DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••• S••••• A•••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 18, 2023 · 4 filings
SEC status approved since Jan 18, 2024
RAUM
$195M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
40%
$78.1M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$97.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$195M as of Mar 31, 2026
Mar 24, 2025$190M then
HNW client RAUM$65.9M as of Mar 31, 2026
Mar 24, 2025$68.0M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 24, 20252 then
Employees (5.A)2 as of Mar 31, 2026
Mar 24, 20253 then
Private funds2 as of Mar 31, 2026
Mar 24, 20253 then
RAUM +2.8% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $97.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 14derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $3.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.7%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$117M60%
- High-net-worth individuals$65.9M34%
- Individuals$12.2M6.3%
- Individual clients
- 16reported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 60reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.4 fund_share=0.6 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• M• W••••••••• | Honolulu, Hi | Jan 1, 2026 | 11 y | 1 |
| C•••••• J•••• D••••• | Honolulu, Hi | Jan 1, 2026 | 18 y | 2 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• M• W••••••••• from M••••• S••••••Jan 1, 2026 · Wirehouse to independent RIA
- C•••••• J•••• D••••• from M••••• S••••••Jan 1, 2026 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from M••••• S••••••Dec 5, 2019 · Honolulu, Hi
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••• S••••• A• F••• L• | Hedge Fund | $78.0M | 22 | Dec 18, 2023 |
| F••• S••••• A• F••• •••• L•• | Hedge Fund | $40.0M | 11 | Dec 18, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• C••••••• J•••• · Member And Chief Compliance Officercontrolsince 08/2019 · owns 50% to 75%
- W••••••••• R••••••• M• · Membercontrolsince 08/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Honolulu, Hi · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 52 to 60Mar 24, 2025 to Mar 31, 2026
- HNW clients · 13 to 12Mar 24, 2025 to Mar 31, 2026
- Individual clients · 13 to 16Mar 24, 2025 to Mar 31, 2026
- Pooled vehicle clients · 3 to 2Mar 24, 2025 to Mar 31, 2026
- Employees · 3 to 2Mar 24, 2025 to Mar 31, 2026
- Private funds · 3 to 2Mar 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $190M to $195MMar 24, 2025 to Mar 31, 2026
- HNW RAUM · $68.0M to $65.9MMar 24, 2025 to Mar 31, 2026
- Individual RAUM · $25.0M to $12.2MMar 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $97.0M to $117MMar 24, 2025 to Mar 31, 2026
- RAUM · $190M to $195MMar 24, 2025 to Mar 31, 2026
- Accounts · 60 to 52Oct 3, 2024 to Mar 24, 2025
- HNW clients · 6 to 13Oct 3, 2024 to Mar 24, 2025
- Individual clients · 10 to 13Oct 3, 2024 to Mar 24, 2025
- Pooled vehicle clients · 2 to 3Oct 3, 2024 to Mar 24, 2025
- Financial planning clients · 0 to 0Oct 3, 2024 to Mar 24, 2025
- Private funds · 2 to 3Oct 3, 2024 to Mar 24, 2025
- Discretionary RAUM · $126M to $190MOct 3, 2024 to Mar 24, 2025
- HNW RAUM · $33.0M to $68.0MOct 3, 2024 to Mar 24, 2025
- Individual RAUM · $15.0M to $25.0MOct 3, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $78.0M to $97.0MOct 3, 2024 to Mar 24, 2025
- RAUM · $126M to $190MOct 3, 2024 to Mar 24, 2025
Signals
1 dated events
- F••• S••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- fortstreetam.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 808-265-1000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $97.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026