DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vaquero Private Wealth, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Michael Maynard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vaquero Private Wealth, Ltd. independent RIA | Wirehouse to independent RIA | Mar 1, 2021 | Feb 26, 2021 |
| Laura C. Blair | Syntal Capital Partners, LLC independent RIA | Vaquero Private Wealth, Ltd. independent RIA | RIA to RIA | Nov 27, 2019 | Jul 29, 2022 (975 d) |
| John Benjamin Gordon | Syntal Capital Partners, LLC independent RIA | Vaquero Private Wealth, Ltd. no RAUM | RIA to a newly registered adviser | Nov 27, 2019 | Sep 23, 2019 |
| Paul William Harvey | Syntal Capital Partners, LLC independent RIA | Vaquero Private Wealth, Ltd. independent RIA | RIA to RIA | Nov 27, 2019 | Feb 26, 2020 (91 d) |
| Jason Matthew Morton | Shamrock Asset Management LLC other | Vaquero Private Wealth, Ltd. independent RIA | Other | Jul 24, 2017 | Apr 27, 2022 (1738 d) |
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5 moves match.