DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Qrg Capital Management, Inc.
Latest filing Jun 30, 2026
First filing on the tape Jan 15, 2020 · 25 filings
SEC status approved since Feb 18, 2020
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$10B individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$5.7B
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$11B as of Jun 30, 2026
Mar 31, 2021$0 then
HNW client RAUM$4.2B as of Jun 30, 2026
Mar 28, 2024$4.0B then
State-registered IARs (5.B.3)2 as of Jun 30, 2026
Mar 31, 20211 then
Employees (5.A)12 as of Jun 30, 2026
Mar 31, 202110 then
Private funds: no history
RAUM +0.5% over the last fiscal yearIARs 2 to 2offices 1 to 0
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $5.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13,303derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $416,425derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +63%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$6.3B55%
- High-net-worth individuals$4.2B37%
- Corporations and businesses$747M6.6%
- Charitable organizations$163M1.4%
- Individual clients
- 24,822reported
- HNW clients
- 1,783reported
- Pension plan clients
- n/areported
- Charitable clients
- 65reported
- Accounts
- 27,393reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Janis ZvingelisChartered Financial Analyst | Berwyn, Pa | Mar 23, 2020 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Dana D'Auria · Co-Chief Investment Officercontrolsince 12/2022 · owns less than 5%
- Lawrence James Fox · Interim Chief Executive Officercontrolsince 04/2024 · owns less than 5%
- S Shelly O'Brien · Chief Legal Officer/General Counsel/Secretarycontrolsince 12/2022 · owns less than 5%
- Michael Thomas Sipp · Evp, Envestnet Business Linescontrolsince 12/2022 · owns less than 5%
- Rockwell Brandon Thomas · Co-Chief Investment Officercontrolsince 08/2019 · owns less than 5%
- Janis Zvingelis · Director Of Quantitative Research/Principalcontrolsince 08/2019 · owns less than 5%
- Lee David Hein · Chief Compliance Officersince 08/2019 · owns less than 5%
Entity owners
- Envestnet, Inc. · Shareholderdirect · owns 75% or more
- Bcpe Pequod Buyer, Inc. · Ownerindirect · owns 75% or more of Envestnet, Inc.
- Bcpe Pequod Intermediate, LLC · Ownerindirect · owns 75% or more of Bcpe Pequod Buyer, Inc.
- Bcpe Pequod Investor, LP · Ownerindirect · owns 50% to 75% of Bcpe Pequod Topco, LP
- Bcpe Pequod Parent , Inc. · Ownerindirect · owns 75% or more of Bcpe Pequod Intermediate, LLC
- Bcpe Pequod Topco, LP · Ownerindirect · owns 75% or more of Bcpe Pequod Parent , Inc.
- Bain Capital Fund Xiii, L.P. · Ownerindirect · owns 25% to 50% of Bcpe Pequod Investor, LP
Related persons
Schedule D 7.A
- Ac Wealth Partnersinvestment advisernRAUM $1.1B
- Envestnet Pmcinvestment advisernRAUM $615B
- Envestnet Portfolio Solutions, Inc.investment advisernRAUM $17B
- Envestnet Retirement Solutions, LLCinvestment advisernRAUM $16B
- Envestnet Securities, Inc.broker-dealern
- Fdx Advisors, Inc.investment advisernRAUM $833M
- Fidx Group LLCreal estaten
- Fidx Markets LLCbroker-dealern
Advisers that list Qrg Capital Management, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Berwyn, Pa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Berwyn, PA3 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 10, 2026accounts (Item 5.F.2.f) moved from 16,768.0 to 27,393.0 (+63.0%) between the annual amendments of 2025-03-31 and 2026-04-10; the peer median change was +8.0% (253 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $5B to $20B (253) · 92% percentile
- client count surgeChange between filings · filing Apr 10, 2026individual and HNW clients (Item 5.D) moved from 16,370.0 to 26,605.0 (+63.0%) between the annual amendments of 2025-03-31 and 2026-04-10; the peer median change was +6.0% (224 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $5B to $20B (224) · 93% percentile
- HNW share shiftChange between filings · filing Apr 10, 2026HNW share of RAUM moved from 53.0% to 37.0% between the annual amendments of 2025-03-31 and 2026-04-10peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- HQ city · CHICAGO to BERWYNApr 10, 2026 to Jun 30, 2026
- HQ state · IL to PAApr 10, 2026 to Jun 30, 2026
- Other offices · 1 to 0Apr 10, 2026 to Jun 30, 2026
