DFX Intelligence
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G•• I••••••••• G••••
Other adviser, reporting $304M of regulatory assets across 1 registered advisors.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $304M
- Advisors
- 1
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- +11%
- Private clients
- 11% of RAUM, $33.4M
Form ADV
IAPD
IAPD registration history
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 2
Every filed figure, and the identifiersCRD 308511 · SEC 801-120745 · 8 filingsShowHide
CRD 308511SEC 801-120745Legal name G•• I••••••••• G•••• L••First filing on the tape Mar 9, 2021, latest Jan 28, 2026SEC status approved since Apr 9, 2021IAPD
RAUM
$304M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
11%
$33.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$304M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$304M as of Jan 28, 2026
Feb 8, 2022$221M then
HNW client RAUM$27.8M as of Jan 28, 2026
Feb 8, 2022$11.2M then
State-registered IARs (5.B.3)1 as of Jan 28, 2026
Feb 8, 20221 then
Employees (5.A)2 as of Jan 28, 2026
Feb 8, 20222 then
Private funds: no history
RAUM +11% over the last fiscal year+16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $304MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 85%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$254M84%
- High-net-worth individuals$27.8M9.2%
- Corporations and businesses$13.5M4.5%
- Individuals$5.5M1.8%
- Charitable organizations$3.0M1.0%
- Individual clients
- 23reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 84reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.11 fund_share=0.0 institutional_share=0.85 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• B•••• C••••••Chartered Financial Analyst | Sanford, Fl | Jul 16, 2020 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• G•••••• B•••• · Ceo And Ccocontrolsince 03/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 76 to 84Jan 24, 2025 to Jan 28, 2026
- Individual clients · 17 to 23Jan 24, 2025 to Jan 28, 2026
- Discretionary RAUM · $275M to $304MJan 24, 2025 to Jan 28, 2026
- HNW RAUM · $25.0M to $27.8MJan 24, 2025 to Jan 28, 2026
- Individual RAUM · $3.3M to $5.5MJan 24, 2025 to Jan 28, 2026
- RAUM · $275M to $304MJan 24, 2025 to Jan 28, 2026
- Accounts · 52 to 76Jan 24, 2024 to Jan 24, 2025
- Individual clients · 12 to 17Jan 24, 2024 to Jan 24, 2025
- Financial planning clients · 0 to 0Jan 24, 2024 to Jan 24, 2025
- HQ city · unset to Jan 24, 2024 to Jan 24, 2025
- HQ state · unset to Jan 24, 2024 to Jan 24, 2025
- Discretionary RAUM · $212M to $275MJan 24, 2024 to Jan 24, 2025
- HNW RAUM · $20.2M to $25.0MJan 24, 2024 to Jan 24, 2025
- Individual RAUM · $2.0M to $3.3MJan 24, 2024 to Jan 24, 2025
- RAUM · $212M to $275MJan 24, 2024 to Jan 24, 2025
- Accounts · 30 to 52Jan 18, 2023 to Jan 24, 2024
- Individual clients · 7 to 12Jan 18, 2023 to Jan 24, 2024
- Financial planning clients · 1-10 to 0Jan 18, 2023 to Jan 24, 2024
- Discretionary RAUM · $197M to $212MJan 18, 2023 to Jan 24, 2024
- HNW RAUM · $17.3M to $20.2MJan 18, 2023 to Jan 24, 2024
- Individual RAUM · $926,000 to $2.0MJan 18, 2023 to Jan 24, 2024
- RAUM · $197M to $212MJan 18, 2023 to Jan 24, 2024
- Accounts · 29 to 30Feb 8, 2022 to Jan 18, 2023
- Individual clients · unset to 7.0Feb 8, 2022 to Jan 18, 2023
- Discretionary RAUM · $221M to $197MFeb 8, 2022 to Jan 18, 2023
- HNW RAUM · $11.2M to $17.3MFeb 8, 2022 to Jan 18, 2023
- Individual RAUM · $938,000 to $926,000Feb 8, 2022 to Jan 18, 2023
- RAUM · $221M to $197MFeb 8, 2022 to Jan 18, 2023
- Accounts · 6 to 29Dec 6, 2021 to Feb 8, 2022
- Discretionary RAUM · $222M to $221MDec 6, 2021 to Feb 8, 2022
- HNW RAUM · $9.9M to $11.2MDec 6, 2021 to Feb 8, 2022
- Individual RAUM · unset to 938000.0Dec 6, 2021 to Feb 8, 2022
- RAUM · $222M to $221MDec 6, 2021 to Feb 8, 2022
Signals
1 dated events
- ••• LockedMar 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Jan 28, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Jan 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $304Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026