DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Synergy Financial Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Phil L Jacobson | LPL Financial LLC independent RIA | Synergy Financial Partners, LLC no RAUM | Other | Oct 28, 2022 | Oct 7, 2019 |
| Lary Matthew Weintraub | Park Avenue Securities LLC BD affiliated | Synergy Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2020 | Oct 6, 2020 |
| Robert G Fillmore | LPL Financial LLC BD affiliated | Synergy Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 23, 2020 | Oct 7, 2019 |
| James Jay Person | Sii Investments, Inc. BD affiliated | Synergy Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 14, 2018 | Oct 7, 2019 (600 d) |
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4 moves match.