DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Echo45 Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sean Michael O'BrienThe Salvetti Group independent RIAEcho45 Advisors LLC independent RIARIA to RIAJun 22, 2026Jun 18, 2026
Steven Marc RavlinFidelity Personal And Workplace Advisors BD affiliatedEcho45 Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2023Jan 22, 2024 (34 d)
Nannette L. BeltCultivating Wealth independent RIAEcho45 Advisors LLC independent RIARIA to RIASep 26, 2022Sep 26, 2022
James Matthew SuttonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEcho45 Advisors LLC independent RIAWirehouse to independent RIAAug 12, 2020Aug 28, 2020
Kevin Kenyatta CheeksCharles Schwab & Co., Inc. national BDEcho45 Advisors LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 5, 2020Feb 25, 2020
Jon E HendersonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEcho45 Advisors LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Feb 25, 2020Feb 25, 2020
Genecar Z VivoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEcho45 Advisors LLC independent RIAWirehouse to independent RIAFeb 25, 2020Jan 2, 2025 (1773 d)
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7 moves match.