPD
Latest filing Mar 30, 2024
First filing on the tape Sep 30, 2019 · 6 filings
SEC status approved since Oct 31, 2019
RAUM
$2.2B
reported, Item 5.F
Discretionary
0.1%
of RAUM
Private clients
26%
$572M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$1.3M gross assets
History
6 filings and snapshots on the tape
RAUM$2.2B as of Mar 30, 2024
Jun 30, 2020$0 then
HNW client RAUM$572M as of Mar 30, 2024
Jun 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2024
Jun 30, 20200 then
Employees (5.A)1 as of Mar 30, 2024
Jun 30, 20201 then
Private funds: 2
RAUM n/a over the last fiscal year+0.0% a year over three
Practice profile
derived from the filing of Mar 30, 2024; every figure names its basis
Archetypes, each a printed rule
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$314MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.1%derivedof RAUM
Institutional
74%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, subscription, performance-based, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publicationsreportedItem 5.G
Custody
$2.2B, 7 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • State and municipal entities$1.6B74%
  • High-net-worth individuals$572M26%
  • Pooled investment vehicles$1.3M0.1%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
7reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$2.2B for 7 clientsreported
Compensation
% of AUM, fixed, hourly, performance, commissionsreported
Class basis
private_client_share=0.26 fund_share=0.0 institutional_share=0.74 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      J• E•••••• V••••••• P••••••• G••• F••• L•Private Equity Fund$1.3M1Mar 30, 2024
      J• E•••••• V••••••• B••••••• M••••••••• L•Private Equity Fund$01Mar 30, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • Z•••••• F••••••••• N•• · Managing Member And Chief Compliance Officercontrol
        since 06/2019 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • high institutional concentrationStatic outlier · filing Mar 30, 2024
        institutional share of RAUM of 74% against a peer median of 3% (1362 comparable advisers, 99.0th percentile, 17.7 robust deviations)
        peers: independent wealth managers, $1B to $5B (1,362) · 99% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 7
        Jul 29, 2021 to Mar 30, 2024
      • Pooled vehicle clients · 0 to 2
        Jul 29, 2021 to Mar 30, 2024
      • Assets in custody · $2.2B to $2.2B
        Jul 29, 2021 to Mar 30, 2024
      • Private funds · unset to 2
        Jul 29, 2021 to Mar 30, 2024
      • Discretionary RAUM · $0 to $1.3M
        Jul 29, 2021 to Mar 30, 2024
      • Pooled vehicle RAUM · $0 to $1.3M
        Jul 29, 2021 to Mar 30, 2024
      • RAUM · $2.2B to $2.2B
        Jul 29, 2021 to Mar 30, 2024
      • Accounts · 0 to 5
        Jun 30, 2020 to Jul 29, 2021
      • Advisory activities · 1 to 7
        Jun 30, 2020 to Jul 29, 2021
      • Commission compensation · false to true
        Jun 30, 2020 to Jul 29, 2021
      • Assets in custody · unset to 2200000000.0
        Jun 30, 2020 to Jul 29, 2021
      • Custody of client assets · false to true
        Jun 30, 2020 to Jul 29, 2021
      • Financial planning clients · unset to 1-10
        Jun 30, 2020 to Jul 29, 2021
      • HNW RAUM · $0 to $572M
        Jun 30, 2020 to Jul 29, 2021
      • Non-discretionary RAUM · $0 to $2.2B
        Jun 30, 2020 to Jul 29, 2021
      • RAUM · $0 to $2.2B
        Jun 30, 2020 to Jul 29, 2021
      Signals
      1 dated events
      • J• E•••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)
        Sep 30, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      1 (514) 273-1456reportedpublic record, Form ADV, Mar 30, 2024
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026