DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Synergy Financial Partners, LLC
Latest filing Mar 27, 2026
First filing on the tape Sep 5, 2019 · 16 filings
SEC status approved since Oct 4, 2019
RAUM
$309M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$291M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$61.7M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$309M as of Mar 27, 2026
Feb 26, 2020$121M then
HNW client RAUM$155M as of Mar 27, 2026
Feb 26, 2020$53.0M then
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Feb 26, 20204 then
Employees (5.A)5 as of Mar 27, 2026
Feb 26, 20205 then
Private funds: no history
RAUM +10% over the last fiscal year+28% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $61.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 102derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $267,966derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $28.3M, 100 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$155M50%
- Individuals$136M44%
- Corporations and businesses$17.2M5.6%
- Individual clients
- 428reported
- HNW clients
- 83reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,152reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28.3M for 100 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard Jason LevineCertified Financial Planner, Chartered Financial Consultant | Denver, Co | Feb 14, 2018 | 23 y | 4 |
| James Jay PersonChartered Financial Consultant | Denver, Co | Oct 7, 2019 | 29 y | 4 |
| Phil L JacobsonCertified Financial Planner, Chartered Financial Consultant | Denver, Co | Oct 7, 2019 | 25 y | 5 |
| Robert G Fillmore | Denver, Co | Oct 7, 2019 | 27 y | 4 |
| Lary Matthew WeintraubCertified Financial Planner | Denver, Co | Oct 6, 2020 | 25 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Lary Matthew Weintraub from Park Avenue Securities LLCOct 6, 2020 · Affiliated broker-dealer or bank to independent RIA
- James Jay Person from Sii Investments, Inc.Oct 7, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- Phil L Jacobson from LPL Financial LLCOct 7, 2019 · Other
- Robert G Fillmore from LPL Financial LLCOct 7, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L Phil Jacobson · Managing Member/Chief Compliance Officercontrolsince 07/2019 · owns 75% or more
- Jason Richard Levine · Ownercontrolsince 12/2020 · owns 75% or more of Richard J. Levine Financial Solutions, Inc
Entity owners
- Richard J. Levine Financial Solutions, Inc · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 1,915.0 to 1,152.0 (-40.0%) between the annual amendments of 2025-03-21 and 2026-03-27; the peer median change was +5.0% (3687 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 3.9% percentile
What changed
consecutive filings, newest first
- Accounts · 1,915 to 1,152Mar 21, 2025 to Mar 27, 2026
- Corporate clients · 3 to 15Mar 21, 2025 to Mar 27, 2026
- HNW clients · 110 to 83Mar 21, 2025 to Mar 27, 2026
- Individual clients · 384 to 428Mar 21, 2025 to Mar 27, 2026
- Assets in custody · $18.1M to $28.3MMar 21, 2025 to Mar 27, 2026
- Discretionary RAUM · $280M to $309MMar 21, 2025 to Mar 27, 2026
- HNW RAUM · $174M to $155MMar 21, 2025 to Mar 27, 2026
- Individual RAUM · $103M to $136MMar 21, 2025 to Mar 27, 2026
- RAUM · $280M to $309MMar 21, 2025 to Mar 27, 2026
- Individual clients · 658 to 384Mar 26, 2024 to Mar 21, 2025
- Accounts · 1,198 to 1,915Mar 26, 2024 to Mar 21, 2025
- Corporate clients · 13 to 3Mar 26, 2024 to Mar 21, 2025
- HNW clients · 278 to 110Mar 26, 2024 to Mar 21, 2025
- Assets in custody · unset to 18084576.0Mar 26, 2024 to Mar 21, 2025
- Custody of client assets · false to trueMar 26, 2024 to Mar 21, 2025
- Financial planning clients · 251-500 to 0Mar 26, 2024 to Mar 21, 2025
- Discretionary RAUM · $84.5M to $280MMar 26, 2024 to Mar 21, 2025
- HNW RAUM · $105M to $174MMar 26, 2024 to Mar 21, 2025
- Individual RAUM · $114M to $103MMar 26, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $137M to $0Mar 26, 2024 to Mar 21, 2025
- RAUM · $222M to $280MMar 26, 2024 to Mar 21, 2025
- Accounts · 804 to 1,198Oct 20, 2023 to Mar 26, 2024
- BD registered reps · 3 to 2Oct 20, 2023 to Mar 26, 2024
- Corporate clients · unset to 13.0Oct 20, 2023 to Mar 26, 2024
- HNW clients · 32 to 278Oct 20, 2023 to Mar 26, 2024
- Individual clients · 268 to 658Oct 20, 2023 to Mar 26, 2024
- Discretionary RAUM · $144M to $84.5MOct 20, 2023 to Mar 26, 2024
- HNW RAUM · $50.3M to $105MOct 20, 2023 to Mar 26, 2024
- Individual RAUM · $98.6M to $114MOct 20, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $4.4M to $137MOct 20, 2023 to Mar 26, 2024
- RAUM · $149M to $222MOct 20, 2023 to Mar 26, 2024
- Accounts · 530 to 804Mar 15, 2022 to Mar 24, 2023
- Advisory activities · 2 to 3Mar 15, 2022 to Mar 24, 2023
- BD registered reps · 4 to 3Mar 15, 2022 to Mar 24, 2023
- HNW clients · 34 to 32Mar 15, 2022 to Mar 24, 2023
- Individual clients · 303 to 268Mar 15, 2022 to Mar 24, 2023
- Insurance-licensed employees · 0 to 2Mar 15, 2022 to Mar 24, 2023
- Discretionary RAUM · $152M to $144MMar 15, 2022 to Mar 24, 2023
- HNW RAUM · $44.1M to $50.3MMar 15, 2022 to Mar 24, 2023
- Individual RAUM · $108M to $98.6MMar 15, 2022 to Mar 24, 2023
Signals
1 dated events
- Synergy Financial Partners, Llc filed its initial SEC registration (Form ADV)Sep 5, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 303-399-9999reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-501-8710reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- sfpdenver.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 303-399-9999reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026