DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
2• K•••••• W••••• M••••••••• L••
Latest filing Apr 17, 2026
First filing on the tape Mar 30, 2022 · 9 filings
SEC status approved since Apr 29, 2022
RAUM
$127M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
92%
$117M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$63.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$127M as of Apr 17, 2026
Jan 30, 2023$108M then
HNW client RAUM$109M as of Apr 17, 2026
Jan 30, 2023$88.4M then
State-registered IARs (5.B.3)2 as of Apr 17, 2026
Jan 30, 20232 then
Employees (5.A)2 as of Apr 17, 2026
Jan 30, 20232 then
Private funds: no history
RAUM +19% over the last fiscal year+5.7% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $63.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 7.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$109M86%
- Individuals$8.3M6.5%
- Charitable organizations$8.0M6.3%
- Pension and profit-sharing plans$1.8M1.4%
- Corporations and businesses$317,4550.2%
- Individual clients
- 25reported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 62reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• M••••Chartered Financial Analyst | Pepper Pike, Oh | Dec 6, 2020 | 33 y | 3 |
| V••••• F• I•••• | Pepper Pike, Oh | Apr 22, 2025 | 25 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- V••••• F• I•••• from C••••• I••••••••• A••••••• L••Apr 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- R••••• M•••• from 4• I••••••••• A••••••• G••••• L•••Dec 6, 2020 · Other
- B•••• M••••• C•••• from M•• C•••••• M••••••••• L••Dec 6, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• R••••• · Cco & Membercontrolsince 01/2020 · owns 75% or more
Related persons
Schedule D 7.A
- L••• C•••••• G•••• L••investment advisernRAUM $287M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pepper Pike, Oh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 57 to 62Mar 26, 2025 to Mar 30, 2026
- Charity clients · 1.0 to unsetMar 26, 2025 to Mar 30, 2026
- HNW clients · 29 to 34Mar 26, 2025 to Mar 30, 2026
- Individual clients · 26 to 25Mar 26, 2025 to Mar 30, 2026
- Pension plan clients · 1.0 to unsetMar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $99.2M to $116MMar 26, 2025 to Mar 30, 2026
- HNW RAUM · $85.2M to $109MMar 26, 2025 to Mar 30, 2026
- Individual RAUM · $12.4M to $8.3MMar 26, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $7.8M to $11.4MMar 26, 2025 to Mar 30, 2026
- Pension RAUM · $1.8M to $1.8MMar 26, 2025 to Mar 30, 2026
- RAUM · $107M to $127MMar 26, 2025 to Mar 30, 2026
- Accounts · 47 to 57Dec 5, 2024 to Mar 26, 2025
- Advisory employees · 1 to 2Dec 5, 2024 to Mar 26, 2025
- HNW clients · 24 to 29Dec 5, 2024 to Mar 26, 2025
- Individual clients · 20 to 26Dec 5, 2024 to Mar 26, 2025
- Pension plan clients · 2 to 1Dec 5, 2024 to Mar 26, 2025
- Employees · 1 to 2Dec 5, 2024 to Mar 26, 2025
- Financial planning clients · unset to Dec 5, 2024 to Mar 26, 2025
- State-registered IARs · 1 to 2Dec 5, 2024 to Mar 26, 2025
- Discretionary RAUM · $77.5M to $99.2MDec 5, 2024 to Mar 26, 2025
- HNW RAUM · $69.4M to $85.2MDec 5, 2024 to Mar 26, 2025
- Individual RAUM · $9.7M to $12.4MDec 5, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $12.9M to $7.8MDec 5, 2024 to Mar 26, 2025
- Pension RAUM · $4.0M to $1.8MDec 5, 2024 to Mar 26, 2025
- RAUM · $90.3M to $107MDec 5, 2024 to Mar 26, 2025
- Accounts · 51 to 47Dec 4, 2023 to Mar 25, 2024
- Advisory employees · 2 to 1Dec 4, 2023 to Mar 25, 2024
- HNW clients · 30 to 24Dec 4, 2023 to Mar 25, 2024
- Individual clients · 18 to 20Dec 4, 2023 to Mar 25, 2024
- Employees · 2 to 1Dec 4, 2023 to Mar 25, 2024
- Insurance-licensed employees · 1 to 0Dec 4, 2023 to Mar 25, 2024
- State-registered IARs · 2 to 1Dec 4, 2023 to Mar 25, 2024
- Discretionary RAUM · $107M to $77.5MDec 4, 2023 to Mar 25, 2024
- HNW RAUM · $88.4M to $69.4MDec 4, 2023 to Mar 25, 2024
- Individual RAUM · $8.6M to $9.7MDec 4, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $1.1M to $12.9MDec 4, 2023 to Mar 25, 2024
- Pension RAUM · $3.9M to $4.0MDec 4, 2023 to Mar 25, 2024
- RAUM · $108M to $90.3MDec 4, 2023 to Mar 25, 2024
- Accounts · 48 to 51Jul 1, 2022 to Jan 30, 2023
- Charity clients · unset to 1.0Jul 1, 2022 to Jan 30, 2023
Signals
3 dated events
- B•••• M••••• C•••• no longer registered at 2• K•••••• W••••• M••••••••• L••; no later IA registration on IAPDMar 25, 2024 · Advisor departure · fact
- Martin Brian Chait (Member) no longer on Schedule A of 2• K•••••• W••••• M••••••••• L•• (listed 2023-12-04, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- 2• K•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@2•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 216-798-5511reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 216-831-8400reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- 2•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 2167985511reportedpublic record, Form ADV, Apr 17, 2026
- Contact form
- 2•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- 2•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026