DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••• W••••• M••••••••• L••
Latest filing Mar 6, 2026
First filing on the tape Apr 25, 2022 · 8 filings
SEC status approved since May 26, 2022
RAUM
$21.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$21.0M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$21.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$21.0M as of Mar 6, 2026
Mar 29, 2023$5.0M then
HNW client RAUM$0 as of Mar 6, 2026
Mar 29, 2023$0 then
State-registered IARs (5.B.3)2 as of Mar 6, 2026
Mar 29, 20232 then
Employees (5.A)2 as of Mar 6, 2026
Mar 29, 20232 then
Private funds: no history
RAUM +63% over the last fiscal year+62% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $21.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 191derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $110,029derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +63%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planningreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$21.0M100%
- Individual clients
- 191reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 191reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• G••• H••••• | St Louis, Mo | Jan 6, 2023 | 10 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• G••• H••••• from M•••••• W••••• M••••••••• L••Jan 6, 2023 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• D•••••• G••• · Managing Member, Chief Compliance Officercontrolsince 01/2023 · owns 50% to 75%
- M•••••• J•••• B•••••• · Managing Membercontrolsince 04/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- HQ city · WASHINGTON to Mar 27, 2025 to Mar 6, 2026
- Accounts · 174 to 191Mar 27, 2025 to Mar 6, 2026
- Individual clients · 174 to 191Mar 27, 2025 to Mar 6, 2026
- HQ state · DC to Mar 27, 2025 to Mar 6, 2026
- Discretionary RAUM · $12.9M to $21.0MMar 27, 2025 to Mar 6, 2026
- Individual RAUM · $12.9M to $21.0MMar 27, 2025 to Mar 6, 2026
- RAUM · $12.9M to $21.0MMar 27, 2025 to Mar 6, 2026
- Accounts · 131 to 174Feb 15, 2024 to Mar 27, 2025
- Individual clients · 131 to 174Feb 15, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Feb 15, 2024 to Mar 27, 2025
- Discretionary RAUM · $8.2M to $12.9MFeb 15, 2024 to Mar 27, 2025
- Individual RAUM · $8.2M to $12.9MFeb 15, 2024 to Mar 27, 2025
- RAUM · $8.2M to $12.9MFeb 15, 2024 to Mar 27, 2025
- Accounts · 89 to 131Oct 18, 2023 to Feb 15, 2024
- Individual clients · 89 to 131Oct 18, 2023 to Feb 15, 2024
- Financial planning clients · unset to 101-250Oct 18, 2023 to Feb 15, 2024
- Discretionary RAUM · $5.0M to $8.2MOct 18, 2023 to Feb 15, 2024
- Individual RAUM · $5.0M to $8.2MOct 18, 2023 to Feb 15, 2024
- RAUM · $5.0M to $8.2MOct 18, 2023 to Feb 15, 2024
- Other offices · 0 to 1Mar 29, 2023 to Oct 18, 2023
- Accounts · 0 to 89Sep 27, 2022 to Mar 29, 2023
- Advisory employees · 1 to 2Sep 27, 2022 to Mar 29, 2023
- Advisory activities · 2 to 1Sep 27, 2022 to Mar 29, 2023
- Individual clients · 0 to 89Sep 27, 2022 to Mar 29, 2023
- Employees · 1 to 2Sep 27, 2022 to Mar 29, 2023
- Financial planning clients · 0 to unsetSep 27, 2022 to Mar 29, 2023
- State-registered IARs · 1 to 2Sep 27, 2022 to Mar 29, 2023
- Discretionary RAUM · $0 to $5.0MSep 27, 2022 to Mar 29, 2023
- Individual RAUM · $0 to $5.0MSep 27, 2022 to Mar 29, 2023
- RAUM · $0 to $5.0MSep 27, 2022 to Mar 29, 2023
- Wrap assets (manager) · 0.0 to unsetSep 27, 2022 to Mar 29, 2023
- Wrap assets (sponsor) · 0.0 to unsetSep 27, 2022 to Mar 29, 2023
Signals
2 dated events
- G••• D••••• H••••• (Managing Member, Chief Compliance Officer) appeared on Schedule A of P•••• W••••• M••••••••• L••Mar 29, 2023 · Control person joined · fact
- P•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 25, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 202-688-1990reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- goparcowealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 2026881990reportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $21.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026