DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Maripau Wealth Management LLC

Independent wealth managerFort Wayne, IndianaCRD 311934SEC 801-120262website IAPD

Latest filing Apr 24, 2026

First filing on the tape Jan 4, 2021 · 31 filings

SEC status approved since Feb 3, 2021

RAUM

$364M

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

100%

$364M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$16.5M

derived; firm RAUM over IAPD count

Employees

21 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

31 filings and snapshots on the tape

RAUM$364M as of Apr 24, 2026

Mar 15, 2022$143M then

HNW client RAUM$121M as of Apr 24, 2026

Mar 15, 2022$0 then

State-registered IARs (5.B.3)21 as of Apr 24, 2026

Mar 15, 202210 then

Employees (5.A)24 as of Apr 24, 2026

Mar 15, 202213 then

Private funds: no history

RAUM +23% over the last fiscal year+26% a year over threeIARs 18 to 21offices 11 to 12

Practice profile

derived from the filing of Apr 24, 2026; every figure names its basis

Archetypes, each a printed rule

Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM

RAUM per advisor: $16.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 48derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.8MderivedHNW RAUM over HNW clients
Average account: $117,648derivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.1derivedItem 5.A over advisors
Advisors per office: 1.7derived13 offices incl. principal (1.F.5)
RAUM growth, one year: +23%derivedbetween the last two annual amendments
Advisor growth, one year: +17%derivedItem 5.B.3 between annual amendments
Client growth, one year: -7.2%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Custody: $13.4M, 69 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$243M67%
High-net-worth individuals$121M33%

Individual clients: 996reported
HNW clients: 68reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 3,092reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: $13.4M for 69 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

22 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Caleb K Collier	Ann Arbor, Mi	Apr 29, 2021	24 y	2
Jonah Miles Collier	Fort Wayne, In	Apr 29, 2021	28 y	2
Thomas Glenn StrickerChartered Financial Consultant	Fort Wayne, In	Apr 29, 2021	25 y	3
Benjamin Scott Collier	Fort Wayne, In	Apr 29, 2021	25 y	2
Zachary T Steinhandler	Evanston, Il	Jan 25, 2022	15 y	1
Roy Jason Labaton	Fort Wayne, In	Mar 30, 2022	9 y	0
Jimmy Elton Sloan	Fort Wayne, In	Apr 21, 2022	22 y	8
George Clifford Ambrose	Fort Wayne, In	May 12, 2023	21 y	0
Anthony Perry Desantis	Fort Wayne, In	Jun 21, 2023	18 y	4
Jonathan Tolbert Melton	Peachtree City, Ga	Oct 11, 2023	27 y	0
Michael James Hills	Danvers, Ma	Oct 18, 2023	10 y	0
Payton Reid Mattis	Ann Arbor, Mi	Oct 25, 2023	10 y	0
John Peniel Glynn	Rossville, Ks	Oct 31, 2023	26 y	0
Andrew John Craig	Petoskey, Mi	Jul 10, 2024	18 y	0
Jerry Homer Purvis	Peachtree City, Ga	Oct 30, 2024	28 y	0
Jacob Alexander-Adam Fritts	Fort Wayne, In	Jul 18, 2025	10 y	0
Douglas Gerard Wisentaner	Danvers, Ma	Oct 13, 2025	11 y	1
Blake Austin Oliver	St. Augustine , Fl	Nov 14, 2025	11 y	2
Eric Michael Langenfeld	Medina, Oh	Nov 19, 2025	14 y	4
Duncan Aaron SullivanCertified Financial Planner	Fort Wayne, In	Feb 24, 2026	11 y	0
William Cory Archibald	Fort Wayne, In	Mar 16, 2026	19 y	6
Lucas Christopher Rhodes	Ann Arbor, Mi	Jul 27, 2026	13 y	0

Advisor movement

1 left, 4 joined in 12 months

net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 4.5% of current headcount6 left over 36 months

Left, latest

Peter Joseph Laliberte to Liberty Advisory Group, Inc.
Nov 3, 2025 · RIA to a state-registered adviser
John Jeffrey Gardner to Convergence Wealth Partners LLC
Jul 31, 2025 · RIA to a state-registered adviser
Austin Miller Kent to Windrock Wealth Management
Jan 6, 2025 · RIA to RIA
Robert Clark Smith to Rcs Wealth Management
Jul 26, 2024 · RIA to a state-registered adviser
James Pati to Creativeone Wealth, LLC
Jul 10, 2024 · RIA to RIA
Wallace Rutkowski to Ameriprise Financial Services, LLC
Jan 31, 2024 · RIA to affiliated broker-dealer or bank
James Joseph Ross Wheeler to Aegis Wealth Management, Inc.
May 4, 2023 · RIA to RIA
Gabriella Maria Stevens to Merrill Lynch, Pierce, Fenner & Smith Incorporated
Apr 3, 2023 · RIA to wirehouse
Daniel Gary Hampel to Parco Wealth Management LLC
Jan 6, 2023 · RIA to a newly registered adviser

