DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E••• F•••••••• A•••••••

Independent wealth managerOakland, CaliforniaCRD 307357SEC 801-135609websiteIAPD
Legal name E••• F•••••••• A••••••• L••
Latest filing Aug 13, 2026
First filing on the tape Feb 18, 2026 · 2 filings
SEC status approved since Mar 20, 2026
RAUM
$107M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$107M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$107M as of Aug 13, 2026
Feb 18, 2026$107M then
HNW client RAUM$101M as of Aug 13, 2026
Feb 18, 2026$101M then
State-registered IARs (5.B.3)1 as of Aug 13, 2026
Feb 18, 20261 then
Employees (5.A)1 as of Aug 13, 2026
Feb 18, 20261 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$107MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
44derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.2MderivedHNW RAUM over HNW clients
Average account
$472,814derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$67.4M, 38 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$101M95%
  • Individuals$5.4M5.1%
Individual clients
12reported
HNW clients
32reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
226reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$67.4M for 38 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
E•••••••• E••• T•••••Certified Financial PlannerOakland, CaOct 15, 202511 y3
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • T•••••• E••••••••• E••• · Owner And Chief Compliance Officercontrol
      since 11/2019 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Related adviser · false to true
      Feb 18, 2026 to Aug 13, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    ella@ellafinancialadvising.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    510-324-9487reportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    510-338-4679reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    linkedin.com/company/ella-financial-advising-llc/?viewAsMembreportedpublic record, Form ADV, Sep 18, 2026
    Website
    ellafinancialadvising.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    510-324-9487reportedpublic record, Form ADV, Aug 13, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $107Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026