DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Grey Fox Wealth Advisors, LLC
Latest filing Mar 24, 2026
First filing on the tape Jul 2, 2021 · 22 filings
SEC status approved since Aug 2, 2021
RAUM
$699M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
79%
$555M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$63.5M
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$699M as of Mar 24, 2026
Mar 3, 2022$151M then
HNW client RAUM$438M as of Mar 24, 2026
Mar 3, 2022$98.0M then
State-registered IARs (5.B.3)9 as of Mar 24, 2026
Mar 3, 20222 then
Employees (5.A)11 as of Mar 24, 2026
Mar 3, 20222 then
Private funds: no history
RAUM +28% over the last fiscal year+37% a year over threeIARs 6 to 9
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $63.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $533,810derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 11.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +23%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$438M63%
- Individuals$116M17%
- Pension and profit-sharing plans$65.8M9.4%
- Charitable organizations$63.1M9.0%
- Corporations and businesses$15.1M2.2%
- Individual clients
- 193reported
- HNW clients
- 118reported
- Pension plan clients
- 12reported
- Charitable clients
- 5reported
- Accounts
- 1,309reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.79 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin Jan Dombrowski | Rockland, De | Mar 2, 2020 | 12 y | 1 |
| Theodore James Lauzen | Rockland, De | Mar 6, 2020 | 19 y | 0 |
| Theodore Christian PoppeChartered Financial Analyst | Rockland, De | Jul 27, 2023 | 11 y | 4 |
| Ryan Patrick Bonner | Rockland, De | Mar 5, 2024 | 10 y | 0 |
| Hans Michael Lauzen | Rockland, De | Mar 10, 2024 | 15 y | 0 |
| Daniel Joseph Mcglinn | Rockland, De | Mar 4, 2025 | 12 y | 0 |
| Hannah Elizabeth Marin | Rockland, De | Aug 1, 2025 | 13 y | 1 |
| Bryce Cleveland | Rockland, De | Oct 14, 2025 | 11 y | 1 |
| Elliot Robert Lauzen | Rockland, De | Nov 22, 2025 | 15 y | 0 |
| Aidan Neuberger | Rockland, De | Mar 18, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Bryce Cleveland from Great Valley Advisor Group, LLCOct 14, 2025 · RIA to RIA
- Hannah Elizabeth Marin from Vanguard Advisers, Inc.Aug 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- Theodore Christian Poppe from Orion Portfolio Solutions, LLCJul 27, 2023 · Affiliated broker-dealer or bank to independent RIA
- Kevin Jan Dombrowski from Mainline Private Wealth, LLCMar 2, 2020 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jan Kevin Dombrowski · Partnercontrolsince 10/2020 · owns 50% to 75%
- James Theodore Lauzen · Partner And Chief Compliance Officercontrolsince 09/2019 · owns 50% to 75%
- G Loretana Matteis · Director Of Operationssince 07/2021 · owns less than 5%
Related persons
Schedule D 7.A
- Grey Fox Capital, LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rockland, De · principal | 11 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Mar 24, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-04 and 2026-03-24; the peer median change was 0.0% (795 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1,199 to 1,309Sep 12, 2025 to Mar 24, 2026
- Advisory employees · 7 to 8Sep 12, 2025 to Mar 24, 2026
- Corporate clients · 6 to 7Sep 12, 2025 to Mar 24, 2026
- HNW clients · 100 to 118Sep 12, 2025 to Mar 24, 2026
- Individual clients · 153 to 193Sep 12, 2025 to Mar 24, 2026
- Discretionary RAUM · $461M to $594MSep 12, 2025 to Mar 24, 2026
- HNW RAUM · $347M to $438MSep 12, 2025 to Mar 24, 2026
- Individual RAUM · $79.0M to $116MSep 12, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $83.5M to $105MSep 12, 2025 to Mar 24, 2026
- Pension RAUM · $49.6M to $65.8MSep 12, 2025 to Mar 24, 2026
- RAUM · $544M to $699MSep 12, 2025 to Mar 24, 2026
- Advisory employees · 5 to 7Mar 4, 2025 to Sep 12, 2025
- Employees · 9 to 11Mar 4, 2025 to Sep 12, 2025
- State-registered IARs · 6 to 9Mar 4, 2025 to Sep 12, 2025
- Related insurance company · false to trueMar 4, 2025 to Sep 12, 2025
- Accounts · 1,005 to 1,199Feb 21, 2024 to Mar 4, 2025
- Advisory employees · 4 to 5Feb 21, 2024 to Mar 4, 2025
- Charity clients · 2 to 5Feb 21, 2024 to Mar 4, 2025
- HNW clients · 87 to 100Feb 21, 2024 to Mar 4, 2025
- Individual clients · 152 to 153Feb 21, 2024 to Mar 4, 2025
- Pension plan clients · 8 to 12Feb 21, 2024 to Mar 4, 2025
- Employees · 5 to 9Feb 21, 2024 to Mar 4, 2025
- Financial planning clients · 101-250 to 101-250Feb 21, 2024 to Mar 4, 2025
- State-registered IARs · 4 to 6Feb 21, 2024 to Mar 4, 2025
- Discretionary RAUM · $340M to $461MFeb 21, 2024 to Mar 4, 2025
- HNW RAUM · $273M to $347MFeb 21, 2024 to Mar 4, 2025
- Individual RAUM · $63.3M to $79.0MFeb 21, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $42.2M to $83.5MFeb 21, 2024 to Mar 4, 2025
- Pension RAUM · $30.4M to $49.6MFeb 21, 2024 to Mar 4, 2025
- RAUM · $383M to $544MFeb 21, 2024 to Mar 4, 2025
- Accounts · 781 to 1,005Mar 14, 2023 to Feb 21, 2024
- Advisory employees · 5 to 4Mar 14, 2023 to Feb 21, 2024
- Advisory activities · 3 to 5Mar 14, 2023 to Feb 21, 2024
- Corporate clients · 1 to 6Mar 14, 2023 to Feb 21, 2024
- HNW clients · 99 to 87Mar 14, 2023 to Feb 21, 2024
- Individual clients · 178 to 152Mar 14, 2023 to Feb 21, 2024
- Pension plan clients · 6 to 8Mar 14, 2023 to Feb 21, 2024
- Pooled vehicle clients · 0.0 to unsetMar 14, 2023 to Feb 21, 2024
- State-registered IARs · 5 to 4Mar 14, 2023 to Feb 21, 2024
- Discretionary RAUM · $242M to $340MMar 14, 2023 to Feb 21, 2024
Signals
5 dated events
- Grey Fox Wealth Advisors, Llc reported RAUM $698.8M, up 28% from $544.1M (2025-09-12 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Grey Fox Wealth Advisors, Llc reported RAUM $544.1M, up 42% from $382.6M (2024-02-21 to 2025-03-04)Mar 4, 2025 · RAUM change · derived
- Grey Fox Wealth Advisors, Llc reported RAUM $382.6M, up 39% from $274.4M (2023-03-14 to 2024-02-21)Feb 21, 2024 · RAUM change · derived
- Grey Fox Wealth Advisors, Llc reported RAUM $274.4M, up 82% from $150.7M (2023-01-09 to 2023-01-17)Jan 17, 2023 · RAUM change · derived
- Grey Fox Wealth Advisors, Llc filed its initial SEC registration (Form ADV)Jul 2, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/grey-fox-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- greyfox401k.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 302-482-3211reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026