- Accounts · 16,768 to 27,393Dec 8, 2025 to Mar 31, 2026
- Advisory employees · 4 to 12Dec 8, 2025 to Mar 31, 2026
- Charity clients · 51 to 65Dec 8, 2025 to Mar 31, 2026
- Corporate clients · 340 to 705Dec 8, 2025 to Mar 31, 2026
- HNW clients · 2,372 to 1,783Dec 8, 2025 to Mar 31, 2026
- Individual clients · 13,998 to 24,822Dec 8, 2025 to Mar 31, 2026
- Pension plan clients · 5.0 to unsetDec 8, 2025 to Mar 31, 2026
- Employees · 14 to 12Dec 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $11B to $11BDec 8, 2025 to Mar 31, 2026
- HNW RAUM · $6.0B to $4.2BDec 8, 2025 to Mar 31, 2026
- Individual RAUM · $4.6B to $6.3BDec 8, 2025 to Mar 31, 2026
- Pension RAUM · 3308836.0 to unsetDec 8, 2025 to Mar 31, 2026
- RAUM · $11B to $11BDec 8, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Jul 1, 2025 to Sep 30, 2025
- Accounts · 11,514 to 16,768Feb 18, 2025 to Mar 31, 2025
- Advisory employees · 16 to 4Feb 18, 2025 to Mar 31, 2025
- Charity clients · 61 to 51Feb 18, 2025 to Mar 31, 2025
- Corporate clients · 231 to 340Feb 18, 2025 to Mar 31, 2025
- HNW clients · 1,582 to 2,372Feb 18, 2025 to Mar 31, 2025
- Individual clients · 9,634 to 13,998Feb 18, 2025 to Mar 31, 2025
- Pension plan clients · 2 to 5Feb 18, 2025 to Mar 31, 2025
- Pooled vehicle clients · unset to 0.0Feb 18, 2025 to Mar 31, 2025
- Employees · 16 to 14Feb 18, 2025 to Mar 31, 2025
- Discretionary RAUM · $7.6B to $11BFeb 18, 2025 to Mar 31, 2025
- HNW RAUM · $4.0B to $6.0BFeb 18, 2025 to Mar 31, 2025
- Individual RAUM · $3.1B to $4.6BFeb 18, 2025 to Mar 31, 2025
- Pension RAUM · $2.0M to $3.3MFeb 18, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · unset to 0.0Feb 18, 2025 to Mar 31, 2025
- RAUM · $7.6B to $11BFeb 18, 2025 to Mar 31, 2025
- Related bank · false to trueSep 3, 2024 to Dec 6, 2024
- Accounts · 9,763 to 11,514Jan 24, 2024 to Mar 28, 2024
- Advisory employees · 18 to 16Jan 24, 2024 to Mar 28, 2024
- Charity clients · 65 to 61Jan 24, 2024 to Mar 28, 2024
- Corporate clients · 197 to 231Jan 24, 2024 to Mar 28, 2024
- HNW clients · 715 to 1,582Jan 24, 2024 to Mar 28, 2024
- Individual clients · 8,777 to 9,634Jan 24, 2024 to Mar 28, 2024
- Employees · 18 to 16Jan 24, 2024 to Mar 28, 2024
Signals
12 dated events
- Qrg Capital Management, Inc. reported RAUM $11.4B, up 48% from $7.6B (2025-02-18 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Lawrence James Fox (Interim Chief Executive Officer) appeared on Schedule A of Qrg Capital Management, Inc.Mar 28, 2024 · Control person joined · fact
- C. William Crager (Chief Executive Officer) no longer on Schedule A of Qrg Capital Management, Inc. (listed 2024-01-24, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Michael Robert Coppola (Chief Technology Officer) no longer on Schedule A of Qrg Capital Management, Inc. (listed 2024-01-24, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- David Joshua Mayer (Chief Operating Officer) no longer on Schedule A of Qrg Capital Management, Inc. (listed 2023-11-13, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- David Joshua Mayer (Chief Operating Officer) appeared on Schedule A of Qrg Capital Management, Inc.Feb 1, 2023 · Control person joined · fact
- S Shelly O'Brien (Chief Legal Officer/General Counsel/Secretary) appeared on Schedule A of Qrg Capital Management, Inc.Feb 1, 2023 · Control person joined · fact
- Marie Dana D'Auria (Co-Chief Investment Officer) appeared on Schedule A of Qrg Capital Management, Inc.Feb 1, 2023 · Control person joined · fact
- Michael Thomas Sipp (Evp, Envestnet Business Lines) appeared on Schedule A of Qrg Capital Management, Inc.Feb 1, 2023 · Control person joined · fact
- C. William Crager (Chief Executive Officer) appeared on Schedule A of Qrg Capital Management, Inc.Feb 1, 2023 · Control person joined · fact
- Michael Robert Coppola (Chief Technology Officer) appeared on Schedule A of Qrg Capital Management, Inc.Feb 1, 2023 · Control person joined · fact
- Qrg Capital Management, Inc. filed its initial SEC registration (Form ADV)Jan 15, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/envestnetreportedpublic record, Form ADV, Sep 17, 2026
- Website
- envestnet.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-827-2800reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026