DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Easley Investment Consultants, Inc.
Latest filing Jan 30, 2026
First filing on the tape Feb 11, 2020 · 19 filings
SEC status approved since Mar 13, 2020
RAUM
$224M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$224M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$224M as of Jan 30, 2026
Mar 29, 2021$146M then
HNW client RAUM$137M as of Jan 30, 2026
Mar 29, 2021$55.7M then
State-registered IARs (5.B.3)2 as of Jan 30, 2026
Mar 29, 20213 then
Employees (5.A)3 as of Jan 30, 2026
Mar 29, 20213 then
Private funds: no history
RAUM +13% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 179derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $266,087derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.5%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $198MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$137M61%
- Individuals$86.5M39%
- Individual clients
- 302reported
- HNW clients
- 55reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 841reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kelly Lee AdamsCertified Financial Planner | Ridgeland, Ms | Apr 1, 2020 | 17 y | 3 |
| Carl R EasleyCertified Financial Planner | Ridgeland, Ms | Apr 15, 2020 | 29 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Carl R Easley from Wells Fargo AdvisorsApr 15, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Kelly Lee Adams from Wells Fargo AdvisorsApr 1, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R Carl Easley · Shareholder And Chief Compliance Officercontrolsince 09/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ridgeland, Ms · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 816 to 841Nov 14, 2025 to Jan 30, 2026
- HNW clients · 48 to 55Nov 14, 2025 to Jan 30, 2026
- Individual clients · 318 to 302Nov 14, 2025 to Jan 30, 2026
- Employees · 5 to 3Nov 14, 2025 to Jan 30, 2026
- Discretionary RAUM · $186M to $211MNov 14, 2025 to Jan 30, 2026
- HNW RAUM · $114M to $137MNov 14, 2025 to Jan 30, 2026
- Individual RAUM · $83.9M to $86.5MNov 14, 2025 to Jan 30, 2026
- Non-discretionary RAUM · $12.2M to $12.6MNov 14, 2025 to Jan 30, 2026
- RAUM · $198M to $224MNov 14, 2025 to Jan 30, 2026
- Financial planning clients · 0 to 0Mar 18, 2025 to Nov 14, 2025
- HQ city · FLOWOOD to RIDGELANDMar 18, 2025 to Nov 14, 2025
- Accounts · 819 to 816Dec 18, 2024 to Mar 18, 2025
- HNW clients · 35 to 48Dec 18, 2024 to Mar 18, 2025
- Individual clients · 356 to 318Dec 18, 2024 to Mar 18, 2025
- Discretionary RAUM · $167M to $186MDec 18, 2024 to Mar 18, 2025
- HNW RAUM · $90.6M to $114MDec 18, 2024 to Mar 18, 2025
- Individual RAUM · $87.6M to $83.9MDec 18, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $11.3M to $12.2MDec 18, 2024 to Mar 18, 2025
- RAUM · $178M to $198MDec 18, 2024 to Mar 18, 2025
- Accounts · 812 to 819Nov 14, 2023 to Feb 26, 2024
- Advisory employees · 3 to 2Nov 14, 2023 to Feb 26, 2024
- Charity clients · 0.0 to unsetNov 14, 2023 to Feb 26, 2024
- Corporate clients · 0.0 to unsetNov 14, 2023 to Feb 26, 2024
- HNW clients · 34 to 35Nov 14, 2023 to Feb 26, 2024
- Individual clients · 495 to 356Nov 14, 2023 to Feb 26, 2024
- Pension plan clients · 0.0 to unsetNov 14, 2023 to Feb 26, 2024
- Pooled vehicle clients · 0.0 to unsetNov 14, 2023 to Feb 26, 2024
- Employees · 4 to 5Nov 14, 2023 to Feb 26, 2024
- State-registered IARs · 3 to 2Nov 14, 2023 to Feb 26, 2024
- Discretionary RAUM · $145M to $167MNov 14, 2023 to Feb 26, 2024
- HNW RAUM · $70.2M to $90.6MNov 14, 2023 to Feb 26, 2024
- Individual RAUM · $91.6M to $87.6MNov 14, 2023 to Feb 26, 2024
- Non-discretionary RAUM · $17.3M to $11.3MNov 14, 2023 to Feb 26, 2024
- Pension RAUM · 0.0 to unsetNov 14, 2023 to Feb 26, 2024
- Pooled vehicle RAUM · 0.0 to unsetNov 14, 2023 to Feb 26, 2024
- RAUM · $162M to $178MNov 14, 2023 to Feb 26, 2024
- Accounts · 794 to 812Mar 24, 2022 to Mar 9, 2023
- HNW clients · 39 to 34Mar 24, 2022 to Mar 9, 2023
- Individual clients · 310 to 495Mar 24, 2022 to Mar 9, 2023
- Employees · 5 to 4Mar 24, 2022 to Mar 9, 2023
Signals
2 dated events
- Ray Carl Easley (Shareholder) no longer on Schedule A of Easley Investment Consultants, Inc. (listed 2023-03-09, absent 2023-11-14)Nov 14, 2023 · Control person left · inference
- Easley Investment Consultants, Inc. filed its initial SEC registration (Form ADV)Feb 11, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- cal@easleyinvest.coreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 601-992-4101reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- easleyinvest.coreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 601-992-4101reportedpublic record, Form ADV, Jan 30, 2026
- Team page
- easleyinvest.co/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026