DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Buttonwood Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lucy Zimmerman | Wiseman & Associates Wealth Management independent RIA | Buttonwood Wealth independent RIA | RIA to RIA | Jan 16, 2025 | Jan 23, 2025 |
| Kimberly Kerns Wines | Cambridge Investment Research Advisors, Inc. BD affiliated | Buttonwood Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2020 | May 27, 2020 (91 d) |
| Jeremy Dustin Nichols | Cambridge Investment Research Advisors, Inc. BD affiliated | Buttonwood Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 26, 2020 | Feb 11, 2020 |
| Jordan Daniel Braithwaite | Wiseman & Associates Wealth Management independent RIA | Buttonwood Wealth no RAUM | RIA to a newly registered adviser | Feb 4, 2020 | Feb 4, 2020 |
| Jeffrey Allen Hahn | Wiseman & Associates Wealth Management independent RIA | Buttonwood Wealth no RAUM | RIA to a newly registered adviser | Jan 22, 2020 | Jan 22, 2020 |
| Steven Gregory Pugliese | Wealth Management Strategies Group, LLC unclassified | Buttonwood Wealth independent RIA | Other | Oct 25, 2018 | Jun 18, 2020 (602 d) |
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6 moves match.