DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••• W••••• P•••••••
Legal name F••••••• W••••• P•••••••• L••
Latest filing Aug 11, 2026
First filing on the tape Jan 18, 2021 · 11 filings
SEC status approved since Feb 18, 2021
RAUM
$794M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$794M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$794M as of Aug 11, 2026
Mar 20, 2022$285M then
HNW client RAUM$758M as of Aug 11, 2026
Mar 20, 2022$279M then
State-registered IARs (5.B.3)6 as of Aug 11, 2026
Mar 20, 20225 then
Employees (5.A)7 as of Aug 11, 2026
Mar 20, 20225 then
Private funds: no history
RAUM +29% over the last fiscal year+33% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.5MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +19%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $784MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$758M95%
- Individuals$36.1M4.5%
- Individual clients
- 81reported
- HNW clients
- 80reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 713reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•• D••••• R•••• | Jacksonville Beach, Fl | Jun 8, 2021 | 28 y | 1 |
| J••••• A•••• A••Certified Financial Planner, Chartered Financial Analyst | Jacksonville Beach, Fl | Aug 18, 2021 | 10 y | 1 |
| M•••••• G••••• S•••••• | Jacksonville Beach, Fl | Aug 18, 2021 | 27 y | 2 |
| E••••• O••••• | Jacksonville Beach, Fl | Aug 19, 2021 | 19 y | 1 |
| D••••• R•••••• M•••••••Certified Financial Planner | Jacksonville Beach, Fl | Mar 29, 2024 | 10 y | 0 |
| O•••• T••••••• | Jacksonville Beach, Fl | Aug 7, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount2 left over 36 months
Left, latest
- G•••••• L•••• C••••• to T•••••••• W•••••Dec 19, 2025 · RIA to a state-registered adviser
- J•• M••••• W••••••• to E••••••••• W••••• A•••••••• L••Oct 11, 2024 · RIA to RIA
Joined, latest
- G•••••• L•••• C••••• from R•••••• J•••• • A••••••••• I•••Oct 18, 2023 · Affiliated broker-dealer or bank to independent RIA
- J•• M••••• W••••••• from H•••••••• A•••••••• L••Aug 19, 2021 · Affiliated broker-dealer or bank to independent RIA
- E••••• O••••• from H•••••••• A•••••••• L••Aug 19, 2021 · Affiliated broker-dealer or bank to independent RIA
- J••••• A•••• A•• from H•••••••• A•••••••• L••Aug 18, 2021 · Affiliated broker-dealer or bank to independent RIA
- M•••••• G••••• S•••••• from H•••••••• A•••••••• L••Aug 18, 2021 · Affiliated broker-dealer or bank to independent RIA
- J•• D••••• R•••• from H•••••••• A•••••••• L••Jun 8, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from H•••••••• A•••••••• L••Jun 30, 2021 · Ponte Vedra Beach, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O•••••• E•••••• E•••••••• · Partnercontrolsince 01/2017 · owns 25% to 50%
- R••••• J••• D••••• · Partner And Ccocontrolsince 01/2017 · owns 10% to 25%
- S••••••• M••••••• G••••• · Partnercontrolsince 01/2017 · owns 25% to 50%
- W•••••••• J••• M••••• · Partnercontrolsince 01/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville Beach, Fl · principal | 6 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Mar 12, 2026 to Aug 11, 2026
- Employees · 6 to 7Mar 12, 2026 to Aug 11, 2026
- HQ city · PONTE VEDRA BEACH to JACKSONVILLE BEACHMar 12, 2026 to Aug 11, 2026
- State-registered IARs · 5 to 6Mar 12, 2026 to Aug 11, 2026
- Accounts · 617 to 713Dec 19, 2025 to Mar 12, 2026
- HNW clients · 71 to 80Dec 19, 2025 to Mar 12, 2026
- Individual clients · 64 to 81Dec 19, 2025 to Mar 12, 2026
- Employees · 5 to 6Dec 19, 2025 to Mar 12, 2026
- Discretionary RAUM · $605M to $784MDec 19, 2025 to Mar 12, 2026
- HNW RAUM · $592M to $758MDec 19, 2025 to Mar 12, 2026
- Individual RAUM · $23.8M to $36.1MDec 19, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $10.5M to $9.5MDec 19, 2025 to Mar 12, 2026
- RAUM · $616M to $794MDec 19, 2025 to Mar 12, 2026
- Advisory employees · 6 to 5Mar 26, 2025 to Dec 19, 2025
- Employees · 6 to 5Mar 26, 2025 to Dec 19, 2025
- State-registered IARs · 6 to 5Mar 26, 2025 to Dec 19, 2025
- Accounts · 537 to 617Mar 18, 2024 to Mar 26, 2025
- Advisory employees · 7 to 6Mar 18, 2024 to Mar 26, 2025
- Advisory activities · 4 to 5Mar 18, 2024 to Mar 26, 2025
- HNW clients · 64 to 71Mar 18, 2024 to Mar 26, 2025
- Individual clients · 25 to 64Mar 18, 2024 to Mar 26, 2025
- Employees · 7 to 6Mar 18, 2024 to Mar 26, 2025
- Financial planning clients · 51-100 to 101-250Mar 18, 2024 to Mar 26, 2025
- State-registered IARs · 7 to 6Mar 18, 2024 to Mar 26, 2025
- Discretionary RAUM · $403M to $605MMar 18, 2024 to Mar 26, 2025
- HNW RAUM · $397M to $592MMar 18, 2024 to Mar 26, 2025
- Individual RAUM · $13.0M to $23.8MMar 18, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $7.1M to $10.5MMar 18, 2024 to Mar 26, 2025
- RAUM · $410M to $616MMar 18, 2024 to Mar 26, 2025
- Accounts · 480 to 537Oct 17, 2023 to Mar 18, 2024
- Advisory employees · 6 to 7Oct 17, 2023 to Mar 18, 2024
- Advisory activities · 3 to 4Oct 17, 2023 to Mar 18, 2024
- HNW clients · 53 to 64Oct 17, 2023 to Mar 18, 2024
- Individual clients · 16 to 25Oct 17, 2023 to Mar 18, 2024
- Employees · 6 to 7Oct 17, 2023 to Mar 18, 2024
- State-registered IARs · 6 to 7Oct 17, 2023 to Mar 18, 2024
- Discretionary RAUM · $335M to $403MOct 17, 2023 to Mar 18, 2024
- HNW RAUM · $334M to $397MOct 17, 2023 to Mar 18, 2024
- Individual RAUM · $5.8M to $13.0MOct 17, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $4.8M to $7.1MOct 17, 2023 to Mar 18, 2024
Signals
5 dated events
- Fortress Wealth Planning reported RAUM $793.9M, up 29% from $615.7M (2025-12-19 to 2026-03-12)Mar 12, 2026 · RAUM change · derived
- Gregory Louis Chapas left Fortress Wealth Planning for Truewater Wealth (registered 2026-01-16)Dec 19, 2025 · Advisor changed firm · fact
- Fortress Wealth Planning reported RAUM $615.7M, up 50% from $409.8M (2024-03-18 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Jim Martyn Williams left Fortress Wealth Planning for Eversource Wealth Advisors, Llc (registered 2024-10-07)Oct 11, 2024 · Advisor changed firm · fact
- Fortress Wealth Planning filed its initial SEC registration (Form ADV)Jan 18, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@fortresswealthplanning.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 904-301-4545reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 904-373-9644reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/fortress-wealth-planningreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fortresswealthplanning.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 904-301-4545reportedpublic record, Form ADV, Aug 11, 2026
- Contact form
- fortresswealthplanning.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026