DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Scott Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Mueller | Wells Fargo Advisors wirehouse | Scott Capital Advisors, LLC mixed wealth | Wirehouse to independent RIA | Oct 14, 2021 | Feb 23, 2022 (132 d) |
| Jennifer Marie Rice | Wells Fargo Advisors wirehouse | Scott Capital Advisors, LLC mixed wealth | Wirehouse to independent RIA | Aug 17, 2020 | Feb 23, 2022 (555 d) |
| Casey James Scott | Wells Fargo Advisors wirehouse | Scott Capital Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 3, 2020 | Jul 31, 2020 |
| Jennifer Ruth Scott | Wells Fargo Advisors wirehouse | Scott Capital Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 3, 2020 | Jul 31, 2020 |
| Shaughn Casey Scott | Wells Fargo Advisors wirehouse | Scott Capital Advisors, LLC mixed wealth | Wirehouse to independent RIA | Aug 3, 2020 | Jan 15, 2025 (1626 d) |
| Brooke Leigh Golosinskiy | Wells Fargo Advisors wirehouse | Scott Capital Advisors, LLC independent RIA | Wirehouse to independent RIA | Aug 3, 2020 | Feb 12, 2021 (193 d) |
Page 1 of 1
6 moves match.