Joined, latest

William Cory Archibald from Aprio Wealth Management, LLC
Mar 16, 2026 · RIA to RIA
Eric Michael Langenfeld from Prosperity Capital Advisors
Nov 19, 2025 · RIA to RIA
Blake Austin Oliver from Foundations Investment Advisors LLC
Nov 14, 2025 · RIA to RIA
Douglas Gerard Wisentaner from Bountiful Investment Management LLC
Oct 13, 2025 · RIA to RIA
Austin Miller Kent from Foster & Motley Inc
Oct 17, 2023 · RIA to RIA
James Pati from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sep 7, 2023 · Wirehouse to independent RIA
Anthony Perry Desantis from Impact Partnership Wealth, LLC
Jun 21, 2023 · RIA to RIA
Peter Joseph Laliberte from Foundations Investment Advisors LLC
May 16, 2023 · RIA to RIA
Robert Clark Smith from Brookstone Capital Management LLC
Sep 29, 2022 · RIA to RIA
Jimmy Elton Sloan from Foundations Investment Advisors LLC
Apr 21, 2022 · RIA to RIA
Zachary T Steinhandler from Brookstone Wealth Advisors, LLC
Jan 25, 2022 · RIA to RIA
Daniel Gary Hampel from Corecap Advisors
Jun 30, 2021 · Affiliated broker-dealer or bank to independent RIA
Gabriella Maria Stevens from Securian Financial Services, Inc.
Jun 18, 2021 · Affiliated broker-dealer or bank to independent RIA
Caleb K Collier from Ae Wealth Management, LLC
Apr 29, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Jonah Miles Collier from Ae Wealth Management, LLC
Apr 29, 2021 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from Ae Wealth Management, LLC
Apr 27, 2021 · Ann Arbor, Mi

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Scott Benjamin Collier · President; Membercontrol
since 08/2015 · owns 25% to 50%
K Caleb Collier · Vice President; Membercontrol
since 08/2015 · owns 25% to 50%
Miles Jonah Collier · Vice President; Membercontrol
since 08/2015 · owns 25% to 50%
Kasey Cook · Chief Compliance Officercontrol
since 12/2020 · owns less than 5%
Lee Robert Watson · Chief Operating Officercontrol
since 12/2020 · owns less than 5%

Related persons

Schedule D 7.A

Senior Benefits And Planning LLC
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Fort Wayne, In · principal	21	6	1
Peachtree City, Ga	4	2	0
Danvers, Ma	3	1	0
Ann Arbor, Mi	3	1	0
Centennial, Co	0	0	0
Redding, Ca	0	0	0
Bloomfield Hills, Mi	0	0	0

Offices

Schedule D 1.F, the 25 largest

Danvers, MA2 employees
Ann Arbor, MI2 employees
Centennial, CO1 employees
Evanston, IL1 employees
Ponte Vedra Beach, FL1 employees
Red Bank, NJ1 employees
Redding, CA1 employees
Rossville, KS1 employees
Sarasota, FL1 employees
The Woodlands, TX1 employees
Warwick, RI1 employees
Ann Arobor, MI1 employees

What changed

consecutive filings, newest first

Accounts · 2,398 to 3,092
Oct 13, 2025 to Mar 5, 2026
Advisory employees · 18 to 21
Oct 13, 2025 to Mar 5, 2026
HNW clients · 48 to 68
Oct 13, 2025 to Mar 5, 2026
Individual clients · 1,098 to 996
Oct 13, 2025 to Mar 5, 2026
Assets in custody · $8.8M to $13.4M
Oct 13, 2025 to Mar 5, 2026
Employees · 21 to 24
Oct 13, 2025 to Mar 5, 2026
State-registered IARs · 18 to 21
Oct 13, 2025 to Mar 5, 2026
Other offices · 11 to 12
Oct 13, 2025 to Mar 5, 2026
Discretionary RAUM · $293M to $359M
Oct 13, 2025 to Mar 5, 2026
HNW RAUM · $81.7M to $121M
Oct 13, 2025 to Mar 5, 2026
Individual RAUM · $214M to $243M
Oct 13, 2025 to Mar 5, 2026
Non-discretionary RAUM · $3.2M to $4.7M
Oct 13, 2025 to Mar 5, 2026
RAUM · $296M to $364M
Oct 13, 2025 to Mar 5, 2026
Financial planning clients · 1-10 to 1-10
Jun 3, 2025 to Jul 18, 2025
Accounts · 1,986 to 2,398
Nov 27, 2024 to Mar 6, 2025
Advisory employees · 17 to 18
Nov 27, 2024 to Mar 6, 2025
HNW clients · 30 to 48
Nov 27, 2024 to Mar 6, 2025
Individual clients · 1,292 to 1,098
Nov 27, 2024 to Mar 6, 2025
Assets in custody · $8.8M to $8.8M
Nov 27, 2024 to Mar 6, 2025
Employees · 22 to 21
Nov 27, 2024 to Mar 6, 2025
State-registered IARs · 17 to 18
Nov 27, 2024 to Mar 6, 2025
Other offices · 12 to 11
Nov 27, 2024 to Mar 6, 2025
Discretionary RAUM · $231M to $293M
Nov 27, 2024 to Mar 6, 2025
HNW RAUM · $48.0M to $81.7M
Nov 27, 2024 to Mar 6, 2025
Individual RAUM · $187M to $214M
Nov 27, 2024 to Mar 6, 2025
Non-discretionary RAUM · $4.4M to $3.2M
Nov 27, 2024 to Mar 6, 2025
RAUM · $235M to $296M
Nov 27, 2024 to Mar 6, 2025
Accounts · 1,407 to 1,986
Dec 19, 2023 to Mar 5, 2024
Advisory employees · 11 to 17
Dec 19, 2023 to Mar 5, 2024
HNW clients · 26 to 30
Dec 19, 2023 to Mar 5, 2024
Individual clients · 684 to 1,292
Dec 19, 2023 to Mar 5, 2024
Assets in custody · $2.5M to $8.8M
Dec 19, 2023 to Mar 5, 2024
Employees · 17 to 22
Dec 19, 2023 to Mar 5, 2024
State-registered IARs · 11 to 17
Dec 19, 2023 to Mar 5, 2024
Other offices · 7 to 12
Dec 19, 2023 to Mar 5, 2024
Discretionary RAUM · $179M to $231M
Dec 19, 2023 to Mar 5, 2024
HNW RAUM · $42.4M to $48.0M
Dec 19, 2023 to Mar 5, 2024
Individual RAUM · $139M to $187M
Dec 19, 2023 to Mar 5, 2024
Non-discretionary RAUM · $2.1M to $4.4M
Dec 19, 2023 to Mar 5, 2024
RAUM · $182M to $235M
Dec 19, 2023 to Mar 5, 2024

Signals

11 dated events

Peter Joseph Laliberte left Maripau Wealth Management Llc for Liberty Advisory Group, Inc. (registered 2025-07-30)
Nov 3, 2025 · Advisor changed firm · fact
John Jeffrey Gardner left Maripau Wealth Management Llc for Convergence Wealth Partners Llc (registered 2025-07-11)
Jul 31, 2025 · Advisor changed firm · fact
Austin Miller Kent left Maripau Wealth Management Llc for Windrock Wealth Management (registered 2025-07-21)
Jan 6, 2025 · Advisor changed firm · fact
Robert Clark Smith left Maripau Wealth Management Llc for Rcs Wealth Management (registered 2026-01-09)
Jul 26, 2024 · Advisor changed firm · fact
James Pati left Maripau Wealth Management Llc for Creativeone Wealth, Llc (registered 2024-07-09)
Jul 10, 2024 · Advisor changed firm · fact
Maripau Wealth Management Llc reported 12 offices beyond its principal office, up from 7 (2023-12-19 to 2024-03-05)
Mar 5, 2024 · Office count change · derived
Wallace Rutkowski left Maripau Wealth Management Llc for Ameriprise Financial Services, Llc (registered 2024-03-07)
Jan 31, 2024 · Advisor changed firm · fact
James Joseph Ross Wheeler left Maripau Wealth Management Llc for Aegis Wealth Management, Inc. (registered 2023-05-08)
May 4, 2023 · Advisor changed firm · fact
Gabriella Maria Stevens left Maripau Wealth Management Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-03-31)
Apr 3, 2023 · Advisor changed firm · fact
Daniel Gary Hampel left Maripau Wealth Management Llc for Parco Wealth Management Llc (registered 2023-01-06)
Jan 6, 2023 · Advisor changed firm · fact
Maripau Wealth Management Llc filed its initial SEC registration (Form ADV)
Jan 4, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 260-493-3930reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 260-493-7808reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 734-389-7575reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/collierfinancialreportedpublic record, Form ADV, Sep 17, 2026
Website: collierfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 260-493-3930reportedpublic record, Form ADV, Apr 24, 2026
Contact form: collierfinancial.com/contactreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $16.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026