DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Course Management Investment Advisors, LLC

Independent wealth managerPinehurst, North CarolinaCRD 306974SEC 801-135570websiteIAPD
Latest filing May 14, 2026
First filing on the tape Feb 13, 2026 · 2 filings
SEC status approved since Mar 17, 2026
RAUM
$100M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$99.9M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$25.1M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$100M as of May 14, 2026
Feb 13, 2026$100M then
HNW client RAUM$55.0M as of May 14, 2026
Feb 13, 2026$55.0M then
State-registered IARs (5.B.3)3 as of May 14, 2026
Feb 13, 20263 then
Employees (5.A)4 as of May 14, 2026
Feb 13, 20264 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$25.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
40derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$309,649derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$55.0M55%
  • Individuals$44.9M45%
  • Corporations and businesses$419,8770.4%
Individual clients
130reported
HNW clients
30reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
324reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Albert ChenCertified Financial PlannerPinehurst, NcFeb 27, 202014 y3
Michael Salvatore BucceriPinehurst, NcMay 6, 202037 y3
Brian MacintoshPinehurst, NcMar 21, 202217 y0
Douglas Edward LynamPinehurst, NcApr 22, 202626 y3
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Salvatore Michael Bucceri · Chief Compliance Officercontrol
      since 04/2020 · owns 50% to 75%
    • Albert Chen · Foundercontrol
      since 10/2019 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Pinehurst, Nc · principal410
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    910-621-3371reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    cmiallc.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    (910) 621-3371reportedpublic record, Form ADV, May 14, 2026
    Contact form
    cmiallc.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
    Team page
    cmiallc.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $25.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026