DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••••• F•••••••• • I•••••••• S•••••••
Legal name W•••••• F•••••••• G••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Jan 21, 2020 · 16 filings
SEC status approved since Apr 22, 2022
RAUM
$193M
reported, Item 5.F
Discretionary
40%
of RAUM
Private clients
99%
$192M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$64.3M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$193M as of Mar 27, 2026
Feb 22, 2023$125M then
HNW client RAUM$116M as of Mar 27, 2026
Feb 22, 2023$66.9M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Feb 22, 20232 then
Employees (5.A)4 as of Mar 27, 2026
Feb 22, 20233 then
Private funds: no history
RAUM +32% over the last fiscal year+16% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $64.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 103derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $242,716derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 40%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$116M60%
- Individuals$75.8M40%
- Individual clients
- 255reported
- HNW clients
- 53reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 795reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• S•••••• W•••••• | Marietta, Ga | Feb 21, 2020 | 32 y | 1 |
| M•••••• B• B•••••• | Marietta, Ga | Mar 5, 2020 | 25 y | 7 |
| J••••••• S•••••• | Marietta, Ga | Nov 6, 2025 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••••• S•••••• from T••••••• I••••••••• M••••••••• I•••Nov 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- M•••••• B• B•••••• from C•••••• T•••• • C••••••• I•••Mar 5, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- G••••• S•••••• W•••••• from C•••••• T•••• • C••••••• I•••Feb 21, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C•••••• T•••• • C••••••• I•••Mar 18, 2020 · Atlanta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••••• G•••••• S•••••• · President & Chief Compliance Officercontrolsince 02/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Marietta, Ga · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 27, 2026discretionary share of RAUM moved from 24.0% to 40.0% between the annual amendments of 2025-03-31 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,678)
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 45.0% to 60.0% between the annual amendments of 2025-03-31 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 722 to 795Mar 31, 2025 to Mar 27, 2026
- Advisory employees · 2 to 3Mar 31, 2025 to Mar 27, 2026
- HNW clients · 36 to 53Mar 31, 2025 to Mar 27, 2026
- Individual clients · 246 to 255Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $77.6M to $104MMar 31, 2025 to Mar 27, 2026
- State-registered IARs · 2 to 3Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $34.7M to $76.8MMar 31, 2025 to Mar 27, 2026
- HNW RAUM · $65.4M to $116MMar 31, 2025 to Mar 27, 2026
- Individual RAUM · $79.6M to $75.8MMar 31, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $111M to $116MMar 31, 2025 to Mar 27, 2026
- RAUM · $146M to $193MMar 31, 2025 to Mar 27, 2026
- Accounts · 693 to 722Nov 20, 2024 to Mar 31, 2025
- HNW clients · 18 to 36Nov 20, 2024 to Mar 31, 2025
- Individual clients · 269 to 246Nov 20, 2024 to Mar 31, 2025
- Pension plan clients · 2.0 to unsetNov 20, 2024 to Mar 31, 2025
- Assets in custody · $78.0M to $77.6MNov 20, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Nov 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $6.5M to $34.7MNov 20, 2024 to Mar 31, 2025
- HNW RAUM · $65.9M to $65.4MNov 20, 2024 to Mar 31, 2025
- Individual RAUM · $75.7M to $79.6MNov 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $138M to $111MNov 20, 2024 to Mar 31, 2025
- Pension RAUM · 2786773.0 to unsetNov 20, 2024 to Mar 31, 2025
- RAUM · $144M to $146MNov 20, 2024 to Mar 31, 2025
- Accounts · 663 to 693Sep 19, 2023 to Mar 4, 2024
- HNW clients · 37 to 18Sep 19, 2023 to Mar 4, 2024
- Individual clients · 265 to 269Sep 19, 2023 to Mar 4, 2024
- Assets in custody · $76.8M to $78.0MSep 19, 2023 to Mar 4, 2024
- Custody of client assets · true to falseSep 19, 2023 to Mar 4, 2024
- Employees · 3 to 4Sep 19, 2023 to Mar 4, 2024
- Discretionary RAUM · $153,855 to $6.5MSep 19, 2023 to Mar 4, 2024
- HNW RAUM · $66.9M to $65.9MSep 19, 2023 to Mar 4, 2024
- Individual RAUM · $56.2M to $75.7MSep 19, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $125M to $138MSep 19, 2023 to Mar 4, 2024
- Pension RAUM · $2.0M to $2.8MSep 19, 2023 to Mar 4, 2024
- RAUM · $125M to $144MSep 19, 2023 to Mar 4, 2024
- Accounts · 693 to 663Nov 28, 2022 to Feb 22, 2023
- Corporate clients · 3.0 to unsetNov 28, 2022 to Feb 22, 2023
- HNW clients · 20 to 37Nov 28, 2022 to Feb 22, 2023
- Individual clients · 274 to 265Nov 28, 2022 to Feb 22, 2023
- Pension plan clients · unset to 2.0Nov 28, 2022 to Feb 22, 2023
Signals
1 dated events
- W•••••• F•••••••• • I•••••••• S••••••• filed its initial SEC registration (Form ADV)Jan 21, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- f••••••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- a••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- s••••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- j•••••••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- n••••••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- i••••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- c••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- s••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 770-425-9479reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 770-424-8711reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/wickham-financial-&-insurance-services/reportedpublic record, Form ADV, Sep 19, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026