DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fortress Wealth Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Louis Chapas | Raymond James & Associates, Inc. national BD | Fortress Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Oct 18, 2023 |
| Jim Martyn Williams | Hightower Advisors, LLC BD affiliated | Fortress Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Aug 19, 2021 (50 d) |
| Eileen Ortega | Hightower Advisors, LLC BD affiliated | Fortress Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Aug 19, 2021 (50 d) |
| Michael Gerard Skowfoe | Hightower Advisors, LLC BD affiliated | Fortress Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Aug 18, 2021 (49 d) |
| Joshua Anwar Ali | Hightower Advisors, LLC BD affiliated | Fortress Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Aug 18, 2021 (49 d) |
| Jay Duncan Rolfe | Hightower Advisors, LLC BD affiliated | Fortress Wealth Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 30, 2021 | Jun 8, 2021 |
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6 moves match.