DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• W••••• M••••••••• L••
Latest filing Jul 28, 2026
First filing on the tape Feb 13, 2025 · 5 filings
SEC status approved since Feb 7, 2025
RAUM
$124M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$124M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$62.2M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$124M as of Jul 28, 2026
Feb 13, 2025$104M then
HNW client RAUM$75.7M as of Jul 28, 2026
Feb 13, 2025$42.2M then
State-registered IARs (5.B.3)1 as of Jul 28, 2026
Feb 13, 20251 then
Employees (5.A)2 as of Jul 28, 2026
Feb 13, 20252 then
Private funds: no history
RAUM +19% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $62.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 126derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $239,073derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +57%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$75.7M61%
- Individuals$48.6M39%
- Individual clients
- 214reported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 520reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• C•••• | Miami, Fl | Jun 1, 2026 | 23 y | 7 |
| A•••••••• D•••• B•••••• | Miami, Fl | Jun 26, 2026 | 10 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••••• D•••• B•••••• from S•••••• N••••••• • C••••••• I•••••••••Jun 26, 2026 · Affiliated broker-dealer or bank to independent RIA
- D••••• C•••• from I••••••••• A••••• I••••••••• M••••••••• L••Jun 1, 2026 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• D••••• · Managing Member/Chief Compliance Officercontrolsince 01/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Mar 30, 2026individual and HNW clients (Item 5.D) moved from 176.0 to 277.0 (+57.0%) between the annual amendments of 2025-02-13 and 2026-03-30; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 669 to 520Mar 30, 2026 to Jun 12, 2026
- HNW clients · 37 to 38Mar 30, 2026 to Jun 12, 2026
- Individual clients · 240 to 214Mar 30, 2026 to Jun 12, 2026
- Discretionary RAUM · $115M to $124MMar 30, 2026 to Jun 12, 2026
- HNW RAUM · $51.6M to $75.7MMar 30, 2026 to Jun 12, 2026
- Individual RAUM · $63.1M to $48.6MMar 30, 2026 to Jun 12, 2026
- RAUM · $115M to $124MMar 30, 2026 to Jun 12, 2026
- Accounts · 629 to 669Jan 5, 2026 to Mar 30, 2026
- Advisory activities · 3 to 4Jan 5, 2026 to Mar 30, 2026
- HNW clients · 10 to 37Jan 5, 2026 to Mar 30, 2026
- Individual clients · 166 to 240Jan 5, 2026 to Mar 30, 2026
- Discretionary RAUM · $104M to $115MJan 5, 2026 to Mar 30, 2026
- HNW RAUM · $42.2M to $51.6MJan 5, 2026 to Mar 30, 2026
- Individual RAUM · $61.9M to $63.1MJan 5, 2026 to Mar 30, 2026
- RAUM · $104M to $115MJan 5, 2026 to Mar 30, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 305-671-3914reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/coralwealthmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- coralwm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-671-3914reportedpublic record, Form ADV, Jul 28, 2026
- Contact form
- coralwm.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026