DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• C•••••• G•••• L••
Latest filing Feb 25, 2026
First filing on the tape Mar 12, 2012 · 7 filings
SEC status approved since May 26, 2023
RAUM
$287M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$267M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$287M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$287M as of Feb 25, 2026
Mar 12, 2012$38.5M then
HNW client RAUM$257M as of Feb 25, 2026
Mar 20, 2024$137M then
State-registered IARs (5.B.3)1 as of Feb 25, 2026
Mar 12, 20120 then
Employees (5.A)3 as of Feb 25, 2026
Mar 20, 20243 then
Private funds1 as of Feb 25, 2026
Mar 20, 20241 then
RAUM +10% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $287MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.8MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.2%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$257M90%
- Pension and profit-sharing plans$19.8M6.9%
- Individuals$9.9M3.5%
- Individual clients
- 16reported
- HNW clients
- 44reported
- Pension plan clients
- 11reported
- Charitable clients
- n/areported
- Accounts
- 181reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• M••••• C•••• | Beachwood, Oh | Jan 3, 2000 | 30 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••• F•••• L••• | Hedge Fund | $14.4M | 1 | Apr 27, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••• B••••• M••••• · President, Ceo, Cfo, Ccocontrolsince 01/1996 · owns 75% or more
Related persons
Schedule D 7.A
- B•••• I•••pooled vehicle sponsory
Advisers that list L••• C•••••• G•••• L•• as a related person
- 307238 n
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 177 to 181Mar 28, 2025 to Feb 25, 2026
- Advisory employees · 1 to 2Mar 28, 2025 to Feb 25, 2026
- HNW clients · 26 to 44Mar 28, 2025 to Feb 25, 2026
- Individual clients · 36 to 16Mar 28, 2025 to Feb 25, 2026
- Insurance-licensed employees · 1 to 0Mar 28, 2025 to Feb 25, 2026
- Discretionary RAUM · $260M to $287MMar 28, 2025 to Feb 25, 2026
- HNW RAUM · $231M to $257MMar 28, 2025 to Feb 25, 2026
- Individual RAUM · $11.7M to $9.9MMar 28, 2025 to Feb 25, 2026
- Pension RAUM · $17.6M to $19.8MMar 28, 2025 to Feb 25, 2026
- Pooled vehicle RAUM · unset to 0.0Mar 28, 2025 to Feb 25, 2026
- RAUM · $260M to $287MMar 28, 2025 to Feb 25, 2026
- Accounts · 174 to 177Mar 20, 2024 to Mar 28, 2025
- HNW clients · 28 to 26Mar 20, 2024 to Mar 28, 2025
- Individual clients · 39 to 36Mar 20, 2024 to Mar 28, 2025
- Pension plan clients · 9 to 11Mar 20, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 28, 2025
- HQ city · unset to Mar 20, 2024 to Mar 28, 2025
- HQ state · unset to Mar 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $164M to $260MMar 20, 2024 to Mar 28, 2025
- HNW RAUM · $137M to $231MMar 20, 2024 to Mar 28, 2025
- Individual RAUM · $11.7M to $11.7MMar 20, 2024 to Mar 28, 2025
- Pension RAUM · $14.5M to $17.6MMar 20, 2024 to Mar 28, 2025
- RAUM · $164M to $260MMar 20, 2024 to Mar 28, 2025
- Accounts · 160 to 174Jun 2, 2023 to Mar 20, 2024
- Corporate clients · 2.0 to unsetJun 2, 2023 to Mar 20, 2024
- HNW clients · 34 to 28Jun 2, 2023 to Mar 20, 2024
- Individual clients · 35 to 39Jun 2, 2023 to Mar 20, 2024
- Pension plan clients · 5 to 9Jun 2, 2023 to Mar 20, 2024
- Employees · 2 to 3Jun 2, 2023 to Mar 20, 2024
- Discretionary RAUM · $108M to $164MJun 2, 2023 to Mar 20, 2024
- HNW RAUM · $82.8M to $137MJun 2, 2023 to Mar 20, 2024
- Individual RAUM · $11.1M to $11.7MJun 2, 2023 to Mar 20, 2024
- Pension RAUM · $11.8M to $14.5MJun 2, 2023 to Mar 20, 2024
- RAUM · $108M to $164MJun 2, 2023 to Mar 20, 2024
- Accounts · 123 to 160Mar 12, 2012 to Apr 27, 2023
- Advisory employees · unset to 1.0Mar 12, 2012 to Apr 27, 2023
- Advisory activities · 3 to 2Mar 12, 2012 to Apr 27, 2023
- Corporate clients · unset to 2.0Mar 12, 2012 to Apr 27, 2023
- HNW clients · unset to 34.0Mar 12, 2012 to Apr 27, 2023
- Individual clients · unset to 35.0Mar 12, 2012 to Apr 27, 2023
Signals
1 dated events
- L••• C•••••• G•••• L•• filed its initial SEC registration (Form ADV)Apr 27, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 216-591-1309reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- L•••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 216-591-1309reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- l••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $287Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026