DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Course Management Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Edward Lynam | Innovative Advisory Group independent RIA | Course Management Investment Advisors, LLC independent RIA | RIA to RIA | Jun 3, 2026 | Apr 22, 2026 |
| Michael Salvatore Bucceri | LPL Financial LLC BD affiliated | Course Management Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2020 | May 6, 2020 |
| Albert Chen | Householder Group Estate & Retirement Specialists independent RIA | Course Management Investment Advisors, LLC independent RIA | RIA to RIA | Apr 16, 2020 | Feb 27, 2020 |
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3 moves match.