DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• W••••• A•••••••• L••
Latest filing Mar 2, 2026
First filing on the tape Mar 29, 2012 · 28 filings
SEC status approved since Apr 18, 2008
RAUM
$456M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
57%
$258M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$76.1M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$456M as of Mar 2, 2026
Mar 29, 2012$126M then
HNW client RAUM$206M as of Mar 2, 2026
Feb 7, 2018$43.1M then
State-registered IARs (5.B.3)6 as of Mar 2, 2026
Mar 29, 20120 then
Employees (5.A)6 as of Mar 2, 2026
Mar 27, 20135 then
Private funds: no history
RAUM +3.7% over the last fiscal year+48% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $76.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $938,336derivedHNW RAUM over HNW clients
- Average account
- $933,199derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 43%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.6%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $258MreportedItem 5.I
- Custody
- $133M, 149 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$206M45%
- Pension and profit-sharing plans$198M43%
- Individuals$52.0M11%
- Individual clients
- 245reported
- HNW clients
- 220reported
- Pension plan clients
- 24reported
- Charitable clients
- 0reported
- Accounts
- 489reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $133M for 149 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.57 fund_share=0.0 institutional_share=0.43 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••• J•••• B•••••• | Wichita, Ks | Apr 18, 2008 | 30 y | 2 |
| D•••• K•••• D•••• | Wichita, Ks | Apr 3, 2009 | 21 y | 0 |
| B•••• C••••••••• G•••••Certified Financial Planner | Wichita, Ks | Mar 18, 2011 | 17 y | 0 |
| T•••••• A•••• P••••• | Wichita, Ks | Oct 4, 2013 | 20 y | 1 |
| E••• W•••••• T•••• | Wichita, Ks | May 5, 2025 | 10 y | 0 |
| R••••• E• F••• | Wichita, Ks | Apr 23, 2026 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••• C••• A•••• to A••••••••• W••••• C••••••••• L••Jul 16, 2020 · RIA to a newly registered adviser
- K•• A••• K•••••• to M••••• S••••••Jul 31, 2012 · Other
- M••• R•••••• R•••••• to L•• F•••••••• L••Jul 31, 2012 · Other
Joined, latest
- C•••• C••• A•••• from L•• F•••••••• L••Oct 22, 2014 · Other
- T•••••• A•••• P••••• from A••••••• A•••• M••••••••• I•••Oct 4, 2013 · Other
- K•• A••• K•••••• from L•• F•••••••• L••Sep 14, 2009 · Other
- M••• R•••••• R•••••• from M•• I•••••••• S•••••••• L••Apr 21, 2008 · Other
- B••••• J•••• B•••••• from M•• I•••••••• S•••••••• L••Apr 18, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• P•••• S••••• · Managing Membercontrolsince 03/2008 · owns less than 5%
- B••••••• B•••• J•••• · President/Chief Compliance Officercontrolsince 03/2008 · owns less than 5%
Entity owners
- A••••• G•••• • H•••••• L••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••• G•••• • H•••••• L•••insurancey
- I•••••• W••••• S••••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wichita, Ks · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 2, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $439,945,283 to $456,334,303, advisors 5 to 6, private clients 449 to 465, offices 1 to 1 (2025-03-07 to 2026-03-02)peers: independent wealth managers, $100M to $500M (5,676)
- high institutional concentrationStatic outlier · filing Mar 2, 2026institutional share of RAUM of 43% against a peer median of 0% (5676 comparable advisers, 98.0th percentile, 14.5 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 98% percentile
- HNW share shiftChange between filings · filing Mar 2, 2026HNW share of RAUM moved from 72.0% to 45.0% between the annual amendments of 2025-03-07 and 2026-03-02peers: independent wealth managers, $100M to $500M (5,676)
- client mix shiftChange between filings · filing Mar 2, 2026private-client share of RAUM moved from 84.0% to 57.0% between the annual amendments of 2025-03-07 and 2026-03-02peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 2, 2026institutional share of RAUM moved from 16.0% to 43.0% between the annual amendments of 2025-03-07 and 2026-03-02peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 455 to 489Jul 15, 2025 to Mar 2, 2026
- Advisory employees · 5 to 6Jul 15, 2025 to Mar 2, 2026
- BD registered reps · 5 to 6Jul 15, 2025 to Mar 2, 2026
- HNW clients · 200 to 220Jul 15, 2025 to Mar 2, 2026
- Individual clients · 249 to 245Jul 15, 2025 to Mar 2, 2026
- Pension plan clients · 6 to 24Jul 15, 2025 to Mar 2, 2026
- Assets in custody · $125M to $133MJul 15, 2025 to Mar 2, 2026
- Employees · 5 to 6Jul 15, 2025 to Mar 2, 2026
- Financial planning clients · 51-100 to 101-250Jul 15, 2025 to Mar 2, 2026
- State-registered IARs · 5 to 6Jul 15, 2025 to Mar 2, 2026
- Discretionary RAUM · $440M to $456MJul 15, 2025 to Mar 2, 2026
- HNW RAUM · $319M to $206MJul 15, 2025 to Mar 2, 2026
- Individual RAUM · $49.5M to $52.0MJul 15, 2025 to Mar 2, 2026
- Pension RAUM · $71.6M to $198MJul 15, 2025 to Mar 2, 2026
- RAUM · $440M to $456MJul 15, 2025 to Mar 2, 2026
- Financial planning clients · 51-100 to 51-100Mar 7, 2025 to Jul 15, 2025
- Accounts · 417 to 455Jul 2, 2024 to Mar 7, 2025
- BD registered reps · 6 to 5Jul 2, 2024 to Mar 7, 2025
- HNW clients · 149 to 200Jul 2, 2024 to Mar 7, 2025
- Individual clients · 268 to 249Jul 2, 2024 to Mar 7, 2025
- Pension plan clients · 31 to 6Jul 2, 2024 to Mar 7, 2025
- Assets in custody · unset to 125445068.0Jul 2, 2024 to Mar 7, 2025
- Custody of client assets · false to trueJul 2, 2024 to Mar 7, 2025
- Employees · 6 to 5Jul 2, 2024 to Mar 7, 2025
- Discretionary RAUM · $197M to $440MJul 2, 2024 to Mar 7, 2025
- HNW RAUM · $147M to $319MJul 2, 2024 to Mar 7, 2025
- Individual RAUM · $49.8M to $49.5MJul 2, 2024 to Mar 7, 2025
- Pension RAUM · $0 to $71.6MJul 2, 2024 to Mar 7, 2025
- RAUM · $197M to $440MJul 2, 2024 to Mar 7, 2025
- Accounts · 382 to 417Mar 2, 2023 to Jan 25, 2024
- Advisory employees · 4 to 5Mar 2, 2023 to Jan 25, 2024
- BD registered reps · 5 to 6Mar 2, 2023 to Jan 25, 2024
- HNW clients · 118 to 149Mar 2, 2023 to Jan 25, 2024
- Individual clients · 264 to 268Mar 2, 2023 to Jan 25, 2024
- Pension plan clients · 34 to 31Mar 2, 2023 to Jan 25, 2024
- Employees · 5 to 6Mar 2, 2023 to Jan 25, 2024
- State-registered IARs · 4 to 5Mar 2, 2023 to Jan 25, 2024
- Discretionary RAUM · $141M to $197MMar 2, 2023 to Jan 25, 2024
- HNW RAUM · $96.3M to $147MMar 2, 2023 to Jan 25, 2024
- Individual RAUM · $44.9M to $49.8MMar 2, 2023 to Jan 25, 2024
Signals
4 dated events
- A•• W••••• A•••••••• L•• reported RAUM $439.9M, up 123% from $197.2M (2024-07-02 to 2025-03-07)Mar 7, 2025 · RAUM change · derived
- Jay Donald Glenn (Executive Vice President) no longer on Schedule A of A•• W••••• A•••••••• L•• (listed 2021-03-09, absent 2021-05-05)May 5, 2021 · Control person left · inference
- Anton Steven Houlik (Executive Vice President) no longer on Schedule A of A•• W••••• A•••••••• L•• (listed 2021-03-09, absent 2021-05-05)May 5, 2021 · Control person left · inference
- A•• W••••• A•••••••• L•• reported RAUM $137.0M, down 52% from $283.6M (2021-01-26 to 2021-03-09)Mar 9, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@aghwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kayleigh.galliart@aghwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- amanda.cardona@aghwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- connie.baker@aghwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- james.hall@aghwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 316-291-4006reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 316-291-4026reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 316-267-3220reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- AGHWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 316-267-3220reportedpublic record, Form ADV, Mar 2, 2026
- Contact form
- aghwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- aghwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026