DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Pathfinder Wealth Advisors, LLC

Former SEC-registered adviserLos Angeles, CaliforniaCRD 305910SEC 801-117551IAPD
Latest filing Oct 7, 2020
First filing on the tape Sep 26, 2019 · 7 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$0 as of Oct 7, 2020
Sep 26, 2019$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Oct 7, 2020
Sep 26, 20191 then
Employees (5.A)1 as of Oct 7, 2020
Sep 26, 20191 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Oct 7, 2020; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Richard Marion BlosserLos Angeles, CaJan 8, 202633 y7
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount1 left over 36 months
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Marion Richard Blosser · Owner & Chief Compliance Officercontrol
    since 10/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Los Angeles, Ca · principal111
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · unset to 0.0
    Aug 28, 2020 to Sep 25, 2020
  • Advisory activities · 2 to 4
    Aug 28, 2020 to Sep 25, 2020
  • Discretionary RAUM · unset to 0.0
    Aug 28, 2020 to Sep 25, 2020
  • Non-discretionary RAUM · unset to 0.0
    Aug 28, 2020 to Sep 25, 2020
  • RAUM · unset to 0.0
    Aug 28, 2020 to Sep 25, 2020
  • Accounts · 0.0 to unset
    Feb 26, 2020 to Aug 5, 2020
  • Advisory activities · 4 to 2
    Feb 26, 2020 to Aug 5, 2020
  • Business name · PATHFINDER ADVISORS, LLC to PATHFINDER WEALTH ADVISORS, LLC
    Feb 26, 2020 to Aug 5, 2020
  • Legal name · PATHFINDER ADVISORS, LLC to PATHFINDER WEALTH ADVISORS, LLC
    Feb 26, 2020 to Aug 5, 2020
  • Discretionary RAUM · 0.0 to unset
    Feb 26, 2020 to Aug 5, 2020
  • Non-discretionary RAUM · 0.0 to unset
    Feb 26, 2020 to Aug 5, 2020
  • RAUM · 0.0 to unset
    Feb 26, 2020 to Aug 5, 2020
  • BD registered reps · 1 to 0
    Sep 27, 2019 to Feb 26, 2020
  • Insurance-licensed employees · 0 to 1
    Sep 27, 2019 to Feb 26, 2020
  • HQ city · unset to LOS ANGELES
    Sep 27, 2019 to Feb 26, 2020
  • HQ state · unset to CA
    Sep 27, 2019 to Feb 26, 2020
  • Wrap assets (manager) · 0.0 to unset
    Sep 27, 2019 to Feb 26, 2020
  • Wrap assets (sponsor) · 0.0 to unset
    Sep 27, 2019 to Feb 26, 2020
  • Business name · PATH FINDER ADVISORS, LLC to PATHFINDER ADVISORS, LLC
    Sep 26, 2019 to Sep 27, 2019
  • Financial planning clients · unset to 0
    Sep 26, 2019 to Sep 27, 2019
  • Legal name · PATH FINDER ADVISORS, LLC to PATHFINDER ADVISORS, LLC
    Sep 26, 2019 to Sep 27, 2019
Signals
2 dated events
  • Richard Marion Blosser left Pathfinder Wealth Advisors, Llc for Wedbush Securities Inc. (registered 2020-10-20)
    Dec 31, 2025 · Advisor changed firm · fact
  • Path Finder Advisors, Llc filed its initial SEC registration (Form ADV)
    Sep 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
pathfinderwealthadvisor.comreportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026