DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Burke Wealth Management, LLC

Independent wealth managerHouston, TexasCRD 305840SEC 801-135768websiteIAPD
Latest filing Aug 19, 2026
First filing on the tape Apr 22, 2026 · 3 filings
SEC status approved since Apr 6, 2026
RAUM
$95.2M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
91%
$87.1M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$19.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$95.2M as of Aug 19, 2026
Apr 22, 2026$95.2M then
HNW client RAUM$82.3M as of Aug 19, 2026
Apr 22, 2026$82.3M then
State-registered IARs (5.B.3)3 as of Aug 19, 2026
Apr 22, 20263 then
Employees (5.A)3 as of Aug 19, 2026
Apr 22, 20263 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$19.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
14derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$744,066derivedRAUM over accounts (5.F.2.f)
Discretionary
91%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.6derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$82.3M86%
  • Pooled investment vehicles$8.1M8.5%
  • Individuals$4.8M5.1%
Individual clients
17reported
HNW clients
54reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
128reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.91 fund_share=0.09 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Kenneth Michael BurkeChartered Financial AnalystHouston, TxOct 3, 201925 y5
Charles Keithley WardChartered Financial AnalystHouston, TxDec 1, 202010 y1
De Ann DerbonneHouston, TxApr 16, 202117 y0
Alexander BakerHouston, TxJan 18, 202411 y0
Christopher W. WintersHouston, TxNov 6, 202410 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Michael Kenneth Burke · Managing Membercontrol
      since 08/2019 · owns 75% or more
    • Keithley Charles Ward · Chief Compliance Officercontrol
      since 09/2019 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Houston, Tx · principal500
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    713-933-5402reportedpublic record, Form ADV, Aug 19, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $19.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026