DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• C•••••• A•••••••• L••
Latest filing Feb 2, 2026
First filing on the tape Jun 30, 2020 · 11 filings
SEC status approved since Jul 31, 2020
RAUM
$1.1B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
29%
$323M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$189M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$1.1B as of Feb 2, 2026
Feb 19, 2021$682M then
HNW client RAUM$278M as of Feb 2, 2026
Feb 19, 2021$183M then
State-registered IARs (5.B.3)6 as of Feb 2, 2026
Feb 19, 20214 then
Employees (5.A)9 as of Feb 2, 2026
Feb 19, 20217 then
Private funds: no history
RAUM +17% over the last fiscal year+14% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Feb 2, 2026; every figure names its basis
- RAUM per advisor
- $189MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 8.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $521M, 132 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$278M59%
- Charitable organizations$84.1M18%
- Corporations and businesses$57.9M12%
- Individuals$45.5M9.6%
- Pension and profit-sharing plans$7.3M1.5%
- Individual clients
- 163reported
- HNW clients
- 116reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 828reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $521M for 132 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.29 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••••• R••• S•••• | Portland, Or | Jul 31, 2020 | 21 y | 1 |
| C•••• J•••• S•••• | Portland, Or | Jul 31, 2020 | 38 y | 2 |
| B••••• L•••• G••••••••• | Portland, Or | Feb 12, 2021 | 11 y | 1 |
| J••••••• M•••• R••• | Portland, Or | Feb 23, 2022 | 19 y | 3 |
| J••••••• M•••••• | Portland, Or | Feb 23, 2022 | 12 y | 1 |
| S•••••• C•••• S••••Certified Financial Planner | Portland, Or | Jan 15, 2025 | 18 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••••• C•••• S•••• from W•••• F•••• A•••••••Jan 15, 2025 · Wirehouse to independent RIA
- J••••••• M•••• R••• from W•••• F•••• A•••••••Feb 23, 2022 · Wirehouse to independent RIA
- J••••••• M•••••• from W•••• F•••• A•••••••Feb 23, 2022 · Wirehouse to independent RIA
- B••••• L•••• G••••••••• from W•••• F•••• A•••••••Feb 12, 2021 · Wirehouse to independent RIA
- J••••••• R••• S•••• from W•••• F•••• A•••••••Jul 31, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••• J•••• S•••• from W•••• F•••• A•••••••Jul 31, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from W•••• F•••• A•••••••Aug 3, 2020 · Portland, Or
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• C••••• J•••• · Managing Membercontrolsince 06/2020 · owns 25% to 50%
- S••••• J•••••••• R••• · Managing Member And Chief Compliance Officercontrolsince 06/2020 · owns 25% to 50%
- S••••• S••••••• C•••• · Managing Membercontrolsince 06/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 802 to 828Jan 31, 2025 to Feb 2, 2026
- HNW clients · 101 to 116Jan 31, 2025 to Feb 2, 2026
- Individual clients · 172 to 163Jan 31, 2025 to Feb 2, 2026
- Assets in custody · $437M to $521MJan 31, 2025 to Feb 2, 2026
- Discretionary RAUM · $952M to $1.1BJan 31, 2025 to Feb 2, 2026
- HNW RAUM · $250M to $278MJan 31, 2025 to Feb 2, 2026
- Individual RAUM · $47.5M to $45.5MJan 31, 2025 to Feb 2, 2026
- Non-discretionary RAUM · $16.9M to $18.6MJan 31, 2025 to Feb 2, 2026
- Pension RAUM · $8.0M to $7.3MJan 31, 2025 to Feb 2, 2026
- RAUM · $968M to $1.1BJan 31, 2025 to Feb 2, 2026
- Accounts · 815 to 802Feb 14, 2024 to Jan 31, 2025
- HNW clients · 83 to 101Feb 14, 2024 to Jan 31, 2025
- Individual clients · 192 to 172Feb 14, 2024 to Jan 31, 2025
- Assets in custody · $51.9M to $437MFeb 14, 2024 to Jan 31, 2025
- Financial planning clients · 0 to 0Feb 14, 2024 to Jan 31, 2025
- Discretionary RAUM · $901M to $952MFeb 14, 2024 to Jan 31, 2025
- HNW RAUM · $246M to $250MFeb 14, 2024 to Jan 31, 2025
- Individual RAUM · $59.9M to $47.5MFeb 14, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $18.4M to $16.9MFeb 14, 2024 to Jan 31, 2025
- Pension RAUM · $12.6M to $8.0MFeb 14, 2024 to Jan 31, 2025
- RAUM · $919M to $968MFeb 14, 2024 to Jan 31, 2025
- Accounts · 827 to 815Jan 25, 2023 to Feb 14, 2024
- HNW clients · 84 to 83Jan 25, 2023 to Feb 14, 2024
- Individual clients · 196 to 192Jan 25, 2023 to Feb 14, 2024
- Pension plan clients · 5.0 to unsetJan 25, 2023 to Feb 14, 2024
- Assets in custody · $374M to $51.9MJan 25, 2023 to Feb 14, 2024
- Discretionary RAUM · $727M to $901MJan 25, 2023 to Feb 14, 2024
- HNW RAUM · $167M to $246MJan 25, 2023 to Feb 14, 2024
- Individual RAUM · $53.3M to $59.9MJan 25, 2023 to Feb 14, 2024
- Non-discretionary RAUM · $41.5M to $18.4MJan 25, 2023 to Feb 14, 2024
- Pension RAUM · $15.4M to $12.6MJan 25, 2023 to Feb 14, 2024
- RAUM · $769M to $919MJan 25, 2023 to Feb 14, 2024
- Accounts · 779 to 827Sep 2, 2022 to Jan 25, 2023
- Advisory activities · 4 to 5Sep 2, 2022 to Jan 25, 2023
- Charity clients · 4.0 to unsetSep 2, 2022 to Jan 25, 2023
- Corporate clients · 4.0 to unsetSep 2, 2022 to Jan 25, 2023
- HNW clients · 101 to 84Sep 2, 2022 to Jan 25, 2023
- Individual clients · 169 to 196Sep 2, 2022 to Jan 25, 2023
- Pension plan clients · 8 to 5Sep 2, 2022 to Jan 25, 2023
- Assets in custody · $357M to $374MSep 2, 2022 to Jan 25, 2023
Signals
1 dated events
- S•••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 503-487-0860reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-487-0861reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- scottcapitaladvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (503) 487-0860reportedpublic record, Form ADV, Feb 2, 2026
- Team page
- scottcapitaladvisors.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $189Